ALPS ETF Trust - EQL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,671,352 | 79,489 | 0.01% | 0.01% | 1 | +129,221 | 8.38% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 1,006,254 | 47,860 | 0.01% | 0.01% | 2 | +362,087 | 56.21% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 986,027 | 46,895 | 0.01% | 0.02% | 3 | -79,330 | -7.45% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Reduced | 801,222 | 38,106 | 0.0% | 0.0% | 4 | -257,934 | -24.35% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 361,802 | 17,207 | 0.0% | 0.0% | 5 | +173,839 | 92.49% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Added to | 323,275 | 15,374 | 0.0% | 0.0% | 6 | +15,497 | 5.04% | Q1 2026 | May 06, 2026 |
| Cetera Investment Advisers | History | Reduced | 174,009 | 8,275 | 0.01% | 0.01% | 7 | -16,947 | -8.87% | Q1 2026 | May 13, 2026 |
| PERRYMAN FINANCIAL ADVISORY INC /AD | History | Added to | 134,843 | 6,413 | 0.96% | 0.82% | 8 | +13,983 | 11.57% | Q1 2026 | Apr 29, 2026 |
| UBS Group AG | History | Added to | 119,575 | 5,686 | 0.0% | 0.0% | 9 | +21,308 | 21.68% | Q1 2026 | May 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 93,848 | 4,463 | 0.01% | 0.0% | 10 | +15,904 | 20.4% | Q1 2026 | Apr 27, 2026 |
| CWM, LLC | History | Reduced | 83,400 | 3,966 | 0.01% | 0.01% | 11 | -26,921 | -24.4% | Q1 2026 | May 14, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 82,814 | 3,938 | 0.15% | 0.24% | 12 | +35,826 | 76.24% | Q1 2026 | May 15, 2026 |
| Summit Financial Wealth Advisors, LLC | History | Added to | 70,821 | 3,368 | 0.48% | 0.45% | 13 | +2,498 | 3.66% | Q1 2026 | May 26, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 59,054 | 2,808 | 0.0% | 0.0% | 14 | +5,808 | 10.91% | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 51,969 | 2,471 | 0.0% | 0.0% | 15 | +2,096 | 4.2% | Q1 2026 | May 07, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 48,050 | 2,285 | 0.03% | 0.03% | 16 | -339 | -0.7% | Q1 2026 | Apr 28, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 45,867 | 2,181 | 0.0% | 0.0% | 17 | -90 | -0.2% | Q1 2026 | May 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 45,762 | 2,139 | 0.0% | 0.0% | 18 | +13,031 | 39.81% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 42,732 | 2,032 | 0.0% | 0.0% | 19 | -12,942 | -23.25% | Q1 2026 | May 15, 2026 |
| Sherry Group, Inc. | History | Reduced | 35,901 | 1,707 | 1.86% | 1.79% | 20 | -620 | -1.7% | Q1 2026 | May 05, 2026 |
| 1900 WEALTH MANAGEMENT LLC | History | No change | 28,152 | 1,338 | 0.09% | 0.08% | 21 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| SMITH, MOORE & CO. | History | Reduced | 27,850 | 1,324 | 0.1% | 0.11% | 22 | -2,150 | -7.17% | Q1 2026 | May 05, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 25,325 | 1,204 | 0.03% | 0.03% | 23 | +830 | 3.39% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 23,323 | 1,109 | 0.0% | 0.0% | 24 | -1,577 | -6.33% | Q1 2026 | May 04, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 22,167 | 1,054 | 0.0% | 0.0% | 25 | -637 | -2.79% | Q1 2026 | Apr 30, 2026 |
| Maltin Wealth Management, Inc. | History | Added to | 20,818 | 990 | 0.38% | 0.38% | 26 | +72 | 0.35% | Q1 2026 | Apr 21, 2026 |
| PUREfi Wealth, LLC | History | No change | 17,692 | 841 | 0.55% | 0.63% | 27 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 17,124 | 814 | 0.03% | — | 28 | +17,124 | New | Q1 2026 | May 15, 2026 |
| GTS SECURITIES LLC | History | Reduced | 16,251 | 772 | 0.03% | 0.03% | 29 | -3,512 | -17.77% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 15,228 | 724 | 0.0% | 0.0% | 30 | +2,200 | 16.89% | Q1 2026 | Apr 22, 2026 |
| Gotham Asset Management, LLC | History | Added to | 13,516 | 642 | 0.0% | 0.0% | 31 | +1,180 | 9.57% | Q1 2026 | May 15, 2026 |
| ORG Partners LLC | History | No change | 13,804 | 640 | 0.11% | 0.11% | 32 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Ascentis Independent Advisors | History | New | 13,183 | 626 | 0.05% | — | 33 | +13,183 | New | Q1 2026 | Apr 28, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 12,444 | 591 | 0.0% | 0.0% | 34 | -11 | -0.09% | Q1 2026 | May 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 11,586 | 551 | 0.0% | 0.0% | 35 | +423 | 3.79% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 11,560 | 550 | 0.0% | 0.0% | 36 | +3,322 | 40.33% | Q1 2026 | Apr 30, 2026 |
| AE Wealth Management LLC | History | Reduced | 10,918 | 519 | 0.0% | 0.0% | 37 | -576 | -5.01% | Q1 2026 | May 13, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 10,813 | 514 | 0.15% | 0.12% | 38 | +2,449 | 29.28% | Q1 2026 | Apr 06, 2026 |
| Private Advisor Group, LLC | History | Added to | 9,554 | 454 | 0.0% | 0.0% | 39 | +4,213 | 78.88% | Q1 2026 | Apr 24, 2026 |
| Intrepid Financial Planning Group LLC | History | Added to | 8,368 | 397 | 0.16% | 0.12% | 40 | +1,411 | 20.28% | Q1 2026 | May 13, 2026 |
| Sowell Financial Services LLC | History | New | 8,184 | 389 | 0.01% | — | 41 | +8,184 | New | Q1 2026 | Apr 20, 2026 |
| DELTA CAPITAL MANAGEMENT LLC | History | No change | 8,100 | 385 | 0.21% | 0.21% | 42 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Savvy Advisors, Inc. | History | Added to | 7,750 | 368 | 0.01% | 0.01% | 43 | +46 | 0.6% | Q1 2026 | May 11, 2026 |
| Virtu Financial LLC | History | New | 7,360 | 350 | 0.01% | — | 44 | +7,360 | New | Q1 2026 | May 14, 2026 |
| GUIDANCE CAPITAL, INC | History | New | 6,318 | 316 | 0.07% | — | 45 | +6,318 | New | Q1 2026 | May 08, 2026 |
| BostonPremier Wealth LLC | History | Added to | 6,611 | 314 | 0.16% | 0.15% | 46 | +324 | 5.15% | Q1 2026 | Apr 10, 2026 |
| Corient Private Wealth LLC | History | Added to | 6,525 | 310 | 0.0% | 0.0% | 47 | +1,959 | 42.9% | Q1 2026 | May 15, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | No change | 5,814 | 276 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 5,222 | 248 | 0.0% | 0.0% | 49 | -1,039 | -16.59% | Q1 2026 | May 14, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 5,216 | 241 | 0.0% | 0.0% | 50 | -34 | -0.65% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 4,812 | 228 | 0.0% | 0.0% | 51 | -1,794 | -27.16% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 3,762 | 178 | 0.0% | — | 52 | +3,762 | New | Q1 2026 | May 01, 2026 |
| JPMORGAN CHASE & CO | History | No change | 3,746 | 174 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| FMR LLC | History | Added to | 3,419 | 162 | 0.0% | 0.0% | 54 | +460 | 15.55% | Q1 2026 | May 15, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 2,788 | 132 | 0.0% | 0.0% | 55 | -1,014 | -26.67% | Q1 2026 | May 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 1,847 | 87 | 0.0% | 0.0% | 56 | -1,057 | -36.4% | Q1 2026 | May 14, 2026 |
| MAI Capital Management | History | No change | 1,773 | 84 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 1,590 | 73 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Smartleaf Asset Management LLC | History | No change | 1,308 | 61 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BOK Financial Private Wealth, Inc. | History | No change | 1,200 | 57 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Provenance Wealth Advisors, LLC | History | No change | 900 | 42 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 815 | 38 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 471 | 22 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | May 20, 2026 |
| Global Retirement Partners, LLC | History | No change | 246 | 11 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Atlantic Edge Private Wealth Management, LLC | History | No change | 156 | 7 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| NewEdge Advisors, LLC | History | No change | 121 | 5 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| Parallel Advisors, LLC | History | No change | 90 | 4 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| Mountain Capital Investment Advisors Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -9,471 | -100.0% | Q1 2026 | May 11, 2026 |
| HB Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,483 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Van Cleef Asset Management,Inc | History | Closed out | 0 | 0 | — | 0.02% | — | -4,800 | -100.0% | Q1 2026 | May 01, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,714 | -100.0% | Q1 2026 | Apr 07, 2026 |