NORTHERN LIGHTS FUND TRUST II - ESN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Vinva Investment Management Ltd | History | New | 618,308 | 108,148 | 0.72% | — | 1 | +618,308 | New | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 3,459,659 | 68,790 | 0.32% | 0.31% | 2 | +169,840 | 5.16% | Q2 2026 | Aug 13, 2026 |
| Legacy Financial Group LLC | History | Added to | 2,274,028 | 45,215 | 5.09% | 4.18% | 3 | +374,816 | 19.74% | Q2 2026 | Aug 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,645,290 | 32,714 | 0.01% | 0.01% | 4 | +126,182 | 8.31% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 983,492 | 19,555 | 0.0% | 0.0% | 5 | +26,181 | 2.73% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 859,522 | 17,090 | 0.23% | 0.2% | 6 | +132,429 | 18.21% | Q2 2026 | Aug 12, 2026 |
| Atria Investments, Inc | History | Added to | 656,158 | 13,046 | 0.13% | 0.12% | 7 | +47,552 | 7.81% | Q2 2026 | Jul 28, 2026 |
| KKM Financial LLC | History | Reduced | 592,014 | 11,771 | 1.61% | 1.81% | 8 | -718 | -0.12% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 389,024 | 7,735 | 0.0% | 0.0% | 9 | +247,345 | 174.58% | Q2 2026 | Aug 07, 2026 |
| CWM, LLC | History | No change | 315,502 | 5,525 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 210,117 | 4,177 | 0.01% | 0.01% | 11 | +20,493 | 10.81% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 174,309 | 3,466 | 0.0% | — | 12 | +174,308 | 17430800.0% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | Added to | 121,970 | 2,425 | 0.0% | 0.0% | 13 | +1 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BREAKTHRU ADVISORY SERVICES, LLC | History | Reduced | 118,222 | 2,350 | 7.89% | 3.95% | 14 | -22,580 | -16.04% | Q2 2026 | Jul 23, 2026 |
| Plus Group Wealth Advisors LLC | History | New | 106,862 | 2,124 | 2.0% | — | 15 | +106,862 | New | Q2 2026 | Jul 13, 2026 |
| Equitable Holdings, Inc. | History | Added to | 92,496 | 1,839 | 0.01% | 0.01% | 16 | +30,986 | 50.38% | Q2 2026 | Aug 17, 2026 |
| GTS SECURITIES LLC | History | Added to | 87,235 | 1,734 | 0.04% | 0.03% | 17 | +33,654 | 62.81% | Q2 2026 | Aug 14, 2026 |
| Comprehensive Financial Consultants Institutional, Inc. | History | New | 72,927 | 1,450 | 0.38% | — | 18 | +72,927 | New | Q2 2026 | Jul 15, 2026 |
| Mowery & Schoenfeld Wealth Management, LLC | History | New | 68,840 | 1,368 | 1.86% | — | 19 | +68,840 | New | Q2 2026 | Aug 05, 2026 |
| Quantum Private Wealth, LLC | History | Added to | 63,238 | 1,257 | 0.32% | 0.34% | 20 | +1,238 | 2.0% | Q2 2026 | Jul 29, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 58,995 | 1,173 | 0.0% | 0.0% | 21 | +4,953 | 9.17% | Q2 2026 | Jul 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 39,070 | 776 | 0.0% | — | 22 | +39,070 | New | Q2 2026 | Sep 23, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 35,334 | 703 | 0.0% | 0.0% | 23 | -3,372 | -8.71% | Q2 2026 | Aug 05, 2026 |
| Allworth Financial LP | History | Reduced | 26,542 | 527 | 0.0% | 0.0% | 24 | -714 | -2.62% | Q2 2026 | Aug 11, 2026 |
| Global View Capital Management LLC | History | New | 11,068 | 220 | 0.05% | — | 25 | +11,068 | New | Q2 2026 | Jul 23, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,800 | 35 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.0% | — | -16,453 | -100.0% | Q2 2026 | Aug 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,422 | -100.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -591 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Bruce G. Allen Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -411 | -100.0% | Q2 2026 | Jul 31, 2026 |