NORTHERN LIGHTS FUND TRUST II - ESN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sanctuary Advisors, LLC | History | Reduced | 3,289,819 | 57,620 | 0.31% | 0.31% | 1 | -12,891 | -0.39% | Q1 2026 | May 05, 2026 |
| Legacy Financial Group LLC | History | Added to | 1,899,212 | 33,264 | 4.18% | 4.25% | 2 | +7,591 | 0.4% | Q1 2026 | May 04, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,519,108 | 26,607 | 0.01% | 0.0% | 3 | +775,599 | 104.32% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Added to | 957,311 | 16,767 | 0.0% | 0.0% | 4 | +77,616 | 8.82% | Q1 2026 | May 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 727,093 | 12,734 | 0.2% | 0.22% | 5 | +106,942 | 17.24% | Q1 2026 | May 15, 2026 |
| Atria Investments, Inc | History | Added to | 608,606 | 10,659 | 0.12% | 0.09% | 6 | +123,537 | 25.47% | Q1 2026 | May 05, 2026 |
| KKM Financial LLC | History | No change | 592,732 | 10,172 | 1.81% | 1.81% | 7 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Added to | 315,502 | 5,525 | 0.01% | 0.0% | 8 | +291,937 | 1238.86% | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 189,624 | 3,321 | 0.01% | 0.01% | 9 | -2,369 | -1.23% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Added to | 141,679 | 2,481 | 0.0% | 0.0% | 10 | +28,906 | 25.63% | Q1 2026 | May 06, 2026 |
| BREAKTHRU ADVISORY SERVICES, LLC | History | Reduced | 140,802 | 2,466 | 3.95% | 13.96% | 11 | -1,132,214 | -88.94% | Q1 2026 | Apr 16, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 121,969 | 2,136 | 0.0% | 0.0% | 12 | -5,959 | -4.66% | Q1 2026 | May 05, 2026 |
| Quantum Private Wealth, LLC | History | Added to | 62,000 | 1,085 | 0.34% | 0.3% | 13 | +3,000 | 5.08% | Q1 2026 | Apr 27, 2026 |
| Equitable Holdings, Inc. | History | Added to | 61,510 | 1,077 | 0.01% | 0.01% | 14 | +13,762 | 28.82% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 54,042 | 946 | 0.0% | 0.0% | 15 | +22,425 | 70.93% | Q1 2026 | Apr 27, 2026 |
| GTS SECURITIES LLC | History | Reduced | 53,581 | 938 | 0.03% | 0.04% | 16 | -15,430 | -22.36% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 38,706 | 678 | 0.0% | 0.0% | 17 | +1,063 | 2.82% | Q1 2026 | Apr 22, 2026 |
| Allworth Financial LP | History | Reduced | 27,256 | 477 | 0.0% | 0.0% | 18 | -312 | -1.13% | Q1 2026 | May 14, 2026 |
| Independent Advisor Alliance | History | New | 16,453 | 288 | 0.0% | — | 19 | +16,453 | New | Q1 2026 | May 12, 2026 |
| Farther Finance Advisors, LLC | History | New | 1,800 | 31 | 0.0% | — | 20 | +1,800 | New | Q1 2026 | Apr 07, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 1,422 | 24 | 0.0% | — | 21 | +1,422 | New | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | New | 591 | 10 | 0.0% | — | 22 | +591 | New | Q1 2026 | May 13, 2026 |
| Bruce G. Allen Investments, LLC | History | No change | 411 | 7 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -194,983 | -100.0% | Q1 2026 | Apr 30, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -280 | -100.0% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 15, 2026 |