NORTHERN LIGHTS FUND TRUST II - ESN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sanctuary Advisors, LLC | History | Added to | 3,302,710 | 56,678 | 0.31% | 0.24% | 1 | +525,332 | 18.91% | Q4 2025 | Jan 29, 2026 |
| Legacy Financial Group LLC | History | Added to | 1,891,621 | 34,381 | 4.25% | 4.09% | 2 | +59,758 | 3.26% | Q4 2025 | Feb 05, 2026 |
| BREAKTHRU ADVISORY SERVICES, LLC | History | Added to | 1,273,016 | 21,846 | 13.96% | 10.65% | 3 | +324,085 | 34.15% | Q4 2025 | Jan 12, 2026 |
| UBS Group AG | History | Reduced | 879,695 | 15,096 | 0.0% | 0.0% | 4 | -5,425 | -0.61% | Q4 2025 | Jan 29, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 743,509 | 12,759 | 0.0% | — | 5 | +743,509 | New | Q4 2025 | Feb 18, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 620,151 | 10,642 | 0.22% | 0.13% | 6 | +290,471 | 88.11% | Q4 2025 | Feb 09, 2026 |
| KKM Financial LLC | History | Added to | 592,732 | 10,172 | 1.81% | 3.17% | 7 | +1,694 | 0.29% | Q4 2025 | Feb 18, 2026 |
| Atria Investments, Inc | History | Added to | 485,069 | 8,324 | 0.09% | 0.08% | 8 | +70,031 | 16.87% | Q4 2025 | Feb 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 194,983 | 3,346 | 0.01% | 0.0% | 9 | +131,915 | 209.16% | Q4 2025 | Feb 05, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 191,993 | 3,294 | 0.01% | 0.01% | 10 | -5,275 | -2.67% | Q4 2025 | Mar 16, 2026 |
| Bank of New York Mellon Corp | History | No change | 127,928 | 2,195 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Added to | 112,773 | 1,935 | 0.0% | 0.0% | 12 | +50,735 | 81.78% | Q4 2025 | Feb 11, 2026 |
| GTS SECURITIES LLC | History | New | 69,011 | 1,184 | 0.04% | — | 13 | +69,011 | New | Q4 2025 | Feb 13, 2026 |
| Quantum Private Wealth, LLC | History | Added to | 59,000 | 1,012 | 0.3% | 0.15% | 14 | +28,000 | 90.32% | Q4 2025 | Feb 06, 2026 |
| Equitable Holdings, Inc. | History | Added to | 47,748 | 819 | 0.01% | 0.01% | 15 | +7,131 | 17.56% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | New | 37,643 | 646 | 0.0% | — | 16 | +37,643 | New | Q4 2025 | Feb 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 31,617 | 542 | 0.0% | — | 17 | +31,617 | New | Q4 2025 | Feb 12, 2026 |
| Allworth Financial LP | History | New | 27,568 | 473 | 0.0% | — | 18 | +27,568 | New | Q4 2025 | Feb 05, 2026 |
| CWM, LLC | History | Added to | 23,565 | 404 | 0.0% | 0.0% | 19 | +3,592 | 17.98% | Q4 2025 | Jan 26, 2026 |
| Bruce G. Allen Investments, LLC | History | New | 411 | 7 | 0.0% | — | 20 | +411 | New | Q4 2025 | Feb 10, 2026 |
| HUNTINGTON NATIONAL BANK | History | New | 280 | 4 | 0.0% | — | 21 | +280 | New | Q4 2025 | Feb 09, 2026 |