FIRST TRUST EXCHANGE-TRADED FUND VII - FAAR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | History | No change | 1,735,102 | 54,863 | 0.03% | 0.03% | 1 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ASSETMARK, INC | History | Added to | 568,869 | 18,343 | 0.03% | 0.02% | 2 | +226,630 | 66.22% | Q3 2026 | Oct 21, 2026 |
| MORGAN STANLEY | History | No change | 524,216 | 16,575 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Added to | 248,467 | 8,011 | 0.0% | 0.0% | 4 | +51,593 | 26.21% | Q3 2026 | Nov 06, 2026 |
| RFG Advisory, LLC | History | Added to | 184,699 | 5,955 | 0.08% | 0.08% | 5 | +15,459 | 9.13% | Q3 2026 | Nov 03, 2026 |
| Cetera Investment Advisers | History | No change | 176,439 | 5,578 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Simplicity Wealth,LLC | History | Added to | 154,290 | 4,975 | 0.15% | 0.09% | 7 | +73,104 | 90.05% | Q3 2026 | Oct 23, 2026 |
| Center For Asset Management LLC | History | Added to | 128,611 | 4,147 | 1.87% | 1.69% | 8 | +7,946 | 6.59% | Q3 2026 | Oct 16, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 108,427 | 3,428 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 90,438 | 2,859 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 88,247 | 2,790 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 80,571 | 2,547 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| FIG FINANCIAL ADVISORY SERVICES INC /ADV | History | New | 77,620 | 2,502 | 1.51% | — | 13 | +77,620 | New | Q3 2026 | Oct 07, 2026 |
| LexAurum Advisors, LLC | History | Added to | 69,770 | 2,249 | 0.25% | 0.19% | 14 | +17,130 | 32.54% | Q3 2026 | Oct 19, 2026 |
| CreativeOne Wealth, LLC | History | No change | 54,372 | 1,719 | 0.04% | 0.04% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | No change | 48,560 | 1,535 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| VIMA LLC | History | Added to | 33,441 | 1,078 | 1.1% | 1.02% | 17 | +467 | 1.42% | Q3 2026 | Oct 23, 2026 |
| Pinnacle Family Advisors, LLC | History | No change | 27,914 | 882 | 0.37% | 0.37% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 24,486 | 789 | 0.88% | — | 19 | +24,486 | New | Q3 2026 | Oct 27, 2026 |
| GeoWealth Management, LLC | History | No change | 23,382 | 739 | 0.02% | 0.02% | 20 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| BlueChip Wealth Advisors LLC | History | Added to | 22,767 | 734 | 0.25% | 0.18% | 21 | +7,356 | 47.73% | Q3 2026 | Nov 03, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 22,345 | 721 | 0.0% | — | 22 | +22,345 | New | Q3 2026 | Nov 02, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 22,074 | 697 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Balboa Wealth Partners | History | Added to | 19,073 | 615 | 0.08% | 0.08% | 24 | +1,280 | 7.19% | Q3 2026 | Oct 20, 2026 |
| World Investment Advisors | History | No change | 17,354 | 585 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NewEdge Wealth, LLC | History | No change | 17,922 | 566 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 15,264 | 482 | 0.06% | 0.06% | 27 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 14,269 | 451 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 13,090 | 413 | 0.02% | 0.02% | 29 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 9,955 | 321 | 0.0% | 0.0% | 30 | -1,390 | -12.25% | Q3 2026 | Nov 02, 2026 |
| Signal Advisors Wealth, LLC | History | Added to | 9,901 | 319 | 0.01% | 0.01% | 32 | +2,591 | 35.44% | Q3 2026 | Oct 13, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 10,091 | 319 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | No change | 10,071 | 318 | 0.09% | 0.09% | 33 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Snowden Capital Advisors LLC | History | No change | 9,456 | 298 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Richmond Investment Services, LLC | History | Added to | 8,450 | 272 | 0.09% | 0.08% | 35 | +18 | 0.21% | Q3 2026 | Oct 29, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 297,893 | 269 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mutual Advisors, LLC | History | No change | 8,441 | 266 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 6,900 | 222 | 0.02% | 0.02% | 38 | -1,183 | -14.64% | Q3 2026 | Oct 14, 2026 |
| MARIPAU WEALTH MANAGEMENT LLC | History | No change | 6,713 | 212 | 0.08% | 0.08% | 39 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Parallel Advisors, LLC | History | Reduced | 5,284 | 170 | 0.0% | 0.0% | 40 | -1,016 | -16.13% | Q3 2026 | Nov 03, 2026 |
| Rossby Financial, LCC | History | Added to | 5,169 | 166 | 0.02% | 0.03% | 41 | +140 | 2.78% | Q3 2026 | Nov 05, 2026 |
| Signature Equity Partners, LLC | History | New | 4,656 | 150 | 0.05% | — | 42 | +4,656 | New | Q3 2026 | Oct 29, 2026 |
| CoreCap Advisors, LLC | History | Added to | 4,261 | 137 | 0.0% | 0.0% | 43 | +842 | 24.63% | Q3 2026 | Oct 08, 2026 |
| ROYAL BANK OF CANADA | History | No change | 3,649 | 116 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ascentis Independent Advisors | History | No change | 3,555 | 114 | 0.01% | 0.3% | 45 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| UBS Group AG | History | No change | 2,750 | 86 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 2,620 | 84 | 0.0% | 0.01% | 47 | -9,636 | -78.62% | Q3 2026 | Oct 16, 2026 |
| Synergy Investment Management, LLC | History | No change | 2,414 | 76 | 0.02% | 0.02% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,969 | 63 | 0.0% | 0.0% | 49 | -360 | -15.46% | Q3 2026 | Nov 09, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 699 | 22 | 0.0% | 0.0% | 50 | -104 | -12.95% | Q3 2026 | Nov 10, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 402 | 12 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GILPIN WEALTH MANAGEMENT, LLC | History | No change | 349 | 11 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| Spire Wealth Management | History | Added to | 324 | 10 | 0.0% | 0.0% | 53 | +101 | 45.29% | Q3 2026 | Oct 30, 2026 |
| IFG Advisory, LLC | History | Reduced | 193 | 6 | 0.0% | 0.0% | 54 | -173 | -47.27% | Q3 2026 | Nov 06, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 84 | 2 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 76 | 2 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Allworth Financial LP | History | No change | 50 | 1 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Advisors Preferred, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -22,671 | -100.0% | Q3 2026 | Nov 09, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -13,492 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Triad Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,910 | -100.0% | Q3 2026 | Oct 26, 2026 |
| Apollon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,437 | -100.0% | Q3 2026 | Oct 23, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,018 | -100.0% | Q3 2026 | Nov 02, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -109 | -100.0% | Q3 2026 | Nov 10, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Strive Financial Group ,LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |