FALCONSTOR SOFTWARE INC - FALC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | No change | 1,222,908 | 2,079 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BOURGEON CAPITAL MANAGEMENT LLC | History | Added to | 1,220,085 | 2,074 | 1.13% | 1.21% | 2 | +5,641 | 0.46% | Q2 2014 | Aug 01, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | No change | 1,010,496 | 1,718 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Teton Advisors, Inc. | History | No change | 850,000 | 1,445 | 0.1% | 0.09% | 4 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 844,078 | 1,435 | 0.0% | 0.0% | 5 | -35,700 | -4.06% | Q2 2014 | Aug 08, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 622,000 | 1,057 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| GABELLI FUNDS LLC | History | No change | 525,000 | 893 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Benchmark Capital Advisors | History | Added to | 417,500 | 710 | 0.44% | 0.36% | 8 | +85,000 | 25.56% | Q2 2014 | Aug 06, 2014 |
| IRIDIAN ASSET MANAGEMENT LLC/CT | History | Reduced | 165,385 | 281 | 0.0% | 0.0% | 9 | -68,745 | -29.36% | Q2 2014 | Aug 11, 2014 |
| Concept Capital Markets, LLC | History | Added to | 160,661 | 273 | 0.11% | 0.09% | 10 | +18,536 | 13.04% | Q2 2014 | Aug 08, 2014 |
| BlackRock Fund Advisors | History | Added to | 97,459 | 166 | 0.0% | 0.0% | 11 | +2,784 | 2.94% | Q2 2014 | Aug 06, 2014 |
| MENTA CAPITAL LLC | History | Reduced | 32,196 | 55 | 0.01% | 0.03% | 12 | -37,995 | -54.13% | Q2 2014 | Aug 05, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 9,942 | 17 | 0.0% | 0.45% | 13 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | New | 4,905 | 8 | 0.0% | — | 14 | +4,905 | New | Q2 2014 | Aug 06, 2014 |
| Nantahala Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.67% | — | -2,645,297 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -850,925 | -100.0% | Q1 2014 | May 14, 2014 |
| BRIGHTFIELD CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.95% | — | -536,483 | -100.0% | Q1 2014 | May 14, 2014 |
| Potomac Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.67% | — | -495,135 | -100.0% | Q1 2014 | May 14, 2014 |
| Herald Investment Management Ltd | History | Closed out | 0 | 0 | — | 0.19% | — | -300,000 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -271,000 | -100.0% | Q1 2014 | Apr 18, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.01% | — | -197,975 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -147,264 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -106,052 | -100.0% | Q1 2014 | May 16, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -85,048 | -100.0% | Q1 2014 | May 14, 2014 |
| Spark Investment Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,300 | -100.0% | Q1 2014 | May 13, 2014 |
| Rotella Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -25,179 | -100.0% | Q1 2014 | May 21, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -23,296 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -18,150 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,684 | -100.0% | Q1 2014 | May 16, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,835 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,704 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -6,500 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -2,300 | -100.0% | Q1 2014 | May 13, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,248 | -100.0% | Q1 2014 | May 13, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -1,749 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,722 | -100.0% | Q1 2014 | May 16, 2014 |
| COLONY GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 16, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | Apr 24, 2014 |