FIRST TRUST EXCHANGE-TRADED FUND - FCG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Added to | 1,904,318 | 60,347 | 0.01% | 0.0% | 1 | +1,511,968 | 385.36% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Added to | 1,751,949 | 55,519 | 0.0% | 0.0% | 2 | +315,588 | 21.97% | Q1 2026 | May 15, 2026 |
| GENDELL JEFFREY L | History | Reduced | 900,000 | 28,521 | 0.39% | 0.38% | 3 | -43,874 | -4.65% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 798,482 | 25,303 | 0.01% | 0.0% | 4 | +186,036 | 30.38% | Q1 2026 | May 06, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 581,640 | 18,433 | 0.0% | 0.0% | 5 | +70,134 | 13.71% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 523,234 | 16,581 | 0.01% | 0.01% | 6 | -205,068 | -28.16% | Q1 2026 | May 14, 2026 |
| Guardian Partners Inc. | History | Added to | 511,001 | 16,240 | 1.35% | 0.17% | 7 | +418,401 | 451.84% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 462,206 | 14,646 | 0.0% | 0.0% | 8 | +255,916 | 124.06% | Q1 2026 | May 15, 2026 |
| PFG Advisors | History | New | 380,509 | 12,058 | 0.59% | — | 9 | +380,509 | New | Q1 2026 | May 05, 2026 |
| Quadrature Capital Ltd | History | New | 333,227 | 10,559 | 0.13% | — | 10 | +333,227 | New | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 285,400 | 9,044 | 0.01% | 0.0% | 11 | +276,500 | 3106.74% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 284,091 | 9,002 | 0.05% | 0.0% | 12 | +252,787 | 807.52% | Q1 2026 | May 08, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 252,216 | 7,992 | 0.0% | 0.0% | 13 | -24,062 | -8.71% | Q1 2026 | May 15, 2026 |
| Riggs Asset Managment Co. Inc. | History | Added to | 246,251 | 7,803 | 1.61% | 0.88% | 14 | +59,534 | 31.88% | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 241,201 | 7,643 | 0.0% | 0.0% | 15 | +34,038 | 16.43% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 237,947 | 7,540 | 0.03% | 0.02% | 16 | -2,929 | -1.22% | Q1 2026 | Apr 30, 2026 |
| UBS Group AG | History | Reduced | 228,915 | 7,254 | 0.0% | 0.0% | 17 | -109,350 | -32.33% | Q1 2026 | May 05, 2026 |
| Corecam Pte. Ltd. | History | Added to | 220,606 | 6,991 | 3.03% | 0.26% | 18 | +199,490 | 944.73% | Q1 2026 | Apr 14, 2026 |
| Lake Hills Wealth Management, LLC | History | Reduced | 220,062 | 6,973 | 3.9% | 2.92% | 19 | -19,010 | -7.95% | Q1 2026 | Apr 10, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 216,070 | 6,847 | 0.01% | 0.01% | 20 | +11,770 | 5.76% | Q1 2026 | May 14, 2026 |
| Chicago Wealth Management, Inc. | History | New | 206,971 | 6,558 | 2.62% | — | 21 | +206,971 | New | Q1 2026 | May 11, 2026 |
| PCG Wealth Advisors, LLC | History | Reduced | 161,121 | 5,105 | 1.29% | 1.79% | 22 | -109,766 | -40.52% | Q1 2026 | Apr 28, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 122,875 | 3,893 | 0.0% | 0.0% | 23 | +121,850 | 11887.8% | Q1 2026 | May 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 118,236 | 3,746 | 0.0% | 0.0% | 24 | +109,216 | 1210.82% | Q1 2026 | May 04, 2026 |
| Financial Sense Advisors, Inc. | History | Reduced | 116,625 | 3,695 | 0.75% | 2.08% | 25 | -369,353 | -76.0% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 103,721 | 3,286 | 0.0% | 0.0% | 26 | +27,047 | 35.28% | Q1 2026 | May 15, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 99,800 | 3,162 | 0.0% | 0.0% | 27 | +89,200 | 841.51% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 90,934 | 2,881 | 0.0% | 0.0% | 28 | +1,233 | 1.37% | Q1 2026 | May 12, 2026 |
| TrustWell Financial Advisors, LLC | History | Reduced | 85,652 | 2,714 | 2.55% | 1.98% | 29 | -1,852 | -2.12% | Q1 2026 | May 07, 2026 |
| Corecam AG | History | New | 82,870 | 2,626 | 2.24% | — | 30 | +82,870 | New | Q1 2026 | Apr 21, 2026 |
| Grand Central Investment Group | History | Reduced | 78,920 | 2,500 | 1.85% | 1.34% | 31 | -188 | -0.24% | Q1 2026 | Apr 23, 2026 |
| Cetera Investment Advisers | History | Added to | 70,540 | 2,235 | 0.0% | 0.0% | 32 | +25,825 | 57.75% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 64,917 | 2,057 | 0.01% | 0.0% | 33 | +9,194 | 16.5% | Q1 2026 | Apr 30, 2026 |
| Davis Investment Partners, LLC | History | Added to | 63,386 | 2,008 | 0.71% | 0.53% | 34 | +41 | 0.06% | Q1 2026 | Apr 20, 2026 |
| Belpointe Asset Management LLC | History | New | 62,762 | 1,988 | 0.07% | — | 35 | +62,762 | New | Q1 2026 | Apr 28, 2026 |
| Fortis Capital Advisors, LLC | History | New | 62,762 | 1,988 | 0.26% | — | 36 | +62,762 | New | Q1 2026 | Apr 28, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 62,317 | 1,974 | 0.01% | 0.01% | 37 | +17,275 | 38.35% | Q1 2026 | May 05, 2026 |
| Skylands Capital, LLC | History | Reduced | 60,050 | 1,902 | 0.25% | 0.26% | 38 | -20,850 | -25.77% | Q1 2026 | Apr 22, 2026 |
| CORRADO ADVISORS, LLC | History | Added to | 58,819 | 1,863 | 0.97% | 0.62% | 39 | +5,917 | 11.18% | Q1 2026 | Apr 30, 2026 |
| Vontobel Holding Ltd. | History | Added to | 54,298 | 1,721 | 0.01% | 0.0% | 40 | +40,000 | 279.76% | Q1 2026 | May 08, 2026 |
| NTV ASSET MANAGEMENT LLC | History | Added to | 52,860 | 1,675 | 0.18% | 0.04% | 41 | +37,710 | 248.91% | Q1 2026 | Apr 28, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 52,442 | 1,661 | 0.0% | 0.0% | 42 | +19,015 | 56.89% | Q1 2026 | Apr 27, 2026 |
| SG Americas Securities, LLC | History | New | 50,870 | 1,612 | 0.0% | — | 43 | +50,870 | New | Q1 2026 | Apr 16, 2026 |
| OPPENHEIMER & CO INC | History | New | 45,325 | 1,436 | 0.02% | — | 44 | +45,325 | New | Q1 2026 | Apr 23, 2026 |
| BECK CAPITAL MANAGEMENT, LLC | History | Added to | 45,174 | 1,431 | 0.33% | 0.06% | 45 | +33,836 | 298.43% | Q1 2026 | May 15, 2026 |
| MGB Wealth Management, LLC | History | No change | 59,111 | 1,385 | 0.4% | 0.4% | 46 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 42,024 | 1,331 | 0.0% | 0.0% | 47 | -15,204 | -26.57% | Q1 2026 | May 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 40,883 | 1,295 | 0.04% | — | 48 | +40,883 | New | Q1 2026 | Apr 23, 2026 |
| Nilsine Partners, LLC | History | New | 39,988 | 1,200 | 0.09% | — | 49 | +39,988 | New | Q1 2026 | Apr 29, 2026 |
| BENJAMIN EDWARDS INC | History | New | 37,733 | 1,196 | 0.01% | — | 50 | +37,733 | New | Q1 2026 | May 12, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 32,066 | 1,016 | 0.0% | 0.0% | 51 | -4,590 | -12.52% | Q1 2026 | May 12, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 30,479 | 965 | 0.0% | 0.0% | 52 | +17,755 | 139.54% | Q1 2026 | May 14, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 40,012 | 936 | 0.07% | 0.07% | 53 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CoreCap Advisors, LLC | History | New | 29,117 | 922 | 0.03% | — | 54 | +29,117 | New | Q1 2026 | Apr 07, 2026 |
| Tactive Advisors, LLC | History | Added to | 28,112 | 890 | 0.25% | 0.14% | 55 | +7,602 | 37.06% | Q1 2026 | Apr 16, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 27,800 | 880 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | New | 27,000 | 855 | 0.09% | — | 57 | +27,000 | New | Q1 2026 | Apr 16, 2026 |
| GTS SECURITIES LLC | History | New | 26,618 | 843 | 0.03% | — | 58 | +26,618 | New | Q1 2026 | May 14, 2026 |
| HighTower Advisors, LLC | History | Reduced | 26,252 | 831 | 0.0% | 0.0% | 59 | -1,574 | -5.66% | Q1 2026 | May 05, 2026 |
| Wealth Care LLC | History | New | 25,743 | 815 | 0.72% | — | 60 | +25,743 | New | Q1 2026 | Apr 24, 2026 |
| Element Wealth, LLC | History | New | 25,161 | 797 | 0.33% | — | 61 | +25,161 | New | Q1 2026 | May 04, 2026 |
| Equitable Holdings, Inc. | History | New | 24,741 | 632 | 0.0% | — | 62 | +24,741 | New | Q1 2026 | May 15, 2026 |
| Dana Investment Advisors, Inc. | History | New | 19,000 | 602 | 0.02% | — | 63 | +19,000 | New | Q1 2026 | May 14, 2026 |
| INTEGRITY WEALTH ADVISORS, INC. | History | No change | 18,736 | 593 | 0.35% | 0.3% | 64 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | New | 18,540 | 587 | 0.0% | — | 65 | +18,540 | New | Q1 2026 | May 15, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 18,032 | 571 | 0.02% | 0.01% | 66 | +83 | 0.46% | Q1 2026 | Apr 21, 2026 |
| CALTON & ASSOCIATES, INC. | History | New | 18,004 | 570 | 0.08% | — | 67 | +18,004 | New | Q1 2026 | May 13, 2026 |
| Fielder Capital Group LLC | History | No change | 17,772 | 563 | 0.12% | 0.09% | 68 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Oxbow Advisors, LLC | History | Added to | 17,523 | 555 | 0.05% | 0.03% | 69 | +4,970 | 39.59% | Q1 2026 | Apr 27, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 16,796 | 532 | 0.0% | 0.0% | 70 | -5,460 | -24.53% | Q1 2026 | May 14, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 16,475 | 522 | 0.06% | — | 71 | +16,475 | New | Q1 2026 | May 15, 2026 |
| Pekin Hardy Strauss, Inc. | History | Added to | 16,330 | 517 | 0.05% | 0.03% | 72 | +185 | 1.15% | Q1 2026 | May 06, 2026 |
| Global Wealth Strategies & Associates | History | New | 15,711 | 497 | 0.12% | — | 73 | +15,711 | New | Q1 2026 | Apr 03, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 15,333 | 485 | 0.0% | 0.0% | 74 | +6,217 | 68.2% | Q1 2026 | May 15, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 15,166 | 481 | 0.0% | 0.0% | 75 | +3,964 | 35.39% | Q1 2026 | May 01, 2026 |
| Guardian Asset Advisors, LLC | History | Added to | 14,325 | 454 | 0.27% | 0.14% | 76 | +2,908 | 25.47% | Q1 2026 | May 14, 2026 |
| TRUIST FINANCIAL CORP | History | New | 13,746 | 435 | 0.0% | — | 77 | +13,746 | New | Q1 2026 | Apr 27, 2026 |
| Brookstone Capital Management | History | New | 12,100 | 383 | 0.0% | — | 78 | +12,100 | New | Q1 2026 | Apr 16, 2026 |
| PACK Private Wealth, LLC | History | No change | 11,698 | 370 | 0.17% | 0.12% | 79 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MGO ONE SEVEN LLC | History | New | 11,306 | 358 | 0.01% | — | 80 | +11,306 | New | Q1 2026 | May 14, 2026 |
| Summit Financial, LLC | History | Reduced | 10,276 | 325 | 0.0% | 0.01% | 81 | -10,244 | -49.92% | Q1 2026 | May 15, 2026 |
| Daiwa Securities Group Inc. | History | No change | 10,100 | 320 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| IMC-Chicago, LLC | History | New | 9,746 | 308 | 0.0% | — | 83 | +9,746 | New | Q1 2026 | May 05, 2026 |
| Janney Montgomery Scott LLC | History | New | 9,064 | 287 | 0.0% | — | 85 | +9,064 | New | Q1 2026 | Apr 22, 2026 |
| Moors & Cabot, Inc. | History | Reduced | 9,060 | 287 | 0.01% | 0.01% | 84 | -4,000 | -30.63% | Q1 2026 | May 08, 2026 |
| Sound Income Strategies, LLC | History | Added to | 9,192 | 281 | 0.01% | 0.01% | 86 | +1,406 | 18.06% | Q1 2026 | Apr 27, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 8,802 | 278 | 0.0% | 0.0% | 87 | -951 | -9.75% | Q1 2026 | Apr 28, 2026 |
| National Philanthropic Trust | History | No change | 8,792 | 278 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WEXFORD CAPITAL LP | History | Reduced | 8,445 | 267 | 0.04% | 0.05% | 89 | -3,052 | -26.55% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 8,649 | 264 | 0.02% | 0.01% | 90 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Proficio Capital Partners LLC | History | New | 8,140 | 257 | 0.01% | — | 91 | +8,140 | New | Q1 2026 | May 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 8,227 | 256 | 0.0% | 0.0% | 92 | -2,376 | -22.41% | Q1 2026 | Apr 08, 2026 |
| CreativeOne Wealth, LLC | History | New | 7,791 | 246 | 0.01% | — | 93 | +7,791 | New | Q1 2026 | May 15, 2026 |
| Integrated Wealth Concepts LLC | History | New | 7,610 | 241 | 0.0% | — | 94 | +7,610 | New | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 7,516 | 238 | 0.0% | — | 95 | +7,516 | New | Q1 2026 | May 01, 2026 |
| Barnett & Company, Inc. | History | New | 7,516 | 238 | 0.18% | — | 96 | +7,516 | New | Q1 2026 | Apr 30, 2026 |
| COMERICA BANK | History | No change | 9,844 | 230 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| COMPASS CAPITAL CORP /MA/ /ADV | History | New | 7,602 | 221 | 0.08% | — | 98 | +7,602 | New | Q1 2026 | May 08, 2026 |
| Fulcrum Equity Management | History | New | 6,817 | 216 | 0.21% | — | 99 | +6,817 | New | Q1 2026 | Apr 02, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 6,532 | 207 | 0.01% | — | 100 | +6,532 | New | Q1 2026 | May 15, 2026 |
| IHT Wealth Management, LLC | History | New | 6,487 | 205 | 0.0% | — | 101 | +6,487 | New | Q1 2026 | May 15, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | New | 6,390 | 202 | 0.09% | — | 102 | +6,390 | New | Q1 2026 | Apr 20, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | New | 6,353 | 201 | 0.0% | — | 103 | +6,353 | New | Q1 2026 | Apr 20, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 5,363 | 164 | 0.0% | 0.0% | 104 | +3,780 | 238.79% | Q1 2026 | Apr 07, 2026 |
| Allworth Financial LP | History | Added to | 4,634 | 146 | 0.0% | 0.0% | 105 | +371 | 8.7% | Q1 2026 | May 14, 2026 |
| JTC Employer Solutions Trustee Ltd | History | New | 3,600 | 114 | 0.01% | — | 106 | +3,600 | New | Q1 2026 | May 19, 2026 |
| IFP Advisors, Inc | History | Reduced | 3,375 | 106 | 0.0% | 0.0% | 107 | -2,200 | -39.46% | Q1 2026 | Apr 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 3,285 | 104 | 0.0% | 0.0% | 108 | -31,421 | -90.53% | Q1 2026 | May 07, 2026 |
| Larson Financial Group LLC | History | No change | 2,945 | 93 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Reduced | 2,444 | 77 | 0.0% | 0.0% | 110 | -1,672 | -40.62% | Q1 2026 | May 13, 2026 |
| ADIRONDACK TRUST CO | History | Reduced | 2,236 | 70 | 0.02% | 0.02% | 111 | -200 | -8.21% | Q1 2026 | Apr 03, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 2,144 | 67 | 0.0% | 0.0% | 112 | -325 | -13.16% | Q1 2026 | May 13, 2026 |
| Western Wealth Management, LLC | History | New | 1,892 | 59 | 0.0% | — | 113 | +1,892 | New | Q1 2026 | May 19, 2026 |
| Innovative Asset Advisors Group, LLC | History | New | 1,739 | 55 | 0.03% | — | 115 | +1,739 | New | Q1 2026 | May 12, 2026 |
| Founders Financial Alliance, LLC | History | No change | 1,750 | 55 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| HighMark Wealth Management LLC | History | No change | 1,450 | 45 | 0.02% | 0.01% | 116 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,400 | 44 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Vermillion Wealth Management, Inc. | History | Added to | 1,244 | 39 | 0.02% | 0.01% | 118 | +5 | 0.4% | Q1 2026 | Apr 17, 2026 |
| FWL INVESTMENT MANAGEMENT, LLC | History | Added to | 1,145 | 36 | 0.01% | 0.0% | 119 | +400 | 53.69% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 967 | 30 | 0.0% | 0.0% | 120 | +30 | 3.2% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 880 | 28 | 0.0% | 0.0% | 121 | +780 | 780.0% | Q1 2026 | May 13, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 900 | 28 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 820 | 25 | 0.0% | — | 123 | +820 | New | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | New | 760 | 24 | 0.0% | — | 125 | +760 | New | Q1 2026 | May 14, 2026 |
| AdvisorNet Financial, Inc | History | No change | 780 | 24 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| FMR LLC | History | Added to | 755 | 23 | 0.0% | 0.0% | 126 | +232 | 44.36% | Q1 2026 | May 15, 2026 |
| Integrity Financial Corp /WA | History | New | 651 | 20 | 0.01% | — | 127 | +651 | New | Q1 2026 | May 14, 2026 |
| Aventura Private Wealth, LLC | History | No change | 529 | 16 | 0.01% | 0.0% | 128 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| WOLFF WIESE MAGANA LLC | History | New | 502 | 15 | 0.01% | — | 130 | +502 | New | Q1 2026 | Apr 13, 2026 |
| Golden State Wealth Management, LLC | History | No change | 500 | 15 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Bogart Wealth, LLC | History | New | 340 | 10 | 0.0% | — | 133 | +340 | New | Q1 2026 | Apr 28, 2026 |
| Advisory Services Network, LLC | History | New | 328 | 10 | 0.0% | — | 132 | +328 | New | Q1 2026 | May 15, 2026 |
| Financial Perspectives, Inc | History | No change | 324 | 10 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV | History | No change | 250 | 7 | 0.01% | 0.0% | 134 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Global Trust Asset Management, LLC | History | No change | 240 | 7 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Arax Advisory Partners | History | No change | 171 | 5 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| MAI Capital Management | History | New | 110 | 3 | 0.0% | — | 138 | +110 | New | Q1 2026 | May 15, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 100 | 3 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Strive Financial Group ,LLC | History | No change | 55 | 2 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 39 | 1 | 0.0% | 0.05% | 140 | -83,415 | -99.95% | Q1 2026 | May 15, 2026 |
| VANGUARD ADVISERS INC | History | New | 53 | 1 | 0.0% | — | 142 | +53 | New | Q1 2026 | May 08, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 40 | 1 | 0.0% | — | 141 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Ethos Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -97,760 | -100.0% | Q1 2026 | May 05, 2026 |
| Brown Miller Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -20,600 | -100.0% | Q1 2026 | Apr 23, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -19,795 | -100.0% | Q1 2026 | May 14, 2026 |
| Tidal Investments LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,067 | -100.0% | Q1 2026 | May 15, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,902 | -100.0% | Q1 2026 | May 14, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,397 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Encompass More Asset Management | History | Closed out | 0 | 0 | — | 0.04% | — | -9,778 | -100.0% | Q1 2026 | Apr 28, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,313 | -100.0% | Q1 2026 | May 15, 2026 |
| NorthAvenue LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -600 | -100.0% | Q1 2026 | Apr 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -464 | -100.0% | Q1 2026 | Apr 28, 2026 |
| IFC & Insurance Marketing, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -423 | -100.0% | Q1 2026 | Apr 16, 2026 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2026 | May 12, 2026 |
| Qube Research & Technologies Ltd | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 29 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |