FIRST TRUST EXCHANGE-TRADED FUND - FCG
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 23 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,436,361 | 33,625 | 0.0% | 0.0% | 1 | +44,211 | 3.18% | Q4 2025 | Feb 13, 2026 |
| GENDELL JEFFREY L | History | Added to | 943,874 | 22,096 | 0.38% | 0.08% | 2 | +753,874 | 396.78% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 728,302 | 17,049 | 0.01% | 0.01% | 3 | -29,445 | -3.89% | Q4 2025 | Feb 18, 2026 |
| LPL Financial LLC | History | Added to | 612,446 | 14,337 | 0.0% | 0.0% | 4 | +170,761 | 38.66% | Q4 2025 | Feb 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 511,506 | 11,971 | 0.0% | 0.0% | 5 | +30,585 | 6.36% | Q4 2025 | Feb 17, 2026 |
| Financial Sense Advisors, Inc. | History | Reduced | 485,978 | 11,376 | 2.08% | 2.15% | 6 | -50,685 | -9.44% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 392,350 | 9,184 | 0.0% | 0.0% | 7 | +43,481 | 12.46% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 338,265 | 7,918 | 0.0% | 0.0% | 8 | +149,095 | 78.82% | Q4 2025 | Jan 29, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 276,278 | 6,467 | 0.0% | 0.0% | 9 | +41,363 | 17.61% | Q4 2025 | Feb 17, 2026 |
| PCG Wealth Advisors, LLC | History | Added to | 270,887 | 6,341 | 1.79% | 0.98% | 10 | +127,656 | 89.13% | Q4 2025 | Feb 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 240,876 | 5,638 | 0.02% | 0.02% | 11 | +18,300 | 8.22% | Q4 2025 | Feb 13, 2026 |
| Lake Hills Wealth Management, LLC | History | New | 239,072 | 5,596 | 2.92% | — | 12 | +239,072 | New | Q4 2025 | Jan 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 207,163 | 4,849 | 0.0% | 0.0% | 13 | +95,198 | 85.02% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 206,290 | 4,829 | 0.0% | — | 14 | +206,290 | New | Q4 2025 | Feb 17, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | New | 204,300 | 4,782 | 0.01% | — | 15 | +204,300 | New | Q4 2025 | Feb 17, 2026 |
| Riggs Asset Managment Co. Inc. | History | New | 186,717 | 4,371 | 0.88% | — | 16 | +186,717 | New | Q4 2025 | Jan 29, 2026 |
| Ethos Financial Group, LLC | History | New | 97,760 | 2,288 | 0.17% | — | 17 | +97,760 | New | Q4 2025 | Jan 20, 2026 |
| Guardian Partners Inc. | History | New | 92,600 | 2,167 | 0.17% | — | 18 | +92,600 | New | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 89,701 | 2,099 | 0.0% | 0.0% | 19 | +69,166 | 336.82% | Q4 2025 | Feb 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 83,454 | 1,953 | 0.05% | 0.01% | 20 | +74,402 | 821.94% | Q4 2025 | Feb 17, 2026 |
| Skylands Capital, LLC | History | Added to | 80,900 | 1,893 | 0.26% | 0.26% | 21 | +1,400 | 1.76% | Q4 2025 | Jan 30, 2026 |
| Grand Central Investment Group | History | New | 79,108 | 1,851 | 1.34% | — | 22 | +79,108 | New | Q4 2025 | Feb 18, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 76,674 | 1,794 | 0.0% | 0.0% | 23 | +18,094 | 30.89% | Q4 2025 | Feb 17, 2026 |
| Davis Investment Partners, LLC | History | Reduced | 63,345 | 1,509 | 0.53% | 0.73% | 24 | -25,836 | -28.97% | Q4 2025 | Jan 06, 2026 |
| MGB Wealth Management, LLC | History | Reduced | 59,111 | 1,385 | 0.4% | 0.4% | 25 | -973 | -1.62% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 57,228 | 1,339 | 0.0% | 0.0% | 26 | -11,631 | -16.89% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 55,723 | 1,304 | 0.0% | 0.0% | 27 | +9,163 | 19.68% | Q4 2025 | Feb 05, 2026 |
| CORRADO ADVISORS, LLC | History | Added to | 52,902 | 1,238 | 0.62% | 0.62% | 28 | +3,639 | 7.39% | Q4 2025 | Feb 10, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 45,042 | 1,054 | 0.01% | 0.0% | 29 | +27,469 | 156.31% | Q4 2025 | Jan 29, 2026 |
| Cetera Investment Advisers | History | Added to | 44,715 | 1,046 | 0.0% | 0.0% | 30 | +8,483 | 23.41% | Q4 2025 | Feb 17, 2026 |
| Main Street Financial Solutions, LLC | History | Added to | 40,012 | 936 | 0.07% | 0.03% | 31 | +23,033 | 135.66% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 36,656 | 858 | 0.0% | 0.0% | 32 | -6,722 | -15.5% | Q4 2025 | Feb 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 34,706 | 812 | 0.0% | 0.0% | 33 | +32,469 | 1451.45% | Q4 2025 | Feb 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 33,427 | 782 | 0.0% | 0.0% | 34 | +1,759 | 5.55% | Q4 2025 | Feb 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 31,304 | 732 | 0.0% | 0.0% | 35 | -1,852 | -5.59% | Q4 2025 | Feb 12, 2026 |
| HighTower Advisors, LLC | History | Reduced | 27,826 | 651 | 0.0% | 0.0% | 36 | -254 | -0.9% | Q4 2025 | Feb 06, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 27,800 | 650 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 22,256 | 520 | 0.0% | 0.0% | 38 | +401 | 1.83% | Q4 2025 | Feb 17, 2026 |
| Corecam Pte. Ltd. | History | New | 21,116 | 494 | 0.26% | — | 39 | +21,116 | New | Q4 2025 | Mar 02, 2026 |
| Brown Miller Wealth Management, LLC | History | New | 20,600 | 482 | 0.13% | — | 40 | +20,600 | New | Q4 2025 | Jan 23, 2026 |
| Summit Financial, LLC | History | Reduced | 20,520 | 480 | 0.01% | 0.01% | 41 | -4,062 | -16.52% | Q4 2025 | Feb 13, 2026 |
| Tactive Advisors, LLC | History | Added to | 20,510 | 480 | 0.14% | 0.13% | 42 | +1,125 | 5.8% | Q4 2025 | Jan 09, 2026 |
| HRT FINANCIAL LP | History | New | 19,795 | 463 | 0.0% | — | 43 | +19,795 | New | Q4 2025 | Feb 12, 2026 |
| INTEGRITY WEALTH ADVISORS, INC. | History | Added to | 18,736 | 438 | 0.3% | 0.15% | 44 | +1,299 | 7.45% | Q4 2025 | Feb 17, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 17,949 | 420 | 0.01% | 0.01% | 45 | -1,038 | -5.47% | Q4 2025 | Feb 12, 2026 |
| Fielder Capital Group LLC | History | Reduced | 17,772 | 416 | 0.09% | 0.12% | 46 | -4,124 | -18.83% | Q4 2025 | Feb 10, 2026 |
| Pekin Hardy Strauss, Inc. | History | No change | 16,145 | 377 | 0.03% | 0.04% | 47 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| NTV ASSET MANAGEMENT LLC | History | Reduced | 15,150 | 354 | 0.04% | 0.05% | 48 | -3,000 | -16.53% | Q4 2025 | Jan 20, 2026 |
| Vontobel Holding Ltd. | History | Added to | 14,298 | 334 | 0.0% | 0.0% | 49 | +4,900 | 52.14% | Q4 2025 | Feb 13, 2026 |
| Moors & Cabot, Inc. | History | Added to | 13,060 | 305 | 0.01% | 0.01% | 50 | +350 | 2.75% | Q4 2025 | Feb 10, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 12,724 | 297 | 0.0% | 0.0% | 51 | -741 | -5.5% | Q4 2025 | Mar 16, 2026 |
| Oxbow Advisors, LLC | History | New | 12,553 | 293 | 0.03% | — | 52 | +12,553 | New | Q4 2025 | Feb 04, 2026 |
| PACK Private Wealth, LLC | History | Added to | 11,698 | 273 | 0.12% | 0.11% | 53 | +1,835 | 18.6% | Q4 2025 | Feb 17, 2026 |
| WEXFORD CAPITAL LP | History | New | 11,497 | 269 | 0.05% | — | 54 | +11,497 | New | Q4 2025 | Feb 13, 2026 |
| Guardian Asset Advisors, LLC | History | Reduced | 11,417 | 267 | 0.14% | 0.16% | 55 | -1,132 | -9.02% | Q4 2025 | Jan 29, 2026 |
| BECK CAPITAL MANAGEMENT, LLC | History | Added to | 11,338 | 265 | 0.06% | 0.06% | 56 | +900 | 8.62% | Q4 2025 | Feb 13, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | New | 11,202 | 262 | 0.0% | — | 57 | +11,202 | New | Q4 2025 | Feb 05, 2026 |
| Tidal Investments LLC | History | New | 11,067 | 259 | 0.0% | — | 58 | +11,067 | New | Q4 2025 | Feb 13, 2026 |
| MARSHALL WACE, LLP | History | New | 10,902 | 255 | 0.0% | — | 59 | +10,902 | New | Q4 2025 | Feb 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 10,600 | 248 | 0.0% | 0.0% | 60 | -22,400 | -67.88% | Q4 2025 | Feb 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 10,603 | 243 | 0.0% | 0.0% | 61 | +1,064 | 11.15% | Q4 2025 | Jan 08, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Added to | 10,397 | 243 | 0.0% | 0.01% | 62 | +74 | 0.72% | Q4 2025 | Feb 19, 2026 |
| Daiwa Securities Group Inc. | History | No change | 10,100 | 236 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| COMERICA BANK | History | Reduced | 9,844 | 230 | 0.0% | 0.0% | 64 | -16,570 | -62.73% | Q4 2025 | Jan 29, 2026 |
| Encompass More Asset Management | History | New | 9,778 | 228 | 0.04% | — | 66 | +9,778 | New | Q4 2025 | Feb 03, 2026 |
| Stratos Wealth Partners, LTD. | History | New | 9,753 | 228 | 0.0% | — | 65 | +9,753 | New | Q4 2025 | Jan 20, 2026 |
| D. E. Shaw & Co., Inc. | History | Reduced | 9,116 | 213 | 0.0% | 0.0% | 67 | -8,649 | -48.69% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 9,020 | 211 | 0.0% | 0.0% | 68 | -7,862 | -46.57% | Q4 2025 | Feb 10, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 8,900 | 208 | 0.0% | 0.0% | 69 | -4,000 | -31.01% | Q4 2025 | Feb 17, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 8,649 | 202 | 0.01% | 0.02% | 70 | -760 | -8.08% | Q4 2025 | Feb 03, 2026 |
| Sound Income Strategies, LLC | History | New | 7,786 | 183 | 0.01% | — | 71 | +7,786 | New | Q4 2025 | Jan 21, 2026 |
| IFP Advisors, Inc | History | Added to | 5,575 | 130 | 0.0% | 0.0% | 72 | +4,000 | 253.97% | Q4 2025 | Feb 06, 2026 |
| Allworth Financial LP | History | New | 4,263 | 99 | 0.0% | — | 73 | +4,263 | New | Q4 2025 | Feb 05, 2026 |
| AE Wealth Management LLC | History | Reduced | 4,116 | 96 | 0.0% | 0.0% | 74 | -754 | -15.48% | Q4 2025 | Jan 26, 2026 |
| Larson Financial Group LLC | History | Reduced | 2,945 | 68 | 0.0% | 0.0% | 75 | -800 | -21.36% | Q4 2025 | Feb 06, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 2,469 | 57 | 0.0% | 0.0% | 76 | +1,258 | 103.88% | Q4 2025 | Feb 12, 2026 |
| ADIRONDACK TRUST CO | History | Reduced | 2,436 | 57 | 0.02% | 0.02% | 77 | -363 | -12.97% | Q4 2025 | Jan 08, 2026 |
| Founders Financial Alliance, LLC | History | No change | 1,750 | 40 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,583 | 37 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| HighMark Wealth Management LLC | History | No change | 1,450 | 33 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,400 | 32 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 1,313 | 30 | 0.0% | 0.0% | 82 | +1,063 | 425.2% | Q4 2025 | Feb 17, 2026 |
| Vermillion Wealth Management, Inc. | History | Added to | 1,239 | 29 | 0.01% | 0.01% | 83 | +9 | 0.73% | Q4 2025 | Feb 11, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 1,025 | 23 | 0.0% | 0.0% | 84 | +297 | 40.8% | Q4 2025 | Feb 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 937 | 21 | 0.0% | 0.0% | 85 | -827 | -46.88% | Q4 2025 | Feb 09, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 900 | 21 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| AdvisorNet Financial, Inc | History | No change | 780 | 18 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| FWL INVESTMENT MANAGEMENT, LLC | History | Added to | 745 | 17 | 0.0% | 0.0% | 88 | +400 | 115.94% | Q4 2025 | Feb 17, 2026 |
| NorthAvenue LLC | History | New | 600 | 14 | 0.01% | — | 89 | +600 | New | Q4 2025 | Apr 02, 2026 |
| FMR LLC | History | Reduced | 523 | 12 | 0.0% | 0.0% | 90 | -5,433 | -91.22% | Q4 2025 | Feb 17, 2026 |
| Aventura Private Wealth, LLC | History | No change | 529 | 12 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Golden State Wealth Management, LLC | History | No change | 500 | 11 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 464 | 10 | 0.0% | — | 93 | +464 | New | Q4 2025 | Jan 21, 2026 |
| IFC & Insurance Marketing, Inc. | History | New | 423 | 10 | 0.01% | — | 94 | +423 | New | Q4 2025 | Feb 12, 2026 |
| Financial Perspectives, Inc | History | No change | 324 | 7 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV | History | New | 250 | 5 | 0.0% | — | 96 | +250 | New | Q4 2025 | Jan 22, 2026 |
| Global Trust Asset Management, LLC | History | No change | 240 | 5 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 250 | 5 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Arax Advisory Partners | History | New | 171 | 4 | 0.0% | — | 99 | +171 | New | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | New | 100 | 2 | 0.0% | — | 100 | +100 | New | Q4 2025 | Feb 11, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 100 | 2 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Strive Financial Group ,LLC | History | New | 55 | 1 | 0.0% | — | 102 | +55 | New | Q4 2025 | Feb 18, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.07% | — | -251,539 | -100.0% | Q3 2025 | Nov 13, 2025 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -150,000 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Sigma Planning Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -25,344 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Closed out | 0 | 0 | — | 0.05% | — | -16,484 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Capital Square, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -13,260 | -100.0% | Q3 2025 | Nov 21, 2025 |
| JBR Co Financial Management Inc | History | Closed out | 0 | 0 | — | 0.12% | — | -11,990 | -100.0% | Q3 2025 | Oct 14, 2025 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,732 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -11,181 | -100.0% | Q3 2025 | Oct 16, 2025 |
| Proficio Capital Partners LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,140 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,068 | -100.0% | Q3 2025 | Nov 13, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,566 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -320 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -157 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q3 2025 | Nov 10, 2025 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | New | 29 | 0 | — | — | — | +29 | New | Q4 2025 | Feb 10, 2026 |
| ASSETMARK, INC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 40 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |