FIRST TRUST EXCHANGE-TRADED FUND - FCG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 1,411,343 | 37,555 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GENDELL JEFFREY L | History | No change | 900,000 | 23,949 | 0.21% | 0.21% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 768,639 | 20,453 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 583,644 | 15,530 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 495,741 | 13,191 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 421,900 | 11,226 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 397,609 | 10,581 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) | History | No change | 316,000 | 9,012 | 1.37% | 1.11% | 8 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| UBS Group AG | History | No change | 287,390 | 7,647 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 263,386 | 7,008 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Lake Hills Wealth Management, LLC | History | Added to | 231,820 | 6,611 | 3.04% | 2.75% | 11 | +4,683 | 2.06% | Q3 2026 | Oct 07, 2026 |
| ROYAL BANK OF CANADA | History | No change | 248,352 | 6,607 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Riggs Asset Managment Co. Inc. | History | Added to | 225,899 | 6,442 | 1.19% | 1.05% | 13 | +3,959 | 1.78% | Q3 2026 | Nov 04, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 225,181 | 6,422 | 0.02% | 0.02% | 14 | -6,170 | -2.67% | Q3 2026 | Nov 02, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 238,309 | 6,341 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | No change | 196,499 | 5,228 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 186,922 | 4,973 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Corecam Pte. Ltd. | History | Reduced | 164,086 | 4,679 | 1.95% | 2.35% | 18 | -69,460 | -29.74% | Q3 2026 | Oct 23, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 163,662 | 4,355 | 0.11% | 0.11% | 19 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 146,242 | 4,170 | 0.01% | 0.01% | 20 | -11,484 | -7.28% | Q3 2026 | Nov 02, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 115,191 | 3,065 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Financial Sense Advisors, Inc. | History | No change | 114,093 | 3,036 | 0.6% | 0.6% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Fiduciary Alliance LLC | History | New | 104,727 | 2,986 | 0.23% | — | 23 | +104,727 | New | Q3 2026 | Oct 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 109,850 | 2,923 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| PCG Wealth Advisors, LLC | History | No change | 103,147 | 2,744 | 0.61% | 0.61% | 25 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| MEITAV INVESTMENT HOUSE LTD | History | No change | 92,760 | 2,645 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 97,250 | 2,587 | 0.02% | 0.02% | 27 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Grand Central Investment Group | History | Added to | 90,561 | 2,582 | 1.99% | 1.81% | 28 | +9,294 | 11.44% | Q3 2026 | Nov 02, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 79,247 | 2,260 | 0.01% | 0.01% | 29 | +6,118 | 8.37% | Q3 2026 | Oct 27, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 82,367 | 2,192 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 67,302 | 1,919 | 0.0% | 0.0% | 31 | +957 | 1.44% | Q3 2026 | Nov 02, 2026 |
| Cetera Investment Advisers | History | No change | 69,577 | 1,851 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Global Wealth Strategies & Associates | History | Added to | 63,175 | 1,801 | 0.33% | 0.3% | 33 | +3,948 | 6.67% | Q3 2026 | Oct 01, 2026 |
| Davis Investment Partners, LLC | History | Reduced | 62,923 | 1,794 | 0.56% | 0.51% | 34 | -516 | -0.81% | Q3 2026 | Nov 05, 2026 |
| Equitable Holdings, Inc. | History | No change | 66,181 | 1,761 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| CORRADO ADVISORS, LLC | History | Added to | 61,027 | 1,740 | 0.86% | 0.72% | 36 | +2,332 | 3.97% | Q3 2026 | Oct 27, 2026 |
| Skylands Capital, LLC | History | Reduced | 56,850 | 1,621 | 0.21% | 0.2% | 37 | -3,200 | -5.33% | Q3 2026 | Oct 21, 2026 |
| Vontobel Holding Ltd. | History | Reduced | 56,498 | 1,611 | 0.01% | 0.01% | 38 | -5,800 | -9.31% | Q3 2026 | Oct 16, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 53,778 | 1,431 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Corecam AG | History | Reduced | 49,640 | 1,415 | 1.35% | 1.91% | 40 | -34,230 | -40.81% | Q3 2026 | Oct 28, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 52,456 | 1,395 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| National Philanthropic Trust | History | No change | 43,496 | 1,157 | 0.02% | 0.02% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BECK CAPITAL MANAGEMENT, LLC | History | No change | 42,797 | 1,138 | 0.21% | 0.21% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tactive Advisors, LLC | History | Added to | 39,627 | 1,130 | 0.27% | 0.19% | 44 | +9,900 | 33.3% | Q3 2026 | Oct 08, 2026 |
| NTV ASSET MANAGEMENT LLC | History | Reduced | 37,685 | 1,074 | 0.1% | 0.13% | 45 | -11,500 | -23.38% | Q3 2026 | Oct 23, 2026 |
| GTS SECURITIES LLC | History | No change | 39,163 | 1,042 | 0.02% | 0.02% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 38,620 | 1,027 | 0.07% | 0.07% | 47 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CIBC WORLD MARKET INC. | History | No change | 37,191 | 989 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | No change | 35,336 | 940 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quadrature Capital Ltd | History | No change | 34,927 | 929 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 31,276 | 832 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 27,800 | 739 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 27,695 | 736 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 25,908 | 689 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 25,761 | 685 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Wealth Care LLC | History | No change | 25,764 | 685 | 0.55% | 0.55% | 56 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 24,197 | 643 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Verity Asset Management, Inc. | History | New | 20,459 | 583 | 0.23% | — | 58 | +20,459 | New | Q3 2026 | Oct 30, 2026 |
| KMT WEALTH MANAGEMENT, LLC | History | No change | 21,711 | 577 | 0.49% | 0.49% | 59 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Qube Research & Technologies Ltd | History | No change | 20,572 | 547 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 18,257 | 521 | 0.01% | 0.01% | 61 | +122 | 0.67% | Q3 2026 | Oct 22, 2026 |
| Fielder Capital Group LLC | History | No change | 19,475 | 518 | 0.11% | 0.11% | 62 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| INTEGRITY WEALTH ADVISORS, INC. | History | New | 17,730 | 505 | 0.26% | — | 64 | +17,730 | New | Q3 2026 | Oct 29, 2026 |
| Dana Investment Advisors, Inc. | History | No change | 19,000 | 505 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 18,359 | 488 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 17,472 | 464 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CALTON & ASSOCIATES, INC. | History | No change | 15,676 | 417 | 0.06% | 0.06% | 67 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 14,890 | 396 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 13,838 | 395 | 0.0% | 0.0% | 69 | -1,411 | -9.25% | Q3 2026 | Nov 05, 2026 |
| Pekin Hardy Strauss, Inc. | History | Reduced | 13,251 | 377 | 0.03% | 0.04% | 70 | -3,030 | -18.61% | Q3 2026 | Nov 02, 2026 |
| PACK Private Wealth, LLC | History | No change | 13,819 | 367 | 0.15% | 0.15% | 71 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEXFORD CAPITAL LP | History | No change | 13,127 | 349 | 0.04% | 0.04% | 72 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 12,175 | 323 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MARSHALL WACE, LLP | History | No change | 11,678 | 310 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sound Income Strategies, LLC | History | Added to | 9,902 | 297 | 0.01% | 0.01% | 75 | +184 | 1.89% | Q3 2026 | Oct 09, 2026 |
| HRT FINANCIAL LP | History | No change | 11,013 | 293 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Daiwa Securities Group Inc. | History | No change | 10,100 | 288 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Summit Financial, LLC | History | No change | 10,302 | 274 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LexAurum Advisors, LLC | History | New | 9,267 | 264 | 0.03% | — | 79 | +9,267 | New | Q3 2026 | Oct 19, 2026 |
| Capital Square, LLC | History | New | 9,252 | 263 | 0.12% | — | 81 | +9,252 | New | Q3 2026 | Oct 19, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 8,779 | 263 | 0.0% | 0.0% | 80 | +843 | 10.62% | Q3 2026 | Oct 13, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 9,191 | 262 | 0.0% | 0.01% | 82 | -2,965 | -24.39% | Q3 2026 | Oct 28, 2026 |
| Guardian Asset Advisors, LLC | History | Added to | 8,961 | 255 | 0.11% | 0.11% | 83 | +32 | 0.36% | Q3 2026 | Oct 16, 2026 |
| HB Wealth Management, LLC | History | New | 8,910 | 254 | 0.0% | — | 84 | +8,910 | New | Q3 2026 | Oct 23, 2026 |
| Moors & Cabot, Inc. | History | No change | 9,360 | 249 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| TITLEIST ASSET MANAGEMENT, LLC | History | New | 8,420 | 240 | 0.02% | — | 87 | +8,420 | New | Q3 2026 | Oct 08, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 8,441 | 240 | 0.0% | 0.0% | 86 | +4,837 | 134.21% | Q3 2026 | Nov 04, 2026 |
| True North Advisors, LLC | History | No change | 8,300 | 236 | 0.02% | 0.02% | 88 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Oxbow Advisors, LLC | History | No change | 8,737 | 232 | 0.02% | 0.02% | 89 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Creative Planning | History | New | 8,053 | 229 | 0.0% | — | 90 | +8,053 | New | Q3 2026 | Nov 02, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 7,764 | 225 | 0.01% | 0.01% | 91 | -885 | -10.23% | Q3 2026 | Nov 02, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 8,222 | 218 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| FIFTH THIRD BANCORP | History | No change | 7,578 | 216 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Proficio Capital Partners LLC | History | No change | 8,140 | 216 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 7,966 | 211 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Barnett & Company, Inc. | History | No change | 7,516 | 200 | 0.15% | 0.15% | 96 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 6,001 | 159 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 5,390 | 153 | 0.0% | 0.0% | 98 | +15 | 0.28% | Q3 2026 | Oct 08, 2026 |
| Allworth Financial LP | History | No change | 4,835 | 128 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 3,924 | 104 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFP Advisors, Inc | History | Added to | 3,575 | 101 | 0.0% | 0.0% | 101 | +200 | 5.93% | Q3 2026 | Oct 16, 2026 |
| JTC Employer Solutions Trustee Ltd | History | No change | 3,600 | 96 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Blue Trust, Inc. | History | No change | 3,163 | 90 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Larson Financial Group LLC | History | No change | 2,745 | 78 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| GROUP ONE TRADING LLC | History | No change | 2,927 | 77 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | No change | 2,460 | 65 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| ADIRONDACK TRUST CO | History | No change | 1,993 | 56 | 0.02% | 0.02% | 107 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Founders Financial Alliance, LLC | History | No change | 1,750 | 46 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Innovative Asset Advisors Group, LLC | History | No change | 1,744 | 46 | 0.02% | 0.02% | 109 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| State of Wyoming | History | New | 1,350 | 38 | 0.0% | — | 111 | +1,350 | New | Q3 2026 | Oct 28, 2026 |
| HighMark Wealth Management LLC | History | No change | 1,450 | 38 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Vermillion Wealth Management, Inc. | History | Reduced | 1,238 | 35 | 0.04% | 0.01% | 112 | -2 | -0.16% | Q3 2026 | Oct 26, 2026 |
| FWL INVESTMENT MANAGEMENT, LLC | History | No change | 1,025 | 27 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 969 | 25 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 900 | 23 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| FMR LLC | History | No change | 832 | 22 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 820 | 21 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 800 | 21 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Golden State Wealth Management, LLC | History | No change | 500 | 14 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Aventura Private Wealth, LLC | History | No change | 529 | 14 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 515 | 13 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BFC Planning, Inc. | History | No change | 446 | 11 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Bogart Wealth, LLC | History | No change | 340 | 9 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Financial Perspectives, Inc | History | No change | 324 | 9 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV | History | No change | 250 | 7 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| CoreCap Advisors, LLC | History | No change | 230 | 6 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Arax Advisory Partners | History | No change | 171 | 4 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 100 | 2 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | No change | 45 | 1 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| BlackRock, Inc. | History | No change | 50 | 1 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Strive Financial Group ,LLC | History | No change | 55 | 1 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TrustWell Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 1.93% | — | -85,620 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Kingsbury Capital Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.49% | — | -21,711 | -100.0% | Q3 2026 | Oct 20, 2026 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -13,996 | -100.0% | Q3 2026 | Oct 15, 2026 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,485 | -100.0% | Q3 2026 | Oct 30, 2026 |
| JBR Co Financial Management Inc | History | Closed out | 0 | 0 | — | 0.08% | — | -8,200 | -100.0% | Q3 2026 | Oct 13, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,087 | -100.0% | Q3 2026 | Nov 04, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,527 | -100.0% | Q3 2026 | Nov 05, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -780 | -100.0% | Q3 2026 | Oct 15, 2026 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2026 | Oct 02, 2026 |
| Global Trust Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -240 | -100.0% | Q3 2026 | Oct 19, 2026 |
| Tradewinds Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Cornerstone Planning Group LLC | History | Closed out | 0 | 0 | — | — | — | -27 | -100.0% | Q3 2026 | Oct 16, 2026 |
| ASSETMARK, INC | History | Added to | 22 | 0 | — | — | — | +19 | 633.33% | Q3 2026 | Oct 21, 2026 |
| Ascentis Wealth Management, LLC | History | New | 7 | 0 | — | — | — | +7 | New | Q3 2026 | Nov 03, 2026 |
| IFG Advisory, LLC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Integrity Financial Corp /WA | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Quantum Portfolio Management LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 29 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |