FIRST TRUST EXCHANGE-TRADED FUND IV - FCVT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 186,622 | 8,244 | 0.0% | 0.0% | 1 | +21,742 | 13.19% | Q1 2026 | May 06, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 172,565 | 7,623 | 0.08% | 0.17% | 2 | -174,629 | -50.3% | Q1 2026 | Apr 20, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 164,840 | 7,282 | 0.01% | 0.0% | 3 | +138,131 | 517.17% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 116,939 | 5,166 | 0.0% | 0.0% | 4 | +18,131 | 18.35% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 92,971 | 4,107 | 0.0% | 0.0% | 5 | -7,701 | -7.65% | Q1 2026 | May 12, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 83,220 | 3,676 | 0.69% | 0.73% | 6 | +40,173 | 93.32% | Q1 2026 | Apr 29, 2026 |
| MORGAN STANLEY | History | Reduced | 74,759 | 3,302 | 0.0% | 0.0% | 7 | -10,876 | -12.7% | Q1 2026 | May 15, 2026 |
| Private Advisory Group LLC | History | Reduced | 71,931 | 3,177 | 0.21% | 0.29% | 8 | -14,735 | -17.0% | Q1 2026 | May 08, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 69,813 | 3,084 | 0.01% | 0.0% | 9 | +42,755 | 158.01% | Q1 2026 | Apr 30, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 63,079 | 2,787 | 0.0% | 0.0% | 10 | -25,782 | -29.01% | Q1 2026 | May 15, 2026 |
| Independent Advisor Alliance | History | New | 51,104 | 2,257 | 0.02% | — | 11 | +51,104 | New | Q1 2026 | May 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 46,152 | 2,038 | 0.0% | 0.0% | 12 | +5,805 | 14.39% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 41,966 | 1,853 | 0.01% | 0.01% | 13 | -350 | -0.83% | Q1 2026 | Apr 30, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 33,759 | 1,491 | 0.0% | 0.0% | 14 | +14,444 | 74.78% | Q1 2026 | Apr 27, 2026 |
| RiverTree Advisors, LLC | History | Added to | 33,212 | 1,467 | 0.93% | 0.48% | 15 | +15,774 | 90.46% | Q1 2026 | Apr 20, 2026 |
| Cetera Investment Advisers | History | Added to | 32,850 | 1,451 | 0.0% | 0.0% | 16 | +931 | 2.92% | Q1 2026 | May 13, 2026 |
| Milestones Private Investment Advisors LLC | History | Added to | 27,583 | 1,218 | 1.07% | 0.72% | 17 | +3,255 | 13.38% | Q1 2026 | May 04, 2026 |
| CWM, LLC | History | Added to | 26,376 | 1,165 | 0.0% | 0.0% | 18 | +19,991 | 313.09% | Q1 2026 | May 14, 2026 |
| Plus Group Wealth Advisors LLC | History | Added to | 26,046 | 1,150 | 1.27% | 1.24% | 19 | +119 | 0.46% | Q1 2026 | Apr 07, 2026 |
| Hershey Financial Advisers, LLC | History | Added to | 24,336 | 1,075 | 0.93% | 0.85% | 20 | +846 | 3.6% | Q1 2026 | May 06, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 24,293 | 1,073 | 0.01% | 0.01% | 21 | +31 | 0.13% | Q1 2026 | May 05, 2026 |
| Tidemark, LLC | History | No change | 22,546 | 996 | 0.25% | 0.28% | 22 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 18,816 | 831 | 0.0% | 0.0% | 23 | -1,808 | -8.77% | Q1 2026 | May 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 18,013 | 795 | 0.0% | 0.0% | 24 | -4,515 | -20.04% | Q1 2026 | May 04, 2026 |
| OneDigital Investment Advisors LLC | History | Added to | 15,021 | 663 | 0.01% | 0.01% | 25 | +1,451 | 10.69% | Q1 2026 | May 08, 2026 |
| Synergy Asset Management, LLC | History | Added to | 14,899 | 658 | 0.07% | 0.05% | 26 | +4,381 | 41.65% | Q1 2026 | May 13, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 14,296 | 631 | 0.01% | 0.01% | 27 | -4 | -0.03% | Q1 2026 | Apr 28, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 13,970 | 600 | 0.0% | 0.0% | 28 | -1,787 | -11.34% | Q1 2026 | May 13, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 11,774 | 526 | 0.03% | 0.02% | 29 | -365 | -3.01% | Q1 2026 | May 12, 2026 |
| SkyOak Wealth, LLC | History | No change | 11,536 | 509 | 0.09% | 0.09% | 30 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 9,328 | 412 | 0.29% | 0.3% | 31 | -327 | -3.39% | Q1 2026 | Apr 17, 2026 |
| Horst & Graben Wealth Management LLC | History | Reduced | 8,366 | 409 | 0.06% | 0.06% | 32 | -117 | -1.38% | Q1 2026 | Apr 28, 2026 |
| Concentrum Wealth Management | History | Added to | 7,545 | 333 | 0.1% | 0.09% | 33 | +3 | 0.04% | Q1 2026 | May 04, 2026 |
| Realta Investment Advisors | History | Added to | 7,343 | 324 | 0.11% | 0.1% | 34 | +170 | 2.37% | Q1 2026 | Apr 22, 2026 |
| TSA Wealth Managment LLC | History | Reduced | 7,080 | 312 | 0.1% | 0.1% | 35 | -15 | -0.21% | Q1 2026 | May 01, 2026 |
| American Financial Advisors, LLC | History | Reduced | 6,585 | 290 | 0.04% | 0.04% | 37 | -226 | -3.32% | Q1 2026 | May 13, 2026 |
| EVERETT HARRIS & CO /CA/ | History | No change | 6,585 | 290 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Global Retirement Partners, LLC | History | No change | 6,086 | 261 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Prospera Financial Services Inc | History | Added to | 5,632 | 248 | 0.0% | 0.0% | 39 | +644 | 12.91% | Q1 2026 | Apr 14, 2026 |
| Richmond Investment Services, LLC | History | Added to | 5,432 | 239 | 0.04% | 0.04% | 40 | +2 | 0.04% | Q1 2026 | Apr 29, 2026 |
| Wagner Wealth Management, Corp | History | Reduced | 5,243 | 231 | 0.21% | 0.25% | 41 | -691 | -11.64% | Q1 2026 | May 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 2,302 | 103 | 0.01% | 0.01% | 42 | -300 | -11.53% | Q1 2026 | May 01, 2026 |
| Advisory Services Network, LLC | History | New | 1,832 | 80 | 0.0% | — | 43 | +1,832 | New | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | No change | 1,700 | 75 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,529 | 68 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 1,188 | 52 | 0.03% | — | 46 | +1,188 | New | Q1 2026 | Apr 21, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 850 | 37 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Western Wealth Management, LLC | History | New | 800 | 35 | 0.0% | — | 48 | +800 | New | Q1 2026 | May 19, 2026 |
| Geneos Wealth Management Inc. | History | No change | 650 | 28 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Caldwell Trust Co | History | No change | 643 | 28 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 517 | 22 | 0.0% | 0.0% | 51 | -172 | -24.96% | Q1 2026 | May 14, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 427 | 18 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 295 | 13 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| NBC SECURITIES, INC. | History | No change | 267 | 11 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | New | 203 | 8 | 0.0% | — | 55 | +203 | New | Q1 2026 | May 08, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 144 | 6 | 0.0% | 0.0% | 56 | +1 | 0.7% | Q1 2026 | Apr 17, 2026 |
| N.E.W. Advisory Services LLC | History | Reduced | 125 | 5 | 0.0% | 0.0% | 58 | -177 | -58.61% | Q1 2026 | May 04, 2026 |
| Sound Income Strategies, LLC | History | No change | 118 | 5 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 91 | 4 | 0.0% | — | 62 | +91 | New | Q1 2026 | May 08, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 111 | 4 | 0.0% | 0.0% | 60 | +82 | 282.76% | Q1 2026 | May 13, 2026 |
| ASSETMARK, INC | History | No change | 112 | 4 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Caitlin John, LLC | History | No change | 108 | 4 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 85 | 3 | 0.0% | 0.0% | 63 | -87 | -50.58% | Q1 2026 | May 11, 2026 |
| Elequin Capital, LP | History | Closed out | 0 | 0 | — | 0.06% | — | -17,504 | -100.0% | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,147 | -100.0% | Q1 2026 | May 15, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -10,846 | -100.0% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,807 | -100.0% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,336 | -100.0% | Q1 2026 | Apr 27, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -652 | -100.0% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q1 2026 | May 05, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SBI Securities Co., Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |