FIRST TRUST EXCHANGE-TRADED FUND IV - FCVT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Concurrent Investment Advisors, LLC | History | Added to | 283,615 | 15,251 | 0.13% | 0.08% | 1 | +111,050 | 64.35% | Q2 2026 | Jul 27, 2026 |
| LPL Financial LLC | History | Added to | 252,587 | 13,582 | 0.0% | 0.0% | 2 | +65,965 | 35.35% | Q2 2026 | Aug 07, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 176,020 | 9,466 | 0.01% | 0.01% | 3 | +11,180 | 6.78% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 128,425 | 6,906 | 0.0% | 0.0% | 4 | +11,486 | 9.82% | Q2 2026 | Aug 14, 2026 |
| Proactive Wealth Strategies LLC | History | Reduced | 81,703 | 4,393 | 0.7% | 0.69% | 5 | -1,517 | -1.82% | Q2 2026 | Aug 10, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 60,371 | 3,246 | 0.0% | 0.0% | 6 | -2,708 | -4.29% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Reduced | 57,640 | 3,099 | 0.0% | 0.0% | 7 | -17,119 | -22.9% | Q2 2026 | Aug 13, 2026 |
| Elequin Capital, LP | History | New | 49,825 | 2,679 | 0.08% | — | 8 | +49,825 | New | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 43,624 | 2,345 | 0.0% | 0.0% | 9 | -2,528 | -5.48% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 33,845 | 1,820 | 0.0% | 0.0% | 10 | +86 | 0.25% | Q2 2026 | Jul 28, 2026 |
| Cetera Investment Advisers | History | Added to | 33,018 | 1,775 | 0.0% | 0.0% | 11 | +168 | 0.51% | Q2 2026 | Aug 12, 2026 |
| RiverTree Advisors, LLC | History | Reduced | 28,735 | 1,545 | 0.91% | 0.93% | 12 | -4,477 | -13.48% | Q2 2026 | Jul 22, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 27,278 | 1,466 | 0.0% | 0.01% | 13 | -14,688 | -35.0% | Q2 2026 | Jul 28, 2026 |
| Milestones Private Investment Advisors LLC | History | Reduced | 27,164 | 1,460 | 1.16% | 1.07% | 14 | -419 | -1.52% | Q2 2026 | Jul 24, 2026 |
| Plus Group Wealth Advisors LLC | History | Added to | 26,767 | 1,439 | 1.35% | 1.27% | 15 | +721 | 2.77% | Q2 2026 | Jul 13, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 26,753 | 1,438 | 0.01% | 0.01% | 16 | +2,460 | 10.13% | Q2 2026 | Jul 24, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 24,954 | 1,342 | 0.0% | 0.01% | 17 | -44,859 | -64.26% | Q2 2026 | Jul 27, 2026 |
| Tidemark, LLC | History | No change | 22,546 | 1,212 | 0.27% | 0.25% | 18 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 21,860 | 1,175 | 0.0% | 0.0% | 19 | -71,111 | -76.49% | Q2 2026 | Aug 14, 2026 |
| CWM, LLC | History | No change | 26,376 | 1,165 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 15,396 | 827 | 0.0% | 0.0% | 21 | -3,420 | -18.18% | Q2 2026 | Aug 12, 2026 |
| OneDigital Investment Advisors LLC | History | Added to | 15,353 | 825 | 0.01% | 0.01% | 22 | +332 | 2.21% | Q2 2026 | Aug 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 14,679 | 789 | 0.0% | 0.0% | 23 | -3,334 | -18.51% | Q2 2026 | Aug 03, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 14,391 | 773 | 0.01% | 0.01% | 24 | +95 | 0.66% | Q2 2026 | Aug 11, 2026 |
| Wagner Wealth Management, Corp | History | Added to | 12,537 | 674 | 0.54% | 0.21% | 25 | +7,294 | 139.12% | Q2 2026 | Aug 10, 2026 |
| SkyOak Wealth, LLC | History | No change | 11,536 | 620 | 0.1% | 0.09% | 26 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 11,623 | 617 | 0.0% | 0.0% | 27 | -2,347 | -16.8% | Q2 2026 | Aug 12, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 11,567 | 608 | 0.03% | 0.03% | 28 | -207 | -1.76% | Q2 2026 | Jul 28, 2026 |
| Realta Investment Advisors | History | Added to | 9,844 | 529 | 0.16% | 0.11% | 29 | +2,501 | 34.06% | Q2 2026 | Jul 20, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 9,304 | 500 | 0.3% | 0.29% | 30 | -24 | -0.26% | Q2 2026 | Jul 23, 2026 |
| Horst & Graben Wealth Management LLC | History | Reduced | 8,205 | 430 | 0.06% | 0.06% | 31 | -161 | -1.92% | Q2 2026 | Jul 22, 2026 |
| Global Retirement Partners, LLC | History | New | 6,674 | 358 | 0.01% | — | 32 | +6,674 | New | Q2 2026 | Aug 06, 2026 |
| Concentrum Wealth Management | History | Reduced | 6,595 | 354 | 0.08% | 0.1% | 34 | -950 | -12.59% | Q2 2026 | Aug 06, 2026 |
| EVERETT HARRIS & CO /CA/ | History | No change | 6,585 | 354 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Synergy Asset Management, LLC | History | Reduced | 6,557 | 352 | 0.03% | 0.07% | 35 | -8,342 | -55.99% | Q2 2026 | Jul 22, 2026 |
| TSA Wealth Managment LLC | History | Reduced | 6,310 | 339 | 0.1% | 0.1% | 36 | -770 | -10.88% | Q2 2026 | Aug 03, 2026 |
| Prospera Financial Services Inc | History | Added to | 6,027 | 324 | 0.0% | 0.0% | 37 | +395 | 7.01% | Q2 2026 | Jul 15, 2026 |
| American Financial Advisors, LLC | History | Reduced | 5,940 | 319 | 0.04% | 0.04% | 38 | -645 | -9.79% | Q2 2026 | Jul 14, 2026 |
| Elevation Capital Advisory, LLC | History | New | 5,260 | 282 | 0.11% | — | 39 | +5,260 | New | Q2 2026 | Jul 27, 2026 |
| Ethos Financial Group, LLC | History | New | 5,123 | 240 | 0.02% | — | 40 | +5,123 | New | Q2 2026 | Aug 07, 2026 |
| City Center Advisors, LLC | History | New | 3,992 | 214 | 0.17% | — | 41 | +3,992 | New | Q2 2026 | Jul 06, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 3,751 | 201 | 0.0% | — | 42 | +3,751 | New | Q2 2026 | Aug 07, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 2,392 | 125 | 0.01% | 0.01% | 43 | +90 | 3.91% | Q2 2026 | Jul 22, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | New | 2,219 | 119 | 0.01% | — | 44 | +2,219 | New | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | No change | 1,700 | 91 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,529 | 82 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 850 | 45 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Continuum Advisory, LLC | History | New | 709 | 38 | 0.0% | — | 48 | +709 | New | Q2 2026 | Aug 06, 2026 |
| Geneos Wealth Management Inc. | History | No change | 650 | 34 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 352 | 18 | 0.0% | 0.0% | 50 | -165 | -31.91% | Q2 2026 | Aug 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 295 | 15 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 268 | 14 | 0.0% | 0.0% | 52 | +1 | 0.37% | Q2 2026 | Jul 21, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | No change | 203 | 10 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AdvisorNet Financial, Inc | History | No change | 144 | 7 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| ASSETMARK, INC | History | No change | 112 | 6 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Caitlin John, LLC | History | No change | 108 | 5 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Institute for Wealth Management, LLC. | History | New | 85 | 4 | 0.0% | — | 57 | +85 | New | Q2 2026 | Jul 28, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 29 | 1 | 0.0% | 0.0% | 58 | -82 | -73.87% | Q2 2026 | Aug 13, 2026 |
| Private Advisory Group LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -71,931 | -100.0% | Q2 2026 | Aug 06, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.02% | — | -51,104 | -100.0% | Q2 2026 | Aug 12, 2026 |
| FIG FINANCIAL ADVISORY SERVICES INC /ADV | History | Closed out | 0 | 0 | — | 1.38% | — | -49,867 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Hershey Financial Advisers, LLC | History | Closed out | 0 | 0 | — | 0.93% | — | -24,336 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Richmond Investment Services, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -5,432 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,832 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Merkkuri Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,188 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Caldwell Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -643 | -100.0% | Q2 2026 | Aug 03, 2026 |
| Hilton Head Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -427 | -100.0% | Q2 2026 | Jul 27, 2026 |
| N.E.W. Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q2 2026 | Aug 06, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -118 | -100.0% | Q2 2026 | Jul 20, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -91 | -100.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1 | 0 | — | 0.0% | — | -84 | -98.82% | Q2 2026 | Aug 14, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 5 | 0 | — | — | — | +4 | 400.0% | Q2 2026 | Jul 22, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |