FIRST TRUST EXCHANGE-TRADED FUND IV - FCVT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 252,587 | 13,582 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 176,020 | 9,466 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 128,425 | 6,906 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 122,995 | 6,029 | 0.04% | 0.13% | 4 | -160,620 | -56.63% | Q3 2026 | Oct 16, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 81,703 | 4,393 | 0.7% | 0.7% | 5 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ROYAL BANK OF CANADA | History | No change | 60,371 | 3,246 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 57,640 | 3,099 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Elequin Capital, LP | History | No change | 49,825 | 2,679 | 0.08% | 0.08% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 43,624 | 2,345 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 33,018 | 1,775 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 32,058 | 1,571 | 0.0% | 0.0% | 11 | -1,787 | -5.28% | Q3 2026 | Oct 30, 2026 |
| RiverTree Advisors, LLC | History | Added to | 28,842 | 1,413 | 0.84% | 0.91% | 12 | +107 | 0.37% | Q3 2026 | Oct 13, 2026 |
| Plus Group Wealth Advisors LLC | History | Added to | 28,026 | 1,373 | 1.23% | 1.35% | 13 | +1,259 | 4.7% | Q3 2026 | Oct 19, 2026 |
| Milestones Private Investment Advisors LLC | History | Added to | 27,567 | 1,351 | 1.1% | 1.16% | 14 | +403 | 1.48% | Q3 2026 | Oct 19, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 27,264 | 1,336 | 0.0% | 0.0% | 15 | -14 | -0.05% | Q3 2026 | Nov 02, 2026 |
| Tidemark, LLC | History | No change | 22,546 | 1,212 | 0.27% | 0.27% | 16 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| JANE STREET GROUP, LLC | History | No change | 21,860 | 1,175 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 15,396 | 827 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 15,353 | 825 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 14,679 | 789 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 16,072 | 788 | 0.0% | 0.0% | 21 | -8,882 | -35.59% | Q3 2026 | Nov 02, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 14,391 | 773 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| JPMORGAN CHASE & CO | History | No change | 11,623 | 617 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kovack Advisors, Inc. | History | No change | 11,567 | 608 | 0.03% | 0.03% | 24 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Wagner Wealth Management, Corp | History | Reduced | 11,886 | 582 | 0.46% | 0.54% | 25 | -651 | -5.19% | Q3 2026 | Oct 20, 2026 |
| WESBANCO BANK INC | History | New | 11,796 | 578 | 0.02% | — | 26 | +11,796 | New | Q3 2026 | Nov 04, 2026 |
| SkyOak Wealth, LLC | History | Reduced | 11,386 | 558 | 0.09% | 0.1% | 27 | -150 | -1.3% | Q3 2026 | Oct 28, 2026 |
| Horst & Graben Wealth Management LLC | History | Reduced | 7,863 | 385 | 0.05% | 0.06% | 28 | -342 | -4.17% | Q3 2026 | Oct 30, 2026 |
| Global Retirement Partners, LLC | History | No change | 6,674 | 358 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Concentrum Wealth Management | History | No change | 6,595 | 354 | 0.08% | 0.08% | 30 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Prospera Financial Services Inc | History | Added to | 7,482 | 336 | 0.0% | 0.0% | 31 | +1,455 | 24.14% | Q3 2026 | Nov 04, 2026 |
| EVERETT HARRIS & CO /CA/ | History | No change | 6,585 | 322 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| American Financial Advisors, LLC | History | No change | 5,940 | 319 | 0.04% | 0.04% | 33 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| TSA Wealth Managment LLC | History | Added to | 6,341 | 310 | 0.09% | 0.1% | 34 | +31 | 0.49% | Q3 2026 | Oct 22, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | New | 6,092 | 298 | 0.01% | — | 35 | +6,092 | New | Q3 2026 | Oct 29, 2026 |
| Ethos Financial Group, LLC | History | No change | 5,123 | 240 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Csenge Advisory Group | History | New | 4,780 | 234 | 0.01% | — | 37 | +4,780 | New | Q3 2026 | Nov 04, 2026 |
| City Center Advisors, LLC | History | Added to | 4,328 | 212 | 0.16% | 0.17% | 38 | +336 | 8.42% | Q3 2026 | Oct 07, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 3,751 | 201 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 2,219 | 119 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | No change | 1,700 | 91 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,529 | 74 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| GODSEY & GIBB, INC | History | New | 1,210 | 59 | 0.0% | — | 43 | +1,210 | New | Q3 2026 | Oct 14, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 850 | 41 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Continuum Advisory, LLC | History | No change | 709 | 38 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Geneos Wealth Management Inc. | History | No change | 650 | 34 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 352 | 18 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 295 | 15 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 229 | 11 | 0.0% | 0.0% | 49 | -39 | -14.55% | Q3 2026 | Oct 26, 2026 |
| MATHER GROUP, LLC. | History | New | 222 | 10 | 0.0% | — | 51 | +222 | New | Q3 2026 | Oct 14, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | No change | 203 | 10 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ASSETMARK, INC | History | No change | 112 | 5 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Caitlin John, LLC | History | No change | 108 | 5 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 85 | 4 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 29 | 1 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.01% | — | -26,753 | -100.0% | Q3 2026 | Oct 27, 2026 |
| Realta Investment Advisors | History | Reduced | 1 | 0 | — | 0.16% | — | -9,843 | -99.99% | Q3 2026 | Oct 14, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -9,304 | -100.0% | Q3 2026 | Oct 20, 2026 |
| Synergy Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -6,557 | -100.0% | Q3 2026 | Nov 05, 2026 |
| Elevation Capital Advisory, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -5,260 | -100.0% | Q3 2026 | Oct 28, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,392 | -100.0% | Q3 2026 | Nov 02, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -144 | -100.0% | Q3 2026 | Oct 15, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 3 | 0 | — | — | — | -2 | -40.0% | Q3 2026 | Oct 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |