Northern Lights Fund Trust IV - FDLS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | No change | 1,220,431 | 51,569 | 3.59% | 3.59% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 452,893 | 19,143 | 0.91% | 0.91% | 2 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| LPL Financial LLC | History | No change | 182,936 | 7,732 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Strategic Equity Management | History | No change | 163,636 | 6,916 | 2.32% | 2.32% | 4 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| AE Wealth Management LLC | History | No change | 108,218 | 4,574 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| PAX Financial Group, LLC | History | No change | 102,053 | 4,313 | 0.64% | 0.64% | 6 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Inspire Investing, LLC | History | No change | 99,722 | 4,215 | 0.17% | 0.17% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 95,407 | 4,032 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MONEYWISE, INC. | History | No change | 87,113 | 3,682 | 1.37% | 1.37% | 9 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Belpointe Asset Management LLC | History | No change | 78,581 | 3,321 | 0.11% | 0.11% | 10 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| OneAscent Financial Services LLC | History | No change | 69,410 | 2,933 | 0.14% | 0.14% | 11 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | No change | 61,129 | 2,584 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Frontier Asset Management, LLC | History | No change | 45,058 | 1,904 | 0.34% | 0.34% | 13 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 43,008 | 1,817 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Valmark Advisers, Inc. | History | No change | 35,713 | 1,509 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 35,132 | 1,485 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Revisor Wealth Management LLC | History | No change | 26,634 | 1,128 | 0.27% | 0.27% | 17 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Simplicity Wealth,LLC | History | No change | 23,068 | 975 | 0.03% | 0.03% | 18 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 20,736 | 876 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Discipline Wealth Solutions, LLC | History | No change | 20,226 | 854 | 0.07% | 0.07% | 20 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 19,346 | 817 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CARLSON FINANCIAL, INC. | History | No change | 17,389 | 734 | 0.37% | 0.37% | 22 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 15,576 | 658 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 15,318 | 647 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Cetera Investment Advisers | History | No change | 15,047 | 636 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 13,723 | 580 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| BROWN ADVISORY INC | History | No change | 11,930 | 504 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 9,717 | 410 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 8,846 | 373 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Sanctuary Advisors, LLC | History | No change | 8,609 | 363 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Optivise Advisory Services LLC | History | No change | 8,372 | 353 | 0.18% | 0.18% | 31 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Schwallier Wealth Management LLC | History | No change | 7,519 | 317 | 0.2% | 0.2% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Advisors Network LLC | History | No change | 5,602 | 236 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 5,271 | 222 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Van Diest Capital, LLC | History | No change | 4,877 | 206 | 0.18% | 0.18% | 35 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| LITTLEJOHN FINANCIAL SERVICES, INC. | History | No change | 4,797 | 202 | 0.15% | 0.15% | 36 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| CX Institutional | History | New | 4,621 | 190 | 0.01% | — | 37 | +4,621 | New | Q3 2026 | Oct 02, 2026 |
| AdvisorNet Financial, Inc | History | No change | 2,735 | 115 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 2,295 | 97 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,548 | 65 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 942 | 39 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | No change | 612 | 25 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 558 | 23 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFG Advisory, LLC | History | No change | 453 | 19 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 405 | 17 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 340 | 14 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 237 | 10 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 100 | 4 | 0.0% | 0.0% | 49 | +41 | 69.49% | Q3 2026 | Oct 08, 2026 |
| FMR LLC | History | No change | 105 | 4 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Main Street Group, LTD | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |