Northern Lights Fund Trust IV - FDLS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | Added to | 722,828 | 25,833 | 2.38% | 2.4% | 1 | +5,392 | 0.75% | Q4 2025 | Feb 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 171,534 | 6,130 | 0.39% | 0.37% | 2 | +14,066 | 8.93% | Q4 2025 | Feb 06, 2026 |
| Strategic Equity Management | History | New | 108,411 | 3,874 | 1.31% | — | 3 | +108,411 | New | Q4 2025 | Feb 09, 2026 |
| Inspire Investing, LLC | History | Reduced | 107,723 | 3,850 | 0.35% | 0.41% | 4 | -14,356 | -11.76% | Q4 2025 | Feb 17, 2026 |
| PAX Financial Group, LLC | History | Added to | 102,458 | 3,661 | 0.63% | 0.64% | 5 | +403 | 0.39% | Q4 2025 | Feb 05, 2026 |
| Belpointe Asset Management LLC | History | Added to | 70,007 | 2,502 | 0.09% | 0.09% | 6 | +1,426 | 2.08% | Q4 2025 | Jan 27, 2026 |
| OneAscent Financial Services LLC | History | New | 66,922 | 2,391 | 0.22% | — | 7 | +66,922 | New | Q4 2025 | Feb 11, 2026 |
| Frontier Asset Management, LLC | History | Added to | 63,775 | 2,279 | 0.53% | 0.45% | 8 | +12,366 | 24.05% | Q4 2025 | Feb 04, 2026 |
| AE Wealth Management LLC | History | Added to | 57,553 | 2,056 | 0.01% | 0.01% | 9 | +21,892 | 61.39% | Q4 2025 | Jan 26, 2026 |
| LPL Financial LLC | History | Added to | 52,457 | 1,874 | 0.0% | 0.0% | 10 | +17,524 | 50.16% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 47,239 | 1,688 | 0.0% | 0.0% | 11 | +7,332 | 18.37% | Q4 2025 | Feb 10, 2026 |
| MONEYWISE, INC. | History | New | 46,622 | 1,666 | 0.69% | — | 12 | +46,622 | New | Q4 2025 | Feb 05, 2026 |
| GTS SECURITIES LLC | History | Added to | 36,139 | 1,291 | 0.04% | 0.04% | 13 | +7,385 | 25.68% | Q4 2025 | Feb 13, 2026 |
| Valmark Advisers, Inc. | History | New | 35,272 | 1,260 | 0.02% | — | 14 | +35,272 | New | Q4 2025 | Jan 26, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 23,168 | 828 | 0.0% | 0.0% | 15 | +10,791 | 87.19% | Q4 2025 | Feb 05, 2026 |
| Sanctuary Advisors, LLC | History | New | 17,223 | 615 | 0.0% | — | 16 | +17,223 | New | Q4 2025 | Jan 29, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 15,089 | 539 | 0.0% | — | 17 | +15,089 | New | Q4 2025 | Mar 25, 2026 |
| Revisor Wealth Management LLC | History | Added to | 14,002 | 539 | 0.14% | 0.12% | 18 | +3,789 | 37.1% | Q4 2025 | Jan 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 13,899 | 496 | 0.0% | — | 19 | +13,899 | New | Q4 2025 | Feb 18, 2026 |
| Geneos Wealth Management Inc. | History | No change | 9,600 | 343 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Optivise Advisory Services LLC | History | New | 8,894 | 317 | 0.18% | — | 21 | +8,894 | New | Q4 2025 | Jan 12, 2026 |
| Strategic Blueprint, LLC | History | New | 7,557 | 270 | 0.02% | — | 22 | +7,557 | New | Q4 2025 | Jan 30, 2026 |
| Cetera Investment Advisers | History | Added to | 7,088 | 253 | 0.0% | 0.0% | 23 | +1,319 | 22.86% | Q4 2025 | Feb 17, 2026 |
| Arlington Capital Management, Inc. | History | New | 6,976 | 249 | 0.15% | — | 24 | +6,976 | New | Q4 2025 | Jan 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 5,910 | 211 | 0.0% | 0.0% | 25 | +9 | 0.15% | Q4 2025 | Feb 12, 2026 |
| Integrated Advisors Network LLC | History | New | 5,602 | 200 | 0.01% | — | 26 | +5,602 | New | Q4 2025 | Feb 17, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 3,820 | 137 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,674 | 59 | 0.0% | 0.0% | 28 | +1,003 | 149.48% | Q4 2025 | Feb 17, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 1,647 | 58 | 0.0% | 0.0% | 29 | +39 | 2.43% | Q4 2025 | Feb 06, 2026 |
| MORGAN STANLEY | History | Reduced | 601 | 21 | 0.0% | 0.0% | 30 | -7 | -1.15% | Q4 2025 | Feb 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 165 | 5 | 0.0% | — | 31 | +165 | New | Q4 2025 | Feb 10, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | New | 131 | 4 | 0.0% | — | 32 | +131 | New | Q4 2025 | Jan 15, 2026 |
| FMR LLC | History | Reduced | 54 | 1 | 0.0% | 0.0% | 33 | -30 | -35.71% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,077 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,727 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Clarity Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -422 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Camelot Portfolios, LLC | History | New | 21 | 0 | — | — | — | +21 | New | Q4 2025 | Jan 29, 2026 |