FIRST TRUST EXCHANGE-TRADED FUND - FDM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 214,367 | 17,596 | 0.0% | 0.0% | 1 | +45,335 | 26.82% | Q1 2026 | May 06, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 192,065 | 16,829 | 0.38% | 0.39% | 2 | +1,587 | 0.83% | Q1 2026 | May 04, 2026 |
| Private Advisory Group LLC | History | Reduced | 189,337 | 15,541 | 1.02% | 1.19% | 3 | -1,663 | -0.87% | Q1 2026 | May 08, 2026 |
| ARKANSAS FINANCIAL GROUP, INC. | History | Reduced | 164,639 | 14,124 | 1.97% | 1.99% | 4 | -8,793 | -5.07% | Q1 2026 | Apr 13, 2026 |
| Baird Financial Group, Inc. | History | Added to | 139,406 | 11,443 | 0.02% | 0.02% | 5 | +1,825 | 1.33% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Reduced | 94,507 | 7,757 | 0.0% | 0.0% | 6 | -1,141 | -1.19% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 81,786 | 6,713 | 0.0% | 0.0% | 7 | +4,417 | 5.71% | Q1 2026 | May 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 55,873 | 4,586 | 0.0% | 0.0% | 8 | +259 | 0.47% | Q1 2026 | May 14, 2026 |
| HB Wealth Management, LLC | History | No change | 45,000 | 3,693 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| &PARTNERS | History | Reduced | 42,823 | 3,515 | 0.02% | 0.02% | 10 | -2,194 | -4.87% | Q1 2026 | May 15, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Reduced | 35,823 | 2,940 | 0.05% | 0.05% | 11 | -415 | -1.15% | Q1 2026 | May 04, 2026 |
| Kendall Capital Management | History | Added to | 24,307 | 1,995 | 0.41% | 0.37% | 12 | +2,098 | 9.45% | Q1 2026 | Apr 24, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 21,318 | 1,749 | 0.0% | 0.0% | 13 | +12,060 | 130.27% | Q1 2026 | May 15, 2026 |
| WESCAP Management Group, Inc. | History | Reduced | 19,596 | 1,608 | 0.32% | 0.32% | 14 | -384 | -1.92% | Q1 2026 | May 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 18,770 | 1,524 | 0.0% | 0.0% | 15 | +3,894 | 26.18% | Q1 2026 | May 15, 2026 |
| Bristlecone Value Partners, LLC | History | Reduced | 15,458 | 1,268 | 1.12% | 1.47% | 16 | -591 | -3.68% | Q1 2026 | May 08, 2026 |
| NORTHBRIDGE FINANCIAL GROUP, LLC | History | Reduced | 14,439 | 1,256 | 0.54% | 0.54% | 17 | -548 | -3.66% | Q1 2026 | Apr 15, 2026 |
| Urban Financial Advisory Corp | History | Added to | 14,844 | 1,218 | 0.43% | 0.38% | 18 | +2,524 | 20.49% | Q1 2026 | May 08, 2026 |
| Noble Family Wealth, LLC | History | Reduced | 14,205 | 1,166 | 0.24% | 0.25% | 19 | -736 | -4.93% | Q1 2026 | Apr 23, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 13,085 | 1,074 | 0.0% | 0.0% | 20 | -4,188 | -24.25% | Q1 2026 | May 15, 2026 |
| Texas Yale Capital Corp. | History | Added to | 12,815 | 1,051 | 0.03% | 0.03% | 21 | +75 | 0.59% | Q1 2026 | May 04, 2026 |
| Envision Financial LLC | History | Reduced | 12,432 | 1,020 | 0.55% | 0.6% | 22 | -1,928 | -13.43% | Q1 2026 | Apr 16, 2026 |
| UBS Group AG | History | Reduced | 11,922 | 978 | 0.0% | 0.0% | 23 | -184 | -1.52% | Q1 2026 | May 05, 2026 |
| Allworth Financial LP | History | Reduced | 11,413 | 936 | 0.0% | 0.0% | 24 | -366 | -3.11% | Q1 2026 | May 14, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 11,269 | 924 | 0.0% | 0.0% | 25 | +2,605 | 30.07% | Q1 2026 | May 05, 2026 |
| Camelot Portfolios, LLC | History | Reduced | 10,797 | 886 | 0.66% | 0.69% | 26 | -3,264 | -23.21% | Q1 2026 | May 08, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 10,700 | 878 | 0.0% | 0.0% | 27 | +4,500 | 72.58% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 10,622 | 871 | 0.0% | 0.0% | 28 | -74 | -0.69% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Reduced | 9,735 | 799 | 0.05% | 0.05% | 29 | -10 | -0.1% | Q1 2026 | Apr 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 9,541 | 783 | 0.0% | 0.0% | 30 | -3,886 | -28.94% | Q1 2026 | May 12, 2026 |
| E6 Portfolios, LLC | History | Added to | 9,156 | 751 | 0.78% | 0.82% | 31 | +181 | 2.02% | Q1 2026 | May 12, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 8,971 | 736 | 0.01% | 0.01% | 32 | -266 | -2.88% | Q1 2026 | Apr 22, 2026 |
| SMITH, MOORE & CO. | History | Added to | 8,862 | 727 | 0.05% | 0.05% | 33 | +148 | 1.7% | Q1 2026 | May 05, 2026 |
| Cetera Investment Advisers | History | Reduced | 8,508 | 698 | 0.0% | 0.0% | 34 | -2,466 | -22.47% | Q1 2026 | May 13, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | Added to | 8,095 | 664 | 0.32% | 0.31% | 35 | +20 | 0.25% | Q1 2026 | May 07, 2026 |
| Mariner, LLC | History | Reduced | 7,845 | 643 | 0.0% | 0.0% | 36 | -3,040 | -27.93% | Q1 2026 | May 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 7,793 | 639 | 0.0% | 0.0% | 37 | +725 | 10.26% | Q1 2026 | May 15, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 7,704 | 632 | 0.03% | 0.03% | 38 | +2 | 0.03% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 6,839 | 561 | 0.0% | 0.0% | 39 | +2,623 | 62.22% | Q1 2026 | Apr 30, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 6,194 | 508 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| SHP Wealth Management | History | New | 6,161 | 505 | 0.04% | — | 41 | +6,161 | New | Q1 2026 | May 08, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 5,782 | 474 | 0.1% | 0.1% | 42 | -4 | -0.07% | Q1 2026 | Apr 24, 2026 |
| Gladstone Institutional Advisory LLC | History | New | 5,183 | 425 | 0.02% | — | 43 | +5,183 | New | Q1 2026 | May 14, 2026 |
| Arkadios Wealth Advisors | History | New | 5,125 | 420 | 0.01% | — | 45 | +5,125 | New | Q1 2026 | May 18, 2026 |
| HighTower Advisors, LLC | History | Reduced | 5,123 | 420 | 0.0% | 0.0% | 44 | -109 | -2.08% | Q1 2026 | May 05, 2026 |
| Gemmer Asset Management LLC | History | Added to | 4,544 | 372 | 0.03% | 0.03% | 46 | +13 | 0.29% | Q1 2026 | Apr 22, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 4,077 | 335 | 0.0% | 0.0% | 47 | -2,431 | -37.35% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 4,073 | 334 | 0.0% | 0.0% | 48 | +1,527 | 59.98% | Q1 2026 | Apr 30, 2026 |
| BROWN ADVISORY INC | History | No change | 3,770 | 309 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Reduced | 3,411 | 280 | 0.03% | 0.04% | 50 | -431 | -11.22% | Q1 2026 | May 05, 2026 |
| Allodium Investment Consultants, LLC | History | No change | 3,403 | 279 | 0.13% | 0.14% | 51 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 3,190 | 261 | 0.0% | 0.0% | 52 | -85 | -2.6% | Q1 2026 | Apr 27, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 3,150 | 258 | 0.0% | — | 53 | +3,150 | New | Q1 2026 | May 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 3,068 | 251 | 0.01% | 0.01% | 54 | -130 | -4.07% | Q1 2026 | May 15, 2026 |
| Whitaker-Myers Wealth Managers, LTD. | History | Added to | 2,984 | 244 | 0.05% | 0.05% | 55 | +173 | 6.15% | Q1 2026 | Apr 09, 2026 |
| Quantinno Capital Management LP | History | No change | 2,933 | 240 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | Added to | 2,521 | 206 | 0.01% | 0.01% | 57 | +6 | 0.24% | Q1 2026 | Apr 07, 2026 |
| SMITHBRIDGE ASSET MANAGEMENT INC/DE | History | Reduced | 2,503 | 205 | 0.03% | 0.03% | 58 | -1,783 | -41.6% | Q1 2026 | Apr 24, 2026 |
| Aspect Partners, LLC | History | No change | 2,489 | 204 | 0.08% | 0.09% | 59 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 2,426 | 199 | 0.0% | — | 60 | +2,426 | New | Q1 2026 | May 13, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 2,350 | 192 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 1,515 | 124 | 0.0% | 0.0% | 62 | -6 | -0.39% | Q1 2026 | Jun 02, 2026 |
| Salomon & Ludwin, LLC | History | No change | 1,291 | 107 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,016 | 80 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 769 | 63 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 706 | 57 | 0.0% | 0.0% | 66 | +76 | 12.06% | Q1 2026 | Apr 13, 2026 |
| FMR LLC | History | Added to | 682 | 56 | 0.0% | 0.0% | 67 | +115 | 20.28% | Q1 2026 | May 15, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 550 | 45 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| MANNING & NAPIER ADVISORS LLC | History | No change | 500 | 41 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Geneos Wealth Management Inc. | History | No change | 400 | 32 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| COMERICA BANK | History | No change | 395 | 31 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Mosley Wealth Management | History | New | 400 | 30 | 0.01% | — | 72 | +400 | New | Q1 2026 | Apr 27, 2026 |
| FIFTH THIRD BANCORP | History | New | 352 | 28 | 0.0% | — | 73 | +352 | New | Q1 2026 | May 01, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 261 | 21 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Golden State Wealth Management, LLC | History | No change | 255 | 20 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| JPMORGAN CHASE & CO | History | New | 220 | 17 | 0.0% | — | 76 | +220 | New | Q1 2026 | May 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 174 | 14 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Larson Financial Group LLC | History | Reduced | 141 | 11 | 0.0% | 0.0% | 79 | -21 | -12.96% | Q1 2026 | May 15, 2026 |
| Sound Income Strategies, LLC | History | No change | 145 | 11 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 112 | 9 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Farther Finance Advisors, LLC | History | No change | 118 | 9 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Ancora Advisors LLC | History | No change | 108 | 8 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Capital Analysts, LLC | History | No change | 83 | 7 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 83 | 6 | 0.0% | 0.0% | 84 | +1 | 1.22% | Q1 2026 | May 08, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 59 | 4 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| SBI Securities Co., Ltd. | History | No change | 34 | 2 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -19,305 | -100.0% | Q1 2026 | May 15, 2026 |
| Entelevest, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -3,441 | -100.0% | Q1 2026 | May 04, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,427 | -100.0% | Q1 2026 | May 01, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q1 2026 | May 13, 2026 |
| SJS Investment Consulting Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Key FInancial Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -26 | -100.0% | Q1 2026 | Apr 24, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 8 | 0 | — | — | — | +8 | New | Q1 2026 | May 13, 2026 |