FIRST TRUST EXCHANGE-TRADED FUND - FDM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 215,856 | 20,098 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 190,678 | 17,288 | 0.32% | 0.35% | 2 | -2,001 | -1.04% | Q3 2026 | Oct 26, 2026 |
| ARKANSAS FINANCIAL GROUP, INC. | History | Reduced | 160,442 | 14,047 | 1.87% | 1.97% | 3 | -2,061 | -1.27% | Q3 2026 | Oct 26, 2026 |
| Baird Financial Group, Inc. | History | No change | 143,758 | 13,385 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Private Advisory Group LLC | History | No change | 137,561 | 12,808 | 0.69% | 0.69% | 5 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MORGAN STANLEY | History | No change | 112,881 | 10,510 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 76,614 | 7,133 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| &PARTNERS | History | No change | 43,752 | 4,042 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HB Wealth Management, LLC | History | No change | 45,000 | 3,939 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Urban Financial Advisory Corp | History | No change | 37,366 | 3,479 | 0.96% | 0.96% | 10 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Walkner Condon Financial Advisors LLC | History | New | 38,402 | 3,362 | 0.37% | — | 11 | +38,402 | New | Q3 2026 | Oct 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 34,600 | 3,221 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Reduced | 34,443 | 3,015 | 0.04% | 0.05% | 13 | -948 | -2.68% | Q3 2026 | Oct 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 23,912 | 2,211 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kendall Capital Management | History | Reduced | 24,303 | 2,127 | 0.35% | 0.38% | 15 | -4 | -0.02% | Q3 2026 | Oct 23, 2026 |
| WESCAP Management Group, Inc. | History | No change | 19,536 | 1,818 | 0.34% | 0.34% | 16 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Virtu Financial LLC | History | No change | 19,441 | 1,810 | 0.06% | 0.06% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 15,395 | 1,433 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 14,792 | 1,377 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bristlecone Value Partners, LLC | History | No change | 14,565 | 1,356 | 1.09% | 1.09% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 14,500 | 1,350 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 13,790 | 1,283 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Noble Family Wealth, LLC | History | Reduced | 14,190 | 1,242 | 0.22% | 0.24% | 23 | -15 | -0.11% | Q3 2026 | Oct 26, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 13,231 | 1,231 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Sanctuary Advisors, LLC | History | No change | 12,283 | 1,143 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 12,234 | 1,139 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Texas Yale Capital Corp. | History | No change | 11,615 | 1,081 | 0.02% | 0.02% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | No change | 11,607 | 1,080 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | No change | 11,424 | 1,063 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NORTHBRIDGE FINANCIAL GROUP, LLC | History | Reduced | 11,756 | 1,042 | 0.36% | 0.45% | 30 | -809 | -6.44% | Q3 2026 | Nov 05, 2026 |
| Camelot Portfolios, LLC | History | No change | 10,586 | 985 | 0.69% | 0.69% | 31 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 9,444 | 879 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| E6 Portfolios, LLC | History | Added to | 9,845 | 861 | 0.65% | 0.69% | 33 | +562 | 6.05% | Q3 2026 | Oct 23, 2026 |
| SMITH, MOORE & CO. | History | No change | 8,862 | 825 | 0.05% | 0.05% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 8,915 | 780 | 0.04% | 0.05% | 35 | +269 | 3.11% | Q3 2026 | Oct 21, 2026 |
| Cetera Investment Advisers | History | No change | 8,355 | 777 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 8,070 | 751 | 0.31% | 0.31% | 37 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 8,028 | 747 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | No change | 8,011 | 745 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Mariner, LLC | History | No change | 7,845 | 730 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 8,209 | 718 | 0.01% | 0.01% | 41 | -527 | -6.03% | Q3 2026 | Oct 23, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 7,719 | 718 | 0.02% | 0.02% | 42 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 7,707 | 717 | 0.03% | 0.03% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 7,805 | 683 | 0.0% | — | 45 | +7,805 | New | Q3 2026 | Nov 02, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 7,340 | 683 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| SHP Wealth Management | History | No change | 7,079 | 659 | 0.05% | 0.05% | 46 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 6,168 | 540 | 0.09% | 0.1% | 47 | +568 | 10.14% | Q3 2026 | Oct 21, 2026 |
| Envision Financial LLC | History | Reduced | 6,903 | 494 | 0.22% | 0.9% | 48 | -14,081 | -67.1% | Q3 2026 | Oct 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 4,197 | 390 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | Reduced | 4,430 | 387 | 0.01% | 0.01% | 50 | -419 | -8.64% | Q3 2026 | Oct 15, 2026 |
| Gemmer Asset Management LLC | History | Added to | 4,343 | 380 | 0.02% | 0.03% | 51 | +17 | 0.39% | Q3 2026 | Oct 16, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 4,005 | 350 | 0.0% | 0.0% | 52 | -3,661 | -47.76% | Q3 2026 | Nov 02, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 3,722 | 346 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| COGENT STRATEGIC WEALTH LLC | History | Reduced | 3,691 | 323 | 0.31% | 0.33% | 54 | -22 | -0.59% | Q3 2026 | Oct 22, 2026 |
| Allodium Investment Consultants, LLC | History | No change | 3,403 | 297 | 0.12% | 0.13% | 55 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| CoreCap Advisors, LLC | History | Added to | 3,258 | 285 | 0.01% | 0.01% | 56 | +687 | 26.72% | Q3 2026 | Oct 08, 2026 |
| Whitaker-Myers Wealth Managers, LTD. | History | Added to | 3,252 | 284 | 0.05% | 0.05% | 57 | +71 | 2.23% | Q3 2026 | Oct 08, 2026 |
| HighTower Advisors, LLC | History | No change | 3,049 | 283 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 3,219 | 281 | 0.0% | 0.0% | 59 | +207 | 6.87% | Q3 2026 | Nov 02, 2026 |
| Quantinno Capital Management LP | History | No change | 2,933 | 273 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 2,836 | 264 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 2,683 | 234 | 0.0% | 0.0% | 62 | -157 | -5.53% | Q3 2026 | Oct 13, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 2,350 | 218 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Aspect Partners, LLC | History | No change | 2,489 | 217 | 0.08% | 0.09% | 64 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| SMITHBRIDGE ASSET MANAGEMENT INC/DE | History | No change | 2,473 | 216 | 0.03% | 0.03% | 65 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| NewEdge Advisors, LLC | History | No change | 1,515 | 141 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 1,545 | 135 | 0.01% | 0.0% | 67 | +767 | 98.59% | Q3 2026 | Nov 04, 2026 |
| FMR LLC | History | No change | 1,281 | 119 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Salomon & Ludwin, LLC | History | Reduced | 1,285 | 112 | 0.01% | 0.01% | 69 | -6 | -0.46% | Q3 2026 | Oct 29, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,016 | 94 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 769 | 71 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 550 | 51 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BFC Planning, Inc. | History | No change | 541 | 50 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| MANNING & NAPIER ADVISORS LLC | History | No change | 500 | 46 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 400 | 37 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Sankala Group LLC | History | No change | 400 | 37 | 0.02% | 0.02% | 76 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 407 | 37 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Mosley Wealth Management | History | Added to | 404 | 36 | 0.01% | 0.01% | 78 | +1 | 0.25% | Q3 2026 | Oct 16, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 377 | 32 | 0.0% | 0.0% | 79 | -25 | -6.22% | Q3 2026 | Nov 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 261 | 24 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Golden State Wealth Management, LLC | History | No change | 255 | 22 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 147 | 13 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 149 | 13 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Larson Financial Group LLC | History | No change | 138 | 12 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| JPMORGAN CHASE & CO | History | No change | 110 | 10 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Ancora Advisors LLC | History | No change | 108 | 10 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 118 | 10 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 109 | 9 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Capital Analysts, LLC | History | No change | 83 | 8 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 83 | 7 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 59 | 5 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| SBI Securities Co., Ltd. | History | No change | 34 | 2 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,117 | -100.0% | Q3 2026 | Nov 02, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -174 | -100.0% | Q3 2026 | Oct 15, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |