FIRST TRUST EXCHANGE-TRADED FUND III - FEMB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,774,864 | 51,861 | 0.0% | 0.0% | 1 | +103,475 | 6.19% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Reduced | 1,161,531 | 33,939 | 0.01% | 0.01% | 2 | -259,121 | -18.24% | Q2 2026 | Aug 07, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 451,677 | 13,197 | 0.11% | 0.08% | 3 | +180,123 | 66.33% | Q2 2026 | Jul 27, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 400,691 | 11,708 | 0.0% | 0.0% | 4 | +208,721 | 108.73% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 395,313 | 11,551 | 0.0% | 0.0% | 5 | +61,902 | 18.57% | Q2 2026 | Aug 14, 2026 |
| Marshall Financial Group, LLC | History | Added to | 378,657 | 11,064 | 1.61% | 1.44% | 6 | +66,472 | 21.29% | Q2 2026 | Jul 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 339,820 | 9,929 | 0.01% | 0.01% | 7 | +10,580 | 3.21% | Q2 2026 | Aug 14, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 334,078 | 9,761 | 0.01% | 0.01% | 8 | +14,405 | 4.51% | Q2 2026 | Aug 11, 2026 |
| Seascape Capital Management | History | Added to | 251,947 | 7,362 | 1.76% | 1.95% | 9 | +16,330 | 6.93% | Q2 2026 | Jul 21, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 240,435 | 7,025 | 0.0% | 0.0% | 10 | +30,002 | 14.26% | Q2 2026 | Aug 03, 2026 |
| &PARTNERS | History | Added to | 153,243 | 4,477 | 0.02% | 0.02% | 11 | +9,339 | 6.49% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 125,289 | 3,660 | 0.0% | 0.0% | 12 | -126,118 | -50.16% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Added to | 110,701 | 3,234 | 0.0% | 0.0% | 13 | +1,172 | 1.07% | Q2 2026 | Aug 12, 2026 |
| Euro Pacific Asset Management, LLC | History | Reduced | 109,054 | 3,217 | 0.37% | 0.33% | 14 | -5,166 | -4.52% | Q2 2026 | Aug 06, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 86,262 | 2,521 | 0.0% | 0.01% | 15 | -1,443 | -1.65% | Q2 2026 | Aug 05, 2026 |
| Endowment Wealth Management, Inc. | History | Added to | 81,169 | 2,371 | 0.92% | 1.0% | 16 | +2,256 | 2.86% | Q2 2026 | Aug 05, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 78,322 | 2,288 | 0.69% | 0.8% | 17 | -1,261 | -1.58% | Q2 2026 | Jul 16, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 75,398 | 2,203 | 0.01% | 0.01% | 18 | -10,787 | -12.52% | Q2 2026 | Aug 12, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 60,441 | 1,766 | 0.2% | 0.18% | 19 | +12,988 | 27.37% | Q2 2026 | Jul 27, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 58,308 | 1,703 | 0.03% | 0.03% | 20 | +10,218 | 21.25% | Q2 2026 | Jul 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 55,535 | 1,622 | 0.0% | 0.0% | 21 | -162,587 | -74.54% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 55,446 | 1,620 | 0.01% | 0.01% | 22 | +3,314 | 6.36% | Q2 2026 | Aug 13, 2026 |
| Avior Wealth Management, LLC | History | Reduced | 51,379 | 1,501 | 0.04% | 0.06% | 23 | -19,837 | -27.85% | Q2 2026 | Jul 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 45,572 | 1,332 | 0.0% | 0.0% | 24 | -4,065 | -8.19% | Q2 2026 | Jul 27, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 45,387 | 1,326 | 0.02% | 0.02% | 25 | -426 | -0.93% | Q2 2026 | Aug 12, 2026 |
| Advisory Services Network, LLC | History | Reduced | 44,954 | 1,313 | 0.01% | 0.02% | 26 | -6,809 | -13.15% | Q2 2026 | Aug 12, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 44,643 | 1,304 | 0.02% | 0.01% | 27 | +29,643 | 197.62% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 40,140 | 1,172 | 0.01% | 0.01% | 28 | +3,165 | 8.56% | Q2 2026 | Jul 24, 2026 |
| Redhawk Wealth Advisors, Inc. | History | Added to | 39,799 | 1,162 | 0.11% | 0.11% | 29 | +6,476 | 19.43% | Q2 2026 | Jul 09, 2026 |
| Prospera Financial Services Inc | History | Reduced | 33,100 | 966 | 0.01% | 0.02% | 30 | -2 | -0.01% | Q2 2026 | Jul 15, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 30,740 | 898 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 30,351 | 886 | 0.08% | 0.09% | 32 | -526 | -1.7% | Q2 2026 | Jul 16, 2026 |
| Treasure Coast Financial Planning | History | New | 28,972 | 846 | 0.41% | — | 33 | +28,972 | New | Q2 2026 | Jul 29, 2026 |
| CWM, LLC | History | No change | 29,239 | 840 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | Reduced | 28,662 | 837 | 0.0% | 0.0% | 35 | -325 | -1.12% | Q2 2026 | Jul 30, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 28,383 | 829 | 0.5% | 0.58% | 36 | -33 | -0.12% | Q2 2026 | Jul 23, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 25,945 | 758 | 0.01% | 0.01% | 37 | -215 | -0.82% | Q2 2026 | Aug 06, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Reduced | 25,384 | 741 | 0.03% | 0.03% | 38 | -923 | -3.51% | Q2 2026 | Jul 24, 2026 |
| Rareview Capital LLC | History | Reduced | 24,636 | 711 | 0.4% | 0.45% | 39 | -2,052 | -7.69% | Q2 2026 | Jul 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 21,597 | 631 | 0.0% | 0.0% | 40 | +2,850 | 15.2% | Q2 2026 | Aug 13, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 21,421 | 625 | 0.0% | 0.0% | 41 | -714 | -3.23% | Q2 2026 | Jul 20, 2026 |
| MAI Capital Management | History | New | 19,500 | 569 | 0.0% | — | 42 | +19,500 | New | Q2 2026 | Aug 14, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 19,250 | 562 | 0.01% | 0.01% | 43 | -225 | -1.16% | Q2 2026 | Jul 24, 2026 |
| Private Advisory Group LLC | History | New | 19,061 | 556 | 0.03% | — | 44 | +19,061 | New | Q2 2026 | Aug 06, 2026 |
| InTrack Investment Management Inc | History | Added to | 17,561 | 513 | 0.25% | 0.12% | 45 | +10,228 | 139.48% | Q2 2026 | Jul 17, 2026 |
| BAM Wealth Management, LLC | History | Added to | 16,169 | 472 | 0.3% | 0.24% | 46 | +4,799 | 42.21% | Q2 2026 | Jul 14, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 15,305 | 447 | 0.0% | 0.0% | 47 | +905 | 6.28% | Q2 2026 | Jul 20, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 15,152 | 442 | 0.0% | 0.0% | 48 | +5,222 | 52.59% | Q2 2026 | Aug 07, 2026 |
| Kovack Advisors, Inc. | History | Added to | 14,702 | 430 | 0.02% | 0.02% | 49 | +19 | 0.13% | Q2 2026 | Jul 28, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | New | 14,353 | 419 | 0.12% | — | 50 | +14,353 | New | Q2 2026 | Aug 12, 2026 |
| Spire Wealth Management | History | Reduced | 13,369 | 390 | 0.01% | 0.01% | 51 | -328 | -2.39% | Q2 2026 | Jul 15, 2026 |
| Providence First Trust Co | History | New | 12,336 | 360 | 0.1% | — | 52 | +12,336 | New | Q2 2026 | Jul 27, 2026 |
| KKM Financial LLC | History | Added to | 11,923 | 348 | 0.05% | 0.06% | 54 | +267 | 2.29% | Q2 2026 | Aug 14, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 11,915 | 348 | 0.06% | 0.07% | 53 | +199 | 1.7% | Q2 2026 | Jul 24, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 11,448 | 334 | 0.0% | 0.0% | 55 | +355 | 3.2% | Q2 2026 | Aug 05, 2026 |
| Balboa Wealth Partners | History | Added to | 11,092 | 324 | 0.04% | 0.05% | 56 | +109 | 0.99% | Q2 2026 | Aug 10, 2026 |
| RFG Advisory, LLC | History | New | 11,069 | 323 | 0.01% | — | 57 | +11,069 | New | Q2 2026 | Jul 15, 2026 |
| Realta Investment Advisors | History | Added to | 10,848 | 316 | 0.1% | 0.11% | 58 | +30 | 0.28% | Q2 2026 | Jul 20, 2026 |
| Private Advisor Group, LLC | History | Added to | 10,675 | 311 | 0.0% | 0.0% | 59 | +1,118 | 11.7% | Q2 2026 | Jul 27, 2026 |
| Perigon Wealth Management, LLC | History | Reduced | 9,388 | 274 | 0.0% | 0.01% | 60 | -601 | -6.02% | Q2 2026 | Aug 07, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 9,003 | 263 | 0.0% | 0.0% | 61 | -163 | -1.78% | Q2 2026 | Aug 18, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 8,777 | 256 | 0.0% | 0.0% | 62 | -20,137 | -69.64% | Q2 2026 | Aug 12, 2026 |
| Atria Investments, Inc | History | Added to | 8,621 | 251 | 0.0% | 0.0% | 63 | +1,151 | 15.41% | Q2 2026 | Jul 28, 2026 |
| Wagner Wealth Management, Corp | History | Reduced | 8,540 | 249 | 0.2% | 0.22% | 64 | -9 | -0.11% | Q2 2026 | Aug 10, 2026 |
| Milestones Private Investment Advisors LLC | History | Added to | 8,424 | 246 | 0.2% | 0.2% | 65 | +413 | 5.16% | Q2 2026 | Jul 24, 2026 |
| Fearless Solutions, LLC dba Best Invest | History | New | 8,169 | 238 | 0.13% | — | 66 | +8,169 | New | Q2 2026 | Jul 21, 2026 |
| Intesa Sanpaolo Wealth Management | History | Added to | 8,000 | 233 | 0.05% | 0.03% | 67 | +4,000 | 100.0% | Q2 2026 | Jul 23, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 7,732 | 225 | 0.0% | 0.0% | 68 | -103 | -1.31% | Q2 2026 | Aug 03, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 7,685 | 224 | 0.0% | 0.0% | 69 | -1,616 | -17.37% | Q2 2026 | Jul 28, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 7,612 | 222 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 6,937 | 205 | 0.0% | 0.0% | 71 | -655 | -8.63% | Q2 2026 | Jul 15, 2026 |
| AE Wealth Management LLC | History | Reduced | 6,972 | 203 | 0.0% | 0.0% | 72 | -725 | -9.42% | Q2 2026 | Aug 03, 2026 |
| Elequin Capital, LP | History | Reduced | 6,086 | 177 | 0.01% | 0.56% | 73 | -147,552 | -96.04% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | Added to | 4,215 | 123 | 0.0% | 0.0% | 74 | +870 | 26.01% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | Added to | 2,712 | 79 | 0.0% | 0.0% | 75 | +2 | 0.07% | Q2 2026 | Aug 10, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 1,951 | 57 | 0.0% | 0.01% | 76 | -208 | -9.63% | Q2 2026 | Jul 28, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 1,863 | 54 | 0.0% | 0.0% | 77 | -362 | -16.27% | Q2 2026 | Jul 23, 2026 |
| Dunhill Financial, LLC | History | Reduced | 1,555 | 45 | 0.01% | 0.15% | 78 | -20,239 | -92.87% | Q2 2026 | Aug 07, 2026 |
| Smartleaf Asset Management LLC | History | No change | 1,173 | 34 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Raleigh Capital Management Inc. | History | Added to | 1,032 | 30 | 0.01% | 0.01% | 80 | +17 | 1.67% | Q2 2026 | Jul 21, 2026 |
| IFG Advisory, LLC | History | New | 924 | 27 | 0.0% | — | 81 | +924 | New | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | No change | 700 | 20 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Global Retirement Partners, LLC | History | New | 612 | 17 | 0.0% | — | 84 | +612 | New | Q2 2026 | Aug 06, 2026 |
| Rossby Financial, LCC | History | Added to | 611 | 17 | 0.0% | 0.0% | 83 | +74 | 13.78% | Q2 2026 | Aug 04, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 441 | 12 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 311 | 9 | 0.0% | 0.0% | 86 | +6 | 1.97% | Q2 2026 | Aug 13, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 282 | 8 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | New | 264 | 7 | 0.0% | — | 88 | +264 | New | Q2 2026 | Aug 07, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 87 | 2 | 0.0% | 0.0% | 89 | -2,909 | -97.1% | Q2 2026 | Jul 17, 2026 |
| Mascoma Wealth Management LLC | History | New | 42 | 1 | 0.0% | — | 93 | +42 | New | Q2 2026 | Jul 24, 2026 |
| Quest 10 Wealth Builders, Inc. | History | New | 37 | 1 | 0.0% | — | 94 | +37 | New | Q2 2026 | Jul 24, 2026 |
| Larson Financial Group LLC | History | No change | 59 | 1 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Caitlin John, LLC | History | No change | 52 | 1 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 54 | 1 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Csenge Advisory Group | History | Closed out | 0 | 0 | — | 0.52% | — | -392,454 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.07% | — | -229,001 | -100.0% | Q2 2026 | Aug 12, 2026 |
| AllGen Financial Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.76% | — | -111,218 | -100.0% | Q2 2026 | Jul 22, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -92,520 | -100.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,964 | -100.0% | Q2 2026 | Sep 02, 2026 |
| EVOKE WEALTH, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,500 | -100.0% | Q2 2026 | Aug 10, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -17,634 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Balefire, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -13,691 | -100.0% | Q2 2026 | Jul 07, 2026 |
| Rubicon Advisors, GP | History | Closed out | 0 | 0 | — | 0.26% | — | -10,326 | -100.0% | Q2 2026 | Jul 29, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -9,957 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Sovran Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -8,859 | -100.0% | Q2 2026 | Jul 29, 2026 |
| Park Square Financial Group, LLC | History | Closed out | 0 | 0 | — | 1.55% | — | -7,123 | -100.0% | Q2 2026 | Jul 31, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,554 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,519 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Merkkuri Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,375 | -100.0% | Q2 2026 | Jul 27, 2026 |
| NFSG Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -63 | -100.0% | Q2 2026 | Aug 14, 2026 |
| TopTier Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -49 | -100.0% | Q2 2026 | Jul 14, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 24 | 0 | — | — | — | +24 | New | Q2 2026 | Aug 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 21 | 0 | — | — | — | +21 | New | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 11 | 0 | — | — | — | +11 | New | Q2 2026 | Aug 07, 2026 |
| IFP Advisors, Inc | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Key Capital Management, INC | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |