FIRST TRUST EXCHANGE-TRADED FUND III - FEMB
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 18 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,506,967 | 44,907 | 0.0% | 0.0% | 1 | +147,707 | 10.87% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 1,181,923 | 35,221 | 0.01% | 0.01% | 2 | +207,987 | 21.36% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 334,244 | 9,960 | 0.0% | 0.0% | 3 | -6,901 | -2.02% | Q4 2025 | Feb 13, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 256,175 | 7,634 | 0.01% | 0.0% | 4 | +31,708 | 14.13% | Q4 2025 | Feb 13, 2026 |
| Csenge Advisory Group | History | Added to | 237,751 | 7,084 | 0.32% | 0.08% | 5 | +178,850 | 303.65% | Q4 2025 | Feb 06, 2026 |
| Seascape Capital Management | History | New | 228,685 | 6,815 | 1.94% | — | 6 | +228,685 | New | Q4 2025 | Jan 21, 2026 |
| Almanack Investment Partners, LLC. | History | Added to | 186,416 | 5,555 | 0.94% | 0.79% | 7 | +12,086 | 6.93% | Q4 2025 | Jan 29, 2026 |
| Redhawk Wealth Advisors, Inc. | History | Reduced | 184,485 | 5,497 | 0.62% | 1.18% | 8 | -162,217 | -46.79% | Q4 2025 | Jan 14, 2026 |
| ROYAL BANK OF CANADA | History | New | 178,868 | 5,330 | 0.0% | — | 9 | +178,868 | New | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 163,590 | 4,874 | 0.01% | 0.01% | 10 | -15,688 | -8.75% | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | Added to | 140,040 | 4,173 | 0.02% | 0.02% | 11 | +7,271 | 5.48% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 136,310 | 4,062 | 0.0% | 0.0% | 12 | +11,461 | 9.18% | Q4 2025 | Feb 10, 2026 |
| Euro Pacific Asset Management, LLC | History | Added to | 117,216 | 3,549 | 0.39% | 0.39% | 13 | +10,175 | 9.51% | Q4 2025 | Jan 21, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 101,508 | 3,024 | 0.0% | 0.0% | 14 | +14,065 | 16.08% | Q4 2025 | Feb 18, 2026 |
| Cetera Investment Advisers | History | Added to | 91,225 | 2,718 | 0.0% | 0.0% | 15 | +19,890 | 27.88% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 87,925 | 2,620 | 0.01% | 0.01% | 16 | -1,196 | -1.34% | Q4 2025 | Feb 11, 2026 |
| NewEdge Advisors, LLC | History | Added to | 73,665 | 2,195 | 0.01% | 0.01% | 17 | +14,514 | 24.54% | Q4 2025 | Feb 18, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | New | 69,968 | 2,085 | 0.75% | — | 18 | +69,968 | New | Q4 2025 | Jan 26, 2026 |
| Endowment Wealth Management, Inc. | History | New | 64,906 | 1,934 | 0.89% | — | 19 | +64,906 | New | Q4 2025 | Feb 09, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | New | 47,129 | 1,404 | 0.03% | — | 20 | +47,129 | New | Q4 2025 | Feb 06, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 46,187 | 1,376 | 0.19% | 0.21% | 21 | +1,439 | 3.22% | Q4 2025 | Jan 21, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 43,575 | 1,299 | 0.0% | 0.0% | 22 | -2,134 | -4.67% | Q4 2025 | Feb 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 38,057 | 1,134 | 0.02% | 0.02% | 23 | +14,652 | 62.6% | Q4 2025 | Feb 09, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 36,725 | 1,094 | 0.01% | 0.01% | 24 | +1,080 | 3.03% | Q4 2025 | Jan 29, 2026 |
| Sanctuary Advisors, LLC | History | New | 35,700 | 1,063 | 0.01% | — | 25 | +35,700 | New | Q4 2025 | Jan 29, 2026 |
| CWM, LLC | History | Reduced | 35,194 | 1,049 | 0.0% | 0.0% | 26 | -3,559 | -9.18% | Q4 2025 | Jan 26, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Reduced | 33,973 | 1,012 | 0.05% | 0.05% | 27 | -3,315 | -8.89% | Q4 2025 | Feb 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 30,747 | 916 | 0.02% | 0.01% | 28 | +2,465 | 8.72% | Q4 2025 | Feb 09, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Added to | 30,154 | 898 | 0.01% | 0.02% | 29 | +1,720 | 6.05% | Q4 2025 | Feb 06, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 28,778 | 857 | 0.61% | 0.65% | 30 | -1,742 | -5.71% | Q4 2025 | Jan 14, 2026 |
| OneDigital Investment Advisors LLC | History | New | 27,199 | 810 | 0.01% | — | 31 | +27,199 | New | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 26,367 | 785 | 0.0% | 0.0% | 32 | +7,229 | 37.77% | Q4 2025 | Feb 13, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 26,245 | 782 | 0.0% | 0.0% | 33 | -90 | -0.34% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | Added to | 25,488 | 759 | 0.0% | 0.0% | 34 | +1,313 | 5.43% | Q4 2025 | Jan 23, 2026 |
| Rareview Capital LLC | History | Reduced | 22,580 | 652 | 0.42% | 1.35% | 35 | -53,769 | -70.43% | Q4 2025 | Jan 29, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 21,269 | 633 | 0.0% | 0.0% | 36 | -7,236 | -25.39% | Q4 2025 | Feb 17, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 20,480 | 610 | 0.01% | 0.01% | 37 | +5,285 | 34.78% | Q4 2025 | Jan 29, 2026 |
| US BANCORP \DE\ | History | Added to | 19,362 | 576 | 0.0% | 0.0% | 38 | +7,839 | 68.03% | Q4 2025 | Jan 30, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 18,804 | 560 | 0.06% | 0.05% | 39 | +3,537 | 23.17% | Q4 2025 | Jan 23, 2026 |
| EVOKE WEALTH, LLC | History | New | 15,200 | 452 | 0.01% | — | 40 | +15,200 | New | Q4 2025 | Feb 06, 2026 |
| Kovack Advisors, Inc. | History | New | 13,949 | 415 | 0.02% | — | 41 | +13,949 | New | Q4 2025 | Feb 17, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 13,573 | 404 | 0.01% | 0.01% | 42 | -327 | -2.35% | Q4 2025 | Jan 29, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 13,030 | 388 | 0.0% | 0.0% | 43 | +2,763 | 26.91% | Q4 2025 | Feb 13, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 12,894 | 384 | 0.0% | 0.0% | 44 | +3,590 | 38.59% | Q4 2025 | Feb 02, 2026 |
| Spire Wealth Management | History | Added to | 12,911 | 384 | 0.01% | 0.01% | 45 | +133 | 1.04% | Q4 2025 | Jan 14, 2026 |
| Balefire, LLC | History | Added to | 12,567 | 374 | 0.07% | 0.05% | 46 | +3,624 | 40.52% | Q4 2025 | Jan 12, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 12,479 | 371 | 0.0% | 0.0% | 47 | -582 | -4.46% | Q4 2025 | Feb 18, 2026 |
| KKM Financial LLC | History | Reduced | 11,656 | 347 | 0.06% | 0.11% | 48 | -31 | -0.27% | Q4 2025 | Feb 18, 2026 |
| COMERICA BANK | History | Added to | 11,608 | 345 | 0.0% | 0.0% | 49 | +4,620 | 66.11% | Q4 2025 | Jan 29, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 11,545 | 344 | 0.07% | 0.09% | 50 | -2,243 | -16.27% | Q4 2025 | Jan 30, 2026 |
| Riggs Asset Managment Co. Inc. | History | New | 11,173 | 332 | 0.07% | — | 51 | +11,173 | New | Q4 2025 | Jan 29, 2026 |
| Balboa Wealth Partners | History | New | 10,658 | 317 | 0.05% | — | 52 | +10,658 | New | Q4 2025 | Jan 16, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 10,000 | 298 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Realta Investment Advisors | History | Added to | 9,970 | 297 | 0.1% | 0.1% | 54 | +31 | 0.31% | Q4 2025 | Jan 20, 2026 |
| Rubicon Advisors, GP | History | New | 9,799 | 292 | 0.27% | — | 55 | +9,799 | New | Q4 2025 | Mar 09, 2026 |
| Private Advisor Group, LLC | History | Added to | 9,414 | 280 | 0.0% | 0.0% | 56 | +375 | 4.15% | Q4 2025 | Feb 17, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 9,057 | 269 | 0.0% | 0.0% | 57 | +1,486 | 19.63% | Q4 2025 | Jan 16, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 8,838 | 264 | 0.0% | 0.0% | 58 | -699 | -7.33% | Q4 2025 | Jan 08, 2026 |
| Wagner Wealth Management, Corp | History | New | 8,606 | 256 | 0.25% | — | 59 | +8,606 | New | Q4 2025 | Feb 12, 2026 |
| AE Wealth Management LLC | History | Reduced | 8,060 | 240 | 0.0% | 0.0% | 60 | -483 | -5.65% | Q4 2025 | Jan 26, 2026 |
| BAM Wealth Management, LLC | History | New | 7,233 | 215 | 0.16% | — | 61 | +7,233 | New | Q4 2025 | Jan 20, 2026 |
| Advisory Services Network, LLC | History | Added to | 7,033 | 209 | 0.0% | 0.0% | 62 | +91 | 1.31% | Q4 2025 | Feb 17, 2026 |
| Milestones Private Investment Advisors LLC | History | Reduced | 6,939 | 206 | 0.14% | 0.16% | 64 | -937 | -11.9% | Q4 2025 | Jan 26, 2026 |
| Atria Investments, Inc | History | Added to | 6,931 | 206 | 0.0% | 0.0% | 63 | +61 | 0.89% | Q4 2025 | Feb 05, 2026 |
| Elequin Capital, LP | History | No change | 6,086 | 181 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | New | 4,345 | 129 | 0.0% | — | 66 | +4,345 | New | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | New | 3,673 | 109 | 0.0% | — | 67 | +3,673 | New | Q4 2025 | Feb 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 2,554 | 74 | 0.0% | — | 68 | +2,554 | New | Q4 2025 | Feb 12, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 2,045 | 60 | 0.01% | 0.0% | 69 | +1,333 | 187.22% | Q4 2025 | Jan 26, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 1,641 | 48 | 0.0% | 0.0% | 70 | +1,294 | 372.91% | Q4 2025 | Jan 21, 2026 |
| Intesa Sanpaolo Wealth Management | History | New | 1,500 | 44 | 0.01% | — | 71 | +1,500 | New | Q4 2025 | Feb 12, 2026 |
| Raleigh Capital Management Inc. | History | Added to | 1,085 | 32 | 0.01% | 0.01% | 72 | +15 | 1.4% | Q4 2025 | Jan 21, 2026 |
| Triumph Capital Management | History | New | 700 | 20 | 0.0% | — | 73 | +700 | New | Q4 2025 | Feb 12, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 655 | 19 | 0.0% | — | 74 | +647 | 8087.5% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 552 | 16 | 0.0% | — | 75 | +521 | 1680.65% | Q4 2025 | Mar 16, 2026 |
| Rossby Financial, LCC | History | Added to | 534 | 15 | 0.0% | 0.0% | 77 | +239 | 81.02% | Q4 2025 | Feb 12, 2026 |
| Global Retirement Partners, LLC | History | No change | 512 | 15 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NBC SECURITIES, INC. | History | Added to | 441 | 13 | 0.0% | 0.0% | 78 | +6 | 1.38% | Q4 2025 | Jan 29, 2026 |
| Sound Income Strategies, LLC | History | New | 344 | 10 | 0.0% | — | 79 | +344 | New | Q4 2025 | Jan 21, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 269 | 8 | 0.0% | 0.0% | 80 | -836 | -75.66% | Q4 2025 | Feb 12, 2026 |
| Capital Analysts, LLC | History | No change | 208 | 6 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 73 | 2 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| IFP Advisors, Inc | History | Reduced | 51 | 1 | 0.0% | 0.0% | 83 | -216 | -80.9% | Q4 2025 | Feb 06, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 54 | 1 | 0.0% | — | 87 | +54 | New | Q4 2025 | Feb 19, 2026 |
| Larson Financial Group LLC | History | No change | 59 | 1 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Newbridge Financial Services Group, Inc. | History | No change | 63 | 1 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Caitlin John, LLC | History | No change | 52 | 1 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Synergy Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -131,971 | -100.0% | Q3 2025 | Oct 21, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,608 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Brookwood Investment Group LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,907 | -100.0% | Q3 2025 | Oct 21, 2025 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,670 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,319 | -100.0% | Q3 2025 | Nov 06, 2025 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 10 | 0 | — | 0.0% | — | -2,486 | -99.6% | Q4 2025 | Feb 17, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,083 | -100.0% | Q3 2025 | Nov 12, 2025 |
| UBS Group AG | History | Reduced | 1 | 0 | — | 0.0% | — | -72 | -98.63% | Q4 2025 | Jan 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 28 | 0 | — | — | — | +28 | New | Q4 2025 | Feb 03, 2026 |