FIRST TRUST EXCHANGE-TRADED FUND III - FEMB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,671,389 | 48,030 | 0.0% | 0.0% | 1 | +164,422 | 10.91% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 1,420,652 | 40,825 | 0.01% | 0.01% | 2 | +238,729 | 20.2% | Q1 2026 | May 06, 2026 |
| Csenge Advisory Group | History | Added to | 392,454 | 11,277 | 0.52% | 0.32% | 3 | +154,703 | 65.07% | Q1 2026 | Apr 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 333,411 | 9,581 | 0.0% | 0.0% | 4 | -833 | -0.25% | Q1 2026 | May 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 329,240 | 9,462 | 0.01% | 0.01% | 5 | +165,650 | 101.26% | Q1 2026 | May 15, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 319,673 | 9,186 | 0.01% | 0.01% | 6 | +63,498 | 24.79% | Q1 2026 | May 13, 2026 |
| Marshall Financial Group, LLC | History | New | 312,185 | 8,971 | 1.44% | — | 7 | +312,185 | New | Q1 2026 | Apr 10, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 271,554 | 7,803 | 0.08% | 0.01% | 8 | +251,074 | 1225.95% | Q1 2026 | Apr 20, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 251,407 | 7,224 | 0.0% | 0.0% | 9 | +149,899 | 147.67% | Q1 2026 | May 14, 2026 |
| Seascape Capital Management | History | Added to | 235,617 | 6,771 | 1.95% | 1.94% | 10 | +6,932 | 3.03% | Q1 2026 | Apr 28, 2026 |
| Elequin Capital, LP | History | Added to | 153,638 | 6,706 | 0.56% | 0.01% | 11 | +147,552 | 2424.45% | Q1 2026 | May 11, 2026 |
| Independent Advisor Alliance | History | New | 229,001 | 6,580 | 0.07% | — | 12 | +229,001 | New | Q1 2026 | May 12, 2026 |
| JANE STREET GROUP, LLC | History | New | 218,122 | 6,268 | 0.0% | — | 13 | +218,122 | New | Q1 2026 | May 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 210,433 | 6,047 | 0.0% | 0.0% | 14 | +74,123 | 54.38% | Q1 2026 | May 04, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 191,970 | 5,517 | 0.0% | 0.0% | 15 | +13,102 | 7.32% | Q1 2026 | May 15, 2026 |
| &PARTNERS | History | Added to | 143,904 | 4,134 | 0.02% | 0.02% | 16 | +3,864 | 2.76% | Q1 2026 | May 15, 2026 |
| Euro Pacific Asset Management, LLC | History | Reduced | 114,220 | 3,311 | 0.33% | 0.39% | 17 | -2,996 | -2.56% | Q1 2026 | May 06, 2026 |
| Cetera Investment Advisers | History | Added to | 109,529 | 3,147 | 0.0% | 0.0% | 18 | +18,304 | 20.06% | Q1 2026 | May 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 92,520 | 2,658 | 0.0% | 0.0% | 19 | +71,251 | 335.0% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 87,705 | 2,520 | 0.01% | 0.01% | 20 | -220 | -0.25% | Q1 2026 | Apr 22, 2026 |
| NewEdge Advisors, LLC | History | Added to | 86,185 | 2,476 | 0.01% | 0.01% | 21 | +12,520 | 17.0% | Q1 2026 | Jun 02, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Added to | 79,583 | 2,287 | 0.8% | 0.75% | 22 | +9,615 | 13.74% | Q1 2026 | Apr 15, 2026 |
| Endowment Wealth Management, Inc. | History | Added to | 78,913 | 2,267 | 1.0% | 0.89% | 23 | +14,007 | 21.58% | Q1 2026 | May 08, 2026 |
| Avior Wealth Management, LLC | History | New | 71,216 | 2,046 | 0.06% | — | 24 | +71,216 | New | Q1 2026 | Apr 09, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 52,132 | 1,498 | 0.01% | 0.01% | 25 | +16,432 | 46.03% | Q1 2026 | May 05, 2026 |
| Advisory Services Network, LLC | History | Added to | 51,763 | 1,487 | 0.02% | 0.0% | 26 | +44,730 | 636.0% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 49,637 | 1,426 | 0.0% | 0.0% | 27 | +6,062 | 13.91% | Q1 2026 | Apr 30, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 48,090 | 1,381 | 0.03% | 0.03% | 28 | +961 | 2.04% | Q1 2026 | Apr 15, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 47,453 | 1,363 | 0.18% | 0.19% | 29 | +1,266 | 2.74% | Q1 2026 | Apr 28, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 45,813 | 1,316 | 0.02% | 0.02% | 30 | +7,756 | 20.38% | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 36,975 | 1,062 | 0.01% | 0.01% | 31 | +250 | 0.68% | Q1 2026 | May 05, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 33,973 | 1,012 | 0.05% | 0.05% | 32 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Redhawk Wealth Advisors, Inc. | History | Reduced | 33,323 | 957 | 0.11% | 0.62% | 33 | -151,162 | -81.94% | Q1 2026 | Apr 15, 2026 |
| Prospera Financial Services Inc | History | Added to | 33,102 | 951 | 0.02% | 0.02% | 34 | +2,355 | 7.66% | Q1 2026 | Apr 14, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 30,877 | 887 | 0.09% | 0.06% | 35 | +12,073 | 64.2% | Q1 2026 | May 04, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Added to | 30,740 | 883 | 0.01% | 0.01% | 36 | +586 | 1.94% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Reduced | 29,239 | 840 | 0.0% | 0.0% | 37 | -5,955 | -16.92% | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | Added to | 28,987 | 832 | 0.0% | 0.0% | 38 | +3,499 | 13.73% | Q1 2026 | May 06, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 28,914 | 830 | 0.0% | 0.0% | 39 | +2,547 | 9.66% | Q1 2026 | May 12, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 28,416 | 816 | 0.58% | 0.61% | 40 | -362 | -1.26% | Q1 2026 | Apr 17, 2026 |
| Rareview Capital LLC | History | Added to | 26,688 | 770 | 0.45% | 0.42% | 41 | +4,108 | 18.19% | Q1 2026 | Apr 27, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 26,160 | 751 | 0.01% | 0.01% | 42 | -1,039 | -3.82% | Q1 2026 | May 08, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 22,135 | 636 | 0.0% | 0.0% | 43 | -4,110 | -15.66% | Q1 2026 | Apr 29, 2026 |
| CITADEL ADVISORS LLC | History | New | 21,964 | 631 | 0.0% | — | 44 | +21,964 | New | Q1 2026 | May 15, 2026 |
| Dunhill Financial, LLC | History | New | 21,794 | 626 | 0.15% | — | 45 | +21,794 | New | Q1 2026 | May 06, 2026 |
| EVOKE WEALTH, LLC | History | Added to | 19,500 | 560 | 0.01% | 0.01% | 46 | +4,300 | 28.29% | Q1 2026 | May 14, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 19,475 | 559 | 0.01% | 0.0% | 47 | +6,581 | 51.04% | Q1 2026 | May 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 18,747 | 538 | 0.0% | — | 48 | +18,747 | New | Q1 2026 | May 08, 2026 |
| GTS SECURITIES LLC | History | New | 17,634 | 506 | 0.02% | — | 49 | +17,634 | New | Q1 2026 | May 14, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 15,000 | 431 | 0.01% | — | 50 | +15,000 | New | Q1 2026 | May 15, 2026 |
| Kovack Advisors, Inc. | History | Added to | 14,683 | 424 | 0.02% | 0.02% | 51 | +734 | 5.26% | Q1 2026 | May 12, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 14,400 | 414 | 0.0% | — | 52 | +14,400 | New | Q1 2026 | Apr 07, 2026 |
| Balefire, LLC | History | Added to | 13,691 | 393 | 0.07% | 0.07% | 53 | +1,124 | 8.94% | Q1 2026 | May 07, 2026 |
| Spire Wealth Management | History | Added to | 13,697 | 393 | 0.01% | 0.01% | 54 | +786 | 6.09% | Q1 2026 | Apr 22, 2026 |
| KKM Financial LLC | History | No change | 11,656 | 347 | 0.06% | 0.06% | 55 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 11,608 | 345 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 11,716 | 336 | 0.07% | 0.07% | 57 | +171 | 1.48% | Q1 2026 | Apr 24, 2026 |
| BAM Wealth Management, LLC | History | Added to | 11,370 | 326 | 0.24% | 0.16% | 58 | +4,137 | 57.2% | Q1 2026 | Apr 17, 2026 |
| FIFTH THIRD BANCORP | History | New | 11,093 | 318 | 0.0% | — | 59 | +11,093 | New | Q1 2026 | May 01, 2026 |
| Balboa Wealth Partners | History | Added to | 10,983 | 315 | 0.05% | 0.05% | 60 | +325 | 3.05% | Q1 2026 | Apr 16, 2026 |
| Realta Investment Advisors | History | Added to | 10,818 | 310 | 0.11% | 0.1% | 61 | +848 | 8.51% | Q1 2026 | Apr 22, 2026 |
| Rubicon Advisors, GP | History | Added to | 10,326 | 296 | 0.26% | 0.27% | 62 | +527 | 5.38% | Q1 2026 | May 14, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 9,989 | 287 | 0.01% | 0.0% | 63 | +932 | 10.29% | Q1 2026 | Apr 10, 2026 |
| Arkadios Wealth Advisors | History | New | 9,957 | 286 | 0.0% | — | 64 | +9,957 | New | Q1 2026 | May 18, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 9,930 | 285 | 0.0% | 0.0% | 65 | -3,100 | -23.79% | Q1 2026 | May 04, 2026 |
| Private Advisor Group, LLC | History | Added to | 9,557 | 274 | 0.0% | 0.0% | 66 | +143 | 1.52% | Q1 2026 | Apr 24, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 9,301 | 267 | 0.0% | 0.0% | 67 | +4,956 | 114.06% | Q1 2026 | Apr 30, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 9,166 | 263 | 0.0% | 0.0% | 68 | -3,313 | -26.55% | Q1 2026 | May 15, 2026 |
| Sovran Advisors, LLC | History | New | 8,859 | 259 | 0.02% | — | 69 | +8,859 | New | Q1 2026 | May 01, 2026 |
| Wagner Wealth Management, Corp | History | Reduced | 8,549 | 245 | 0.22% | 0.25% | 70 | -57 | -0.66% | Q1 2026 | May 05, 2026 |
| Milestones Private Investment Advisors LLC | History | Added to | 8,011 | 230 | 0.2% | 0.14% | 71 | +1,072 | 15.45% | Q1 2026 | May 04, 2026 |
| OPPENHEIMER & CO INC | History | New | 7,835 | 225 | 0.0% | — | 72 | +7,835 | New | Q1 2026 | Apr 23, 2026 |
| AE Wealth Management LLC | History | Reduced | 7,697 | 221 | 0.0% | 0.0% | 73 | -363 | -4.5% | Q1 2026 | May 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 7,592 | 219 | 0.0% | 0.0% | 74 | -1,246 | -14.1% | Q1 2026 | Apr 08, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 7,612 | 218 | 0.0% | — | 75 | +7,612 | New | Q1 2026 | May 13, 2026 |
| Atria Investments, Inc | History | Added to | 7,470 | 214 | 0.0% | 0.0% | 76 | +539 | 7.78% | Q1 2026 | May 05, 2026 |
| InTrack Investment Management Inc | History | New | 7,333 | 210 | 0.12% | — | 77 | +7,333 | New | Q1 2026 | Apr 06, 2026 |
| Park Square Financial Group, LLC | History | New | 7,123 | 204 | 1.55% | — | 78 | +7,123 | New | Q1 2026 | May 13, 2026 |
| Intesa Sanpaolo Wealth Management | History | Added to | 4,000 | 114 | 0.03% | 0.01% | 79 | +2,500 | 166.67% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 3,345 | 96 | 0.0% | — | 80 | +3,344 | 334400.0% | Q1 2026 | May 05, 2026 |
| Farther Finance Advisors, LLC | History | New | 2,996 | 86 | 0.0% | — | 81 | +2,996 | New | Q1 2026 | Apr 07, 2026 |
| Arax Advisory Partners | History | Reduced | 2,710 | 77 | 0.0% | 0.0% | 82 | -963 | -26.22% | Q1 2026 | May 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 2,554 | 73 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 2,225 | 63 | 0.0% | 0.0% | 84 | +584 | 35.59% | Q1 2026 | May 05, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 2,159 | 62 | 0.01% | 0.01% | 85 | +114 | 5.57% | Q1 2026 | Apr 30, 2026 |
| Sound Income Strategies, LLC | History | Added to | 1,519 | 43 | 0.0% | 0.0% | 86 | +1,175 | 341.57% | Q1 2026 | Apr 27, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 1,375 | 39 | 0.03% | — | 87 | +1,375 | New | Q1 2026 | Apr 21, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 1,173 | 33 | 0.0% | 0.0% | 88 | +518 | 79.08% | Q1 2026 | May 15, 2026 |
| Raleigh Capital Management Inc. | History | Reduced | 1,015 | 29 | 0.01% | 0.01% | 89 | -70 | -6.45% | Q1 2026 | Apr 28, 2026 |
| Triumph Capital Management | History | No change | 700 | 20 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Rossby Financial, LCC | History | Added to | 537 | 15 | 0.0% | 0.0% | 92 | +3 | 0.56% | Q1 2026 | May 11, 2026 |
| Global Retirement Partners, LLC | History | No change | 512 | 15 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NBC SECURITIES, INC. | History | No change | 441 | 12 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 282 | 8 | 0.0% | — | 95 | +282 | New | Q1 2026 | Apr 28, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 305 | 8 | 0.0% | 0.0% | 94 | -247 | -44.75% | Q1 2026 | May 14, 2026 |
| Western Wealth Management, LLC | History | New | 230 | 6 | 0.0% | — | 96 | +230 | New | Q1 2026 | May 19, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 73 | 2 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| TopTier Wealth Management, LLC | History | New | 49 | 1 | 0.0% | — | 102 | +49 | New | Q1 2026 | May 05, 2026 |
| Larson Financial Group LLC | History | No change | 59 | 1 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NFSG Corp | History | No change | 63 | 1 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Caitlin John, LLC | History | No change | 52 | 1 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 54 | 1 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Almanack Investment Partners, LLC. | History | Closed out | 0 | 0 | — | 0.94% | — | -186,416 | -100.0% | Q1 2026 | May 05, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -19,362 | -100.0% | Q1 2026 | May 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,573 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Riggs Asset Managment Co. Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -11,173 | -100.0% | Q1 2026 | May 11, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Federation des caisses Desjardins du Quebec | History | Closed out | 0 | 0 | — | 0.0% | — | -269 | -100.0% | Q1 2026 | May 13, 2026 |
| Capital Analysts, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -208 | -100.0% | Q1 2026 | May 14, 2026 |
| IFP Advisors, Inc | History | Reduced | 14 | 0 | — | 0.0% | — | -37 | -72.55% | Q1 2026 | Apr 13, 2026 |
| Key Capital Management, INC | History | New | 31 | 0 | — | — | — | +31 | New | Q1 2026 | May 07, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | — | — | -28 | -100.0% | Q1 2026 | May 01, 2026 |
| JPMORGAN CHASE & CO | History | New | 12 | 0 | — | — | — | +12 | New | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q1 2026 | May 15, 2026 |