FIRST TRUST EXCHANGE-TRADED FUND III - FEMB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 1,774,864 | 51,861 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 1,161,531 | 33,939 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ROYAL BANK OF CANADA | History | No change | 400,691 | 11,708 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 395,313 | 11,551 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Marshall Financial Group, LLC | History | No change | 378,657 | 11,064 | 1.61% | 1.61% | 5 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 339,820 | 9,929 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 334,078 | 9,761 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Seascape Capital Management | History | No change | 251,947 | 7,362 | 1.76% | 1.76% | 8 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Treasure Coast Financial Planning | History | Added to | 255,981 | 7,290 | 3.48% | 0.41% | 9 | +227,009 | 783.55% | Q3 2026 | Nov 03, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 240,435 | 7,025 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 227,452 | 6,477 | 0.04% | 0.11% | 11 | -224,225 | -49.64% | Q3 2026 | Oct 16, 2026 |
| Indivisible Partners | History | New | 214,182 | 6,099 | 0.28% | — | 12 | +214,182 | New | Q3 2026 | Oct 26, 2026 |
| &PARTNERS | History | No change | 153,243 | 4,477 | 0.02% | 0.02% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 125,289 | 3,660 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 110,701 | 3,234 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Euro Pacific Asset Management, LLC | History | Added to | 109,170 | 3,216 | 0.26% | 0.37% | 16 | +116 | 0.11% | Q3 2026 | Oct 13, 2026 |
| Econ Financial Services Corp | History | New | 108,448 | 3,088 | 1.29% | — | 17 | +108,448 | New | Q3 2026 | Oct 19, 2026 |
| Endowment Wealth Management, Inc. | History | Added to | 95,203 | 2,711 | 0.93% | 0.92% | 18 | +14,034 | 17.29% | Q3 2026 | Nov 03, 2026 |
| Janney Montgomery Scott LLC | History | No change | 86,262 | 2,521 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| NewEdge Advisors, LLC | History | No change | 75,398 | 2,203 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 62,235 | 1,772 | 0.03% | 0.03% | 21 | +3,927 | 6.73% | Q3 2026 | Oct 13, 2026 |
| TD Waterhouse Canada Inc. | History | New | 61,513 | 1,730 | 0.0% | — | 22 | +61,513 | New | Q3 2026 | Oct 16, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | New | 60,655 | 1,727 | 0.03% | — | 23 | +60,655 | New | Q3 2026 | Nov 04, 2026 |
| Walkner Condon Financial Advisors LLC | History | Reduced | 60,188 | 1,714 | 0.19% | 0.2% | 24 | -253 | -0.42% | Q3 2026 | Oct 30, 2026 |
| JANE STREET GROUP, LLC | History | No change | 55,535 | 1,622 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 55,446 | 1,620 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MGO ONE SEVEN LLC | History | New | 54,828 | 1,561 | 0.03% | — | 27 | +54,828 | New | Q3 2026 | Oct 28, 2026 |
| Avior Wealth Management, LLC | History | Reduced | 47,942 | 1,365 | 0.04% | 0.04% | 28 | -3,437 | -6.69% | Q3 2026 | Oct 13, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 46,737 | 1,331 | 0.01% | 0.01% | 29 | +6,597 | 16.43% | Q3 2026 | Oct 27, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 45,387 | 1,326 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Advisory Services Network, LLC | History | No change | 44,954 | 1,313 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 44,643 | 1,304 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Prospera Financial Services Inc | History | Added to | 40,631 | 1,138 | 0.01% | 0.01% | 33 | +7,531 | 22.75% | Q3 2026 | Nov 04, 2026 |
| Redhawk Wealth Advisors, Inc. | History | Reduced | 36,250 | 1,032 | 0.1% | 0.11% | 34 | -3,549 | -8.92% | Q3 2026 | Oct 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 34,737 | 989 | 0.0% | 0.0% | 35 | -10,835 | -23.78% | Q3 2026 | Nov 02, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 30,740 | 898 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ASSETMARK, INC | History | Added to | 30,315 | 863 | 0.0% | 0.0% | 37 | +1,653 | 5.77% | Q3 2026 | Oct 21, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 28,369 | 807 | 0.49% | 0.5% | 38 | -14 | -0.05% | Q3 2026 | Oct 20, 2026 |
| Rareview Capital LLC | History | Added to | 27,768 | 790 | 0.37% | 0.4% | 39 | +3,132 | 12.71% | Q3 2026 | Nov 05, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 25,945 | 758 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 25,384 | 741 | 0.03% | 0.03% | 41 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 24,240 | 690 | 0.07% | 0.08% | 42 | -6,111 | -20.13% | Q3 2026 | Oct 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 21,597 | 631 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 21,421 | 625 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| MAI Capital Management | History | No change | 19,500 | 569 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 19,250 | 562 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Private Advisory Group LLC | History | No change | 19,061 | 556 | 0.03% | 0.03% | 47 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Realta Investment Advisors | History | Added to | 17,174 | 489 | 0.14% | 0.1% | 48 | +6,326 | 58.31% | Q3 2026 | Oct 14, 2026 |
| BAM Wealth Management, LLC | History | Added to | 16,709 | 475 | 0.26% | 0.3% | 49 | +540 | 3.34% | Q3 2026 | Oct 15, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 15,801 | 450 | 0.0% | 0.0% | 50 | +496 | 3.24% | Q3 2026 | Oct 26, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 15,152 | 442 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Kovack Advisors, Inc. | History | No change | 14,702 | 430 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | No change | 14,353 | 419 | 0.12% | 0.12% | 53 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Spire Wealth Management | History | Reduced | 13,324 | 379 | 0.01% | 0.01% | 54 | -45 | -0.34% | Q3 2026 | Oct 30, 2026 |
| KKM Financial LLC | History | No change | 11,923 | 348 | 0.05% | 0.05% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Balboa Wealth Partners | History | Added to | 11,762 | 334 | 0.04% | 0.04% | 56 | +670 | 6.04% | Q3 2026 | Oct 20, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 11,673 | 332 | 0.0% | 0.0% | 57 | +225 | 1.97% | Q3 2026 | Nov 05, 2026 |
| TRUIST FINANCIAL CORP | History | New | 11,326 | 322 | 0.0% | — | 58 | +11,326 | New | Q3 2026 | Oct 30, 2026 |
| Private Advisor Group, LLC | History | No change | 10,675 | 311 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 10,688 | 304 | 0.0% | 0.0% | 61 | +3,003 | 39.08% | Q3 2026 | Nov 02, 2026 |
| RFG Advisory, LLC | History | Reduced | 10,681 | 304 | 0.0% | 0.01% | 60 | -388 | -3.51% | Q3 2026 | Nov 03, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 10,670 | 303 | 0.05% | 0.06% | 62 | -1,245 | -10.45% | Q3 2026 | Oct 21, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 10,470 | 298 | 0.0% | 0.0% | 63 | +1,082 | 11.53% | Q3 2026 | Oct 22, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 9,003 | 263 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 8,777 | 256 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Atria Investments, Inc | History | Added to | 8,759 | 249 | 0.0% | 0.0% | 66 | +138 | 1.6% | Q3 2026 | Oct 15, 2026 |
| Milestones Private Investment Advisors LLC | History | Added to | 8,641 | 246 | 0.2% | 0.2% | 67 | +217 | 2.58% | Q3 2026 | Oct 19, 2026 |
| Fearless Solutions, LLC dba Best Invest | History | Reduced | 7,948 | 226 | 0.11% | 0.13% | 68 | -221 | -2.71% | Q3 2026 | Oct 14, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 7,612 | 222 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Wagner Wealth Management, Corp | History | Reduced | 7,395 | 210 | 0.16% | 0.2% | 70 | -1,145 | -13.41% | Q3 2026 | Oct 20, 2026 |
| Dynamic Advisor Solutions LLC | History | New | 7,182 | 204 | 0.01% | — | 71 | +7,182 | New | Q3 2026 | Oct 13, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 7,136 | 203 | 0.0% | 0.0% | 72 | -596 | -7.71% | Q3 2026 | Oct 26, 2026 |
| AE Wealth Management LLC | History | No change | 6,972 | 203 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Elequin Capital, LP | History | No change | 6,086 | 177 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Intesa Sanpaolo Wealth Management | History | Reduced | 5,000 | 142 | 0.02% | 0.05% | 75 | -3,000 | -37.5% | Q3 2026 | Oct 28, 2026 |
| UBS Group AG | History | No change | 4,215 | 123 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 2,712 | 79 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 2,716 | 77 | 0.01% | 0.0% | 78 | +765 | 39.21% | Q3 2026 | Oct 20, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 1,863 | 52 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Dunhill Financial, LLC | History | No change | 1,555 | 45 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Smartleaf Asset Management LLC | History | No change | 1,173 | 34 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFG Advisory, LLC | History | No change | 924 | 27 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Raleigh Capital Management Inc. | History | Reduced | 759 | 21 | 0.01% | 0.01% | 83 | -273 | -26.45% | Q3 2026 | Oct 28, 2026 |
| Triumph Capital Management | History | No change | 700 | 19 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Rossby Financial, LCC | History | Added to | 653 | 18 | 0.0% | 0.0% | 85 | +42 | 6.87% | Q3 2026 | Nov 05, 2026 |
| Global Retirement Partners, LLC | History | No change | 612 | 17 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 441 | 12 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 311 | 9 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 282 | 8 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| BFC Planning, Inc. | History | No change | 302 | 8 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Reduced | 196 | 5 | 0.0% | 0.0% | 91 | -68 | -25.76% | Q3 2026 | Nov 04, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 76 | 2 | 0.0% | 0.0% | 92 | +39 | 105.41% | Q3 2026 | Nov 02, 2026 |
| Larson Financial Group LLC | History | No change | 59 | 1 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Caitlin John, LLC | History | No change | 52 | 1 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 54 | 1 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.69% | — | -78,322 | -100.0% | Q3 2026 | Oct 15, 2026 |
| InTrack Investment Management Inc | History | Closed out | 0 | 0 | — | 0.25% | — | -17,561 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Providence First Trust Co | History | Closed out | 0 | 0 | — | 0.1% | — | -12,336 | -100.0% | Q3 2026 | Nov 02, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,937 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -87 | -100.0% | Q3 2026 | Oct 08, 2026 |
| Mascoma Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -42 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 7 | 0 | — | — | — | +7 | New | Q3 2026 | Nov 04, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 26 | 0 | — | — | — | +2 | 8.33% | Q3 2026 | Nov 05, 2026 |
| Lloyd Advisory Services, LLC. | History | Reduced | 10 | 0 | — | — | — | -1 | -9.09% | Q3 2026 | Nov 02, 2026 |
| SBI Securities Co., Ltd. | History | New | 1 | 0 | — | — | — | +1 | New | Q3 2026 | Oct 21, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 21 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Key Capital Management, INC | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |