FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FEMS
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 14 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 491,391 | 20,685 | 0.0% | 0.0% | 1 | -34,747 | -6.6% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 341,327 | 14,368 | 0.0% | 0.0% | 2 | -4,855 | -1.4% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 244,219 | 10,280 | 0.0% | 0.0% | 3 | -120,222 | -32.99% | Q4 2025 | Feb 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 212,741 | 8,955 | 0.0% | 0.0% | 4 | -6,088 | -2.78% | Q4 2025 | Feb 18, 2026 |
| Beta Wealth Group, Inc. | History | Reduced | 200,556 | 8,442 | 3.39% | 3.52% | 5 | -1,178 | -0.58% | Q4 2025 | Feb 13, 2026 |
| 626 Financial, LLC | History | Added to | 164,705 | 6,933 | 2.98% | 3.1% | 6 | +4,549 | 2.84% | Q4 2025 | Feb 05, 2026 |
| Arax Advisory Partners | History | Added to | 130,988 | 5,514 | 0.16% | 0.08% | 7 | +1,724 | 1.33% | Q4 2025 | Feb 13, 2026 |
| Private Advisor Group, LLC | History | Added to | 121,988 | 5,135 | 0.02% | 0.02% | 8 | +10,472 | 9.39% | Q4 2025 | Feb 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 93,916 | 3,953 | 0.0% | 0.0% | 9 | -5,469 | -5.5% | Q4 2025 | Feb 17, 2026 |
| FLOW TRADERS U.S. LLC | History | Added to | 79,841 | 3,361 | 0.11% | 0.1% | 10 | +24,906 | 45.34% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 78,146 | 3,289 | 0.01% | 0.01% | 11 | +7,917 | 11.27% | Q4 2025 | Feb 18, 2026 |
| VestGen Advisors, LLC | History | Added to | 71,601 | 3,014 | 0.13% | 0.06% | 12 | +28,091 | 64.56% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Reduced | 69,995 | 2,946 | 0.0% | 0.0% | 13 | -1,563 | -2.18% | Q4 2025 | Feb 17, 2026 |
| Archer Investment Corp | History | Reduced | 68,337 | 2,876 | 0.65% | 0.69% | 14 | -487 | -0.71% | Q4 2025 | Jan 30, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 64,258 | 2,704 | 0.0% | 0.0% | 15 | -10,143 | -13.63% | Q4 2025 | Feb 12, 2026 |
| Trivium Point Advisory, LLC | History | Added to | 63,476 | 2,672 | 0.27% | 0.28% | 16 | +1,063 | 1.7% | Q4 2025 | Jan 26, 2026 |
| Crusonia Wealth Advisors LLC | History | New | 58,941 | 2,481 | 0.55% | — | 17 | +58,941 | New | Q4 2025 | Feb 18, 2026 |
| UBS Group AG | History | Reduced | 57,883 | 2,436 | 0.0% | 0.0% | 18 | -99,653 | -63.26% | Q4 2025 | Jan 29, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 52,496 | 2,424 | 0.38% | 0.51% | 19 | -22,359 | -29.87% | Q4 2025 | Feb 02, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 51,001 | 2,146 | 0.0% | 0.0% | 20 | +2,448 | 5.04% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 48,886 | 2,058 | 0.0% | — | 21 | +48,886 | New | Q4 2025 | Feb 17, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 45,181 | 1,901 | 0.78% | 0.85% | 22 | -2 | -0.0% | Q4 2025 | Jan 14, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 41,838 | 1,761 | 0.19% | 0.22% | 23 | -2,050 | -4.67% | Q4 2025 | Jan 23, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 36,381 | 1,531 | 0.0% | 0.0% | 24 | +4,564 | 14.34% | Q4 2025 | Feb 17, 2026 |
| Baird Financial Group, Inc. | History | Added to | 31,096 | 1,309 | 0.0% | 0.0% | 25 | +368 | 1.2% | Q4 2025 | Feb 13, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 30,608 | 1,288 | 0.03% | 0.15% | 26 | -138,981 | -81.95% | Q4 2025 | Feb 17, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 22,032 | 927 | 0.01% | 0.01% | 27 | +1,364 | 6.6% | Q4 2025 | Feb 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 21,705 | 913 | 0.0% | 0.0% | 28 | -35,228 | -61.88% | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Added to | 20,068 | 845 | 0.0% | 0.0% | 29 | +304 | 1.54% | Q4 2025 | Jan 26, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 19,980 | 841 | 0.0% | 0.01% | 30 | -48,459 | -70.81% | Q4 2025 | Feb 05, 2026 |
| SFI Advisors, LLC | History | No change | 19,855 | 835 | 0.54% | 0.56% | 31 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 18,563 | 781 | 0.0% | 0.0% | 32 | -66,277 | -78.12% | Q4 2025 | Feb 10, 2026 |
| LeClair Wealth Partners LLC | History | Reduced | 18,413 | 775 | 0.45% | 0.51% | 33 | -55 | -0.3% | Q4 2025 | Feb 11, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 16,905 | 711 | 0.0% | 0.0% | 34 | +4,176 | 32.81% | Q4 2025 | Feb 17, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 15,648 | 658 | 0.0% | 0.0% | 35 | -8,371 | -34.85% | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 15,259 | 642 | 0.0% | 0.0% | 36 | +157 | 1.04% | Q4 2025 | Feb 13, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 14,920 | 628 | 0.01% | 0.05% | 37 | -104,527 | -87.51% | Q4 2025 | Feb 13, 2026 |
| RVW Wealth, LLC | History | Added to | 13,596 | 572 | 0.04% | 0.05% | 38 | +5 | 0.04% | Q4 2025 | Jan 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 12,712 | 535 | 0.0% | 0.0% | 39 | -527 | -3.98% | Q4 2025 | Feb 12, 2026 |
| Western Wealth Management, LLC | History | Added to | 11,184 | 470 | 0.02% | 0.02% | 40 | +2,287 | 25.71% | Q4 2025 | Feb 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 10,092 | 424 | 0.0% | 0.0% | 41 | -12,085 | -54.49% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 9,916 | 417 | 0.0% | 0.0% | 42 | +3 | 0.03% | Q4 2025 | Feb 11, 2026 |
| Richmond Investment Services, LLC | History | Reduced | 9,198 | 387 | 0.07% | 0.09% | 43 | -1,680 | -15.44% | Q4 2025 | Feb 12, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 8,243 | 347 | 0.02% | 0.03% | 44 | -1,281 | -13.45% | Q4 2025 | Jan 26, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 6,900 | 290 | 0.0% | 0.0% | 45 | -844 | -10.9% | Q4 2025 | Feb 17, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 5,489 | 231 | 0.0% | 0.0% | 46 | +57 | 1.05% | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 5,334 | 224 | 0.0% | 0.0% | 47 | +5,040 | 1714.29% | Q4 2025 | Jan 23, 2026 |
| Indivisible Partners | History | New | 5,228 | 220 | 0.02% | — | 49 | +5,228 | New | Q4 2025 | Feb 03, 2026 |
| Merit Financial Group, LLC | History | Added to | 5,248 | 220 | 0.0% | 0.0% | 48 | +330 | 6.71% | Q4 2025 | Jan 26, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 5,197 | 218 | 0.02% | 0.02% | 50 | -738 | -12.43% | Q4 2025 | Jan 26, 2026 |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | History | New | 4,894 | 206 | 0.19% | — | 51 | +4,894 | New | Q4 2025 | Jan 23, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 4,880 | 205 | 0.06% | 0.06% | 52 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| American Financial Advisors, LLC | History | Reduced | 4,825 | 203 | 0.03% | 0.03% | 53 | -175 | -3.5% | Q4 2025 | Feb 03, 2026 |
| Spire Wealth Management | History | Added to | 3,979 | 167 | 0.01% | 0.01% | 54 | +18 | 0.45% | Q4 2025 | Jan 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 3,859 | 162 | 0.0% | 0.0% | 55 | +16 | 0.42% | Q4 2025 | Feb 12, 2026 |
| Sankala Group LLC | History | New | 2,218 | 106 | 0.08% | — | 56 | +2,218 | New | Q4 2025 | Mar 02, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,624 | 68 | 0.0% | — | 57 | +1,624 | New | Q4 2025 | Feb 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,311 | 55 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,066 | 44 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| COMERICA BANK | History | No change | 908 | 38 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| JPMORGAN CHASE & CO | History | New | 301 | 12 | 0.0% | — | 61 | +301 | New | Q4 2025 | Feb 11, 2026 |
| Harbor Asset Planning, Inc. | History | Added to | 176 | 7 | 0.01% | 0.01% | 62 | +2 | 1.15% | Q4 2025 | Jan 26, 2026 |
| IFP Advisors, Inc | History | Reduced | 150 | 6 | 0.0% | 0.0% | 63 | -60 | -28.57% | Q4 2025 | Feb 06, 2026 |
| Allworth Financial LP | History | New | 135 | 5 | 0.0% | — | 64 | +135 | New | Q4 2025 | Feb 05, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 129 | 5 | 0.0% | 0.0% | 65 | -62 | -32.46% | Q4 2025 | Feb 17, 2026 |
| AE Wealth Management LLC | History | New | 104 | 4 | 0.0% | — | 67 | +104 | New | Q4 2025 | Jan 26, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 98 | 4 | 0.0% | 0.0% | 66 | +1 | 1.03% | Q4 2025 | Feb 09, 2026 |
| Davis Capital Management | History | No change | 34 | 1 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| WORLD EQUITY GROUP, INC. | History | Closed out | 0 | 0 | — | 0.26% | — | -25,778 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,193 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Trust Co | History | New | 14 | 0 | — | — | — | +14 | New | Q4 2025 | Jan 15, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 6 | 0 | — | — | — | +6 | New | Q4 2025 | Feb 11, 2026 |