FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FEMS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 499,825 | 22,768 | 0.0% | 0.0% | 1 | +8,434 | 1.72% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 391,874 | 17,850 | 0.0% | 0.0% | 2 | +50,547 | 14.81% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Reduced | 242,763 | 11,058 | 0.0% | 0.0% | 3 | -1,456 | -0.6% | Q1 2026 | May 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 220,211 | 10,031 | 0.0% | 0.0% | 4 | +7,470 | 3.51% | Q1 2026 | May 14, 2026 |
| Beta Wealth Group, Inc. | History | Reduced | 194,720 | 8,869 | 3.67% | 3.39% | 5 | -5,836 | -2.91% | Q1 2026 | May 07, 2026 |
| 626 Financial, LLC | History | Reduced | 140,372 | 6,394 | 2.85% | 2.98% | 6 | -24,333 | -14.77% | Q1 2026 | Apr 23, 2026 |
| Arax Advisory Partners | History | Added to | 135,116 | 6,154 | 0.17% | 0.16% | 7 | +4,128 | 3.15% | Q1 2026 | May 13, 2026 |
| Private Advisor Group, LLC | History | Reduced | 121,082 | 5,515 | 0.03% | 0.02% | 8 | -906 | -0.74% | Q1 2026 | Apr 24, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 95,316 | 4,228 | 0.0% | 0.0% | 9 | +1,400 | 1.49% | Q1 2026 | May 15, 2026 |
| FLOW TRADERS U.S. LLC | History | Added to | 90,792 | 4,136 | 0.13% | 0.11% | 10 | +10,951 | 13.72% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Added to | 81,963 | 3,733 | 0.01% | 0.01% | 11 | +3,817 | 4.88% | Q1 2026 | Jun 02, 2026 |
| VestGen Advisors, LLC | History | Added to | 73,182 | 3,498 | 0.09% | 0.13% | 12 | +1,581 | 2.21% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 74,175 | 3,378 | 0.0% | 0.0% | 13 | +4,180 | 5.97% | Q1 2026 | May 13, 2026 |
| Independent Advisor Alliance | History | New | 72,428 | 3,299 | 0.04% | — | 14 | +72,428 | New | Q1 2026 | May 12, 2026 |
| Archer Investment Corp | History | Added to | 69,100 | 3,147 | 0.67% | 0.65% | 15 | +763 | 1.12% | Q1 2026 | May 04, 2026 |
| Crusonia Wealth Advisors LLC | History | Reduced | 54,276 | 2,472 | 0.51% | 0.55% | 16 | -4,665 | -7.91% | Q1 2026 | May 12, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 52,484 | 2,391 | 0.0% | 0.0% | 17 | +3,598 | 7.36% | Q1 2026 | May 15, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 51,240 | 2,334 | 0.25% | 0.19% | 18 | +9,402 | 22.47% | Q1 2026 | May 04, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 47,905 | 2,312 | 0.31% | 0.38% | 19 | -4,591 | -8.75% | Q1 2026 | May 06, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 50,296 | 2,291 | 0.0% | 0.0% | 20 | -705 | -1.38% | Q1 2026 | May 12, 2026 |
| UBS Group AG | History | Reduced | 50,280 | 2,290 | 0.0% | 0.0% | 21 | -7,603 | -13.14% | Q1 2026 | May 05, 2026 |
| Quad-Cities Investment Group, LLC | History | Added to | 45,257 | 2,061 | 0.82% | 0.78% | 22 | +76 | 0.17% | Q1 2026 | Apr 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 41,798 | 1,903 | 0.0% | 0.0% | 23 | +5,417 | 14.89% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | Added to | 40,888 | 1,862 | 0.0% | 0.0% | 24 | +9,792 | 31.49% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 30,833 | 1,404 | 0.0% | 0.0% | 25 | +9,128 | 42.05% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 29,270 | 1,333 | 0.0% | 0.0% | 26 | +9,290 | 46.5% | Q1 2026 | Apr 30, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 28,394 | 1,293 | 0.01% | 0.01% | 27 | +13,474 | 90.31% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Added to | 24,711 | 1,125 | 0.0% | 0.0% | 28 | +4,643 | 23.14% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 23,960 | 1,091 | 0.0% | 0.0% | 29 | +7,055 | 41.73% | Q1 2026 | May 15, 2026 |
| Trivium Point Advisory, LLC | History | Reduced | 17,173 | 782 | 0.14% | 0.27% | 30 | -46,303 | -72.95% | Q1 2026 | Apr 21, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 16,904 | 770 | 0.01% | 0.03% | 31 | -13,704 | -44.77% | Q1 2026 | May 15, 2026 |
| SFI Advisors, LLC | History | Reduced | 16,084 | 732 | 0.77% | 0.54% | 32 | -3,771 | -18.99% | Q1 2026 | May 05, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 15,712 | 715 | 0.0% | 0.0% | 33 | +64 | 0.41% | Q1 2026 | May 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 14,464 | 658 | 0.0% | 0.0% | 34 | -4,099 | -22.08% | Q1 2026 | May 04, 2026 |
| RVW Wealth, LLC | History | Added to | 13,604 | 619 | 0.05% | 0.04% | 35 | +8 | 0.06% | Q1 2026 | Apr 08, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 13,407 | 610 | 0.0% | 0.0% | 36 | -1,852 | -12.14% | Q1 2026 | May 04, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 12,559 | 572 | 0.0% | 0.0% | 37 | +8,700 | 225.45% | Q1 2026 | May 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 11,746 | 535 | 0.0% | 0.0% | 38 | -966 | -7.6% | Q1 2026 | Apr 27, 2026 |
| Western Wealth Management, LLC | History | Reduced | 11,042 | 502 | 0.02% | 0.02% | 39 | -142 | -1.27% | Q1 2026 | May 19, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 10,723 | 488 | 0.0% | 0.0% | 40 | -53,535 | -83.31% | Q1 2026 | May 12, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 10,626 | 484 | 0.0% | 0.0% | 41 | +710 | 7.16% | Q1 2026 | Apr 22, 2026 |
| Richmond Investment Services, LLC | History | Added to | 9,206 | 419 | 0.07% | 0.07% | 42 | +8 | 0.09% | Q1 2026 | Apr 29, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 8,778 | 399 | 0.02% | 0.02% | 43 | +535 | 6.49% | Q1 2026 | Apr 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 7,398 | 338 | 0.0% | 0.0% | 44 | +2,064 | 38.7% | Q1 2026 | Apr 07, 2026 |
| Equitable Holdings, Inc. | History | Added to | 7,125 | 299 | 0.0% | 0.0% | 45 | +225 | 3.26% | Q1 2026 | May 15, 2026 |
| Migdal Insurance & Financial Holdings Ltd. | History | New | 6,500 | 296 | 0.0% | — | 46 | +6,500 | New | Q1 2026 | May 14, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | New | 5,387 | 245 | 0.03% | — | 47 | +5,387 | New | Q1 2026 | Apr 23, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 5,339 | 243 | 0.0% | 0.0% | 48 | -150 | -2.73% | Q1 2026 | May 13, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 5,318 | 242 | 0.02% | 0.02% | 49 | +121 | 2.33% | Q1 2026 | Apr 30, 2026 |
| Indivisible Partners | History | Added to | 5,263 | 239 | 0.02% | 0.02% | 50 | +35 | 0.67% | Q1 2026 | Apr 30, 2026 |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | History | Added to | 5,052 | 230 | 0.2% | 0.19% | 51 | +158 | 3.23% | Q1 2026 | May 15, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 4,880 | 222 | 0.07% | 0.06% | 52 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Merit Financial Group, LLC | History | Reduced | 4,824 | 219 | 0.0% | 0.0% | 53 | -424 | -8.08% | Q1 2026 | Apr 15, 2026 |
| American Financial Advisors, LLC | History | Reduced | 4,675 | 212 | 0.03% | 0.03% | 54 | -150 | -3.11% | Q1 2026 | May 13, 2026 |
| Spire Wealth Management | History | Added to | 3,987 | 181 | 0.01% | 0.01% | 55 | +8 | 0.2% | Q1 2026 | Apr 22, 2026 |
| Sankala Group LLC | History | Reduced | 1,754 | 78 | 0.06% | 0.08% | 56 | -464 | -20.92% | Q1 2026 | Mar 31, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,311 | 55 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 1,100 | 50 | 0.0% | — | 58 | +1,100 | New | Q1 2026 | May 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,066 | 48 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 934 | 42 | 0.0% | 0.0% | 60 | +805 | 624.03% | Q1 2026 | May 08, 2026 |
| FIFTH THIRD BANCORP | History | New | 902 | 41 | 0.0% | — | 61 | +902 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 908 | 38 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 243 | 11 | 0.0% | — | 63 | +243 | New | Q1 2026 | May 07, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 231 | 10 | 0.0% | 0.0% | 64 | -70 | -23.26% | Q1 2026 | May 13, 2026 |
| IFP Advisors, Inc | History | No change | 150 | 6 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 97 | 4 | 0.0% | 0.0% | 66 | -1 | -1.02% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | No change | 104 | 4 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Davis Capital Management | History | No change | 34 | 1 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,032 | -100.0% | Q1 2026 | Apr 23, 2026 |
| LeClair Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.45% | — | -18,413 | -100.0% | Q1 2026 | May 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,092 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,624 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Harbor Asset Planning, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -176 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -135 | -100.0% | Q1 2026 | May 14, 2026 |
| Trust Co | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |