FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FEMS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 466,103 | 21,283 | 0.0% | 0.0% | 1 | -33,722 | -6.75% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 443,087 | 20,232 | 0.0% | 0.0% | 2 | +51,213 | 13.07% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 272,507 | 12,443 | 0.0% | 0.0% | 3 | +29,744 | 12.25% | Q2 2026 | Aug 07, 2026 |
| Beta Wealth Group, Inc. | History | Added to | 210,210 | 9,598 | 3.6% | 3.67% | 4 | +15,490 | 7.96% | Q2 2026 | Jul 24, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 201,773 | 9,213 | 0.0% | 0.0% | 5 | -18,438 | -8.37% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | Added to | 146,406 | 6,685 | 0.04% | 0.17% | 6 | +11,290 | 8.36% | Q2 2026 | Aug 10, 2026 |
| 626 Financial, LLC | History | Added to | 146,375 | 6,683 | 2.6% | 2.85% | 7 | +6,003 | 4.28% | Q2 2026 | Jul 27, 2026 |
| Private Advisor Group, LLC | History | Reduced | 119,795 | 5,470 | 0.03% | 0.03% | 8 | -1,287 | -1.06% | Q2 2026 | Jul 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 98,949 | 4,454 | 0.0% | 0.0% | 9 | +3,633 | 3.81% | Q2 2026 | Aug 14, 2026 |
| VestGen Advisors, LLC | History | Added to | 76,378 | 3,487 | 0.1% | 0.09% | 10 | +3,196 | 4.37% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | Added to | 74,935 | 3,421 | 0.0% | 0.0% | 11 | +760 | 1.02% | Q2 2026 | Aug 12, 2026 |
| Archer Investment Corp | History | Added to | 71,600 | 3,269 | 0.64% | 0.67% | 12 | +2,500 | 3.62% | Q2 2026 | Aug 03, 2026 |
| Baird Financial Group, Inc. | History | Added to | 68,862 | 3,144 | 0.0% | 0.0% | 13 | +27,974 | 68.42% | Q2 2026 | Aug 12, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 64,808 | 2,959 | 0.12% | 0.13% | 14 | -25,984 | -28.62% | Q2 2026 | Aug 14, 2026 |
| Trivium Point Advisory, LLC | History | Added to | 61,685 | 2,816 | 0.26% | 0.14% | 15 | +44,512 | 259.2% | Q2 2026 | Aug 06, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 60,500 | 2,763 | 0.0% | 0.0% | 16 | +8,016 | 15.27% | Q2 2026 | Aug 14, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 56,030 | 2,558 | 0.23% | 0.25% | 17 | +4,790 | 9.35% | Q2 2026 | Jul 16, 2026 |
| Crusonia Wealth Advisors LLC | History | Added to | 54,287 | 2,478 | 0.41% | 0.51% | 18 | +11 | 0.02% | Q2 2026 | Jul 30, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 51,866 | 2,368 | 0.0% | 0.0% | 19 | +1,570 | 3.12% | Q2 2026 | Aug 12, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 49,671 | 2,268 | 0.04% | 0.01% | 20 | +32,767 | 193.84% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 44,940 | 2,052 | 0.0% | 0.0% | 21 | -5,340 | -10.62% | Q2 2026 | Aug 13, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 44,430 | 2,016 | 0.25% | 0.31% | 22 | -3,475 | -7.25% | Q2 2026 | Jul 29, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 44,095 | 2,013 | 0.72% | 0.82% | 23 | -1,162 | -2.57% | Q2 2026 | Jul 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 40,646 | 1,855 | 0.0% | 0.0% | 24 | -1,152 | -2.76% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 35,890 | 1,638 | 0.0% | 0.0% | 25 | +5,057 | 16.4% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 29,367 | 1,340 | 0.01% | 0.0% | 26 | +16,808 | 133.83% | Q2 2026 | Aug 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 25,619 | 1,169 | 0.01% | 0.0% | 27 | +18,221 | 246.3% | Q2 2026 | Jul 17, 2026 |
| CWM, LLC | History | No change | 24,711 | 1,125 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| LeClair Wealth Partners LLC | History | New | 18,295 | 835 | 0.43% | — | 29 | +18,295 | New | Q2 2026 | Aug 04, 2026 |
| SFI Advisors, LLC | History | No change | 16,084 | 734 | 0.63% | 0.77% | 30 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 15,804 | 721 | 0.0% | 0.0% | 31 | +92 | 0.59% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 14,478 | 661 | 0.0% | 0.0% | 32 | -9,482 | -39.57% | Q2 2026 | Sep 02, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 14,340 | 654 | 0.0% | 0.0% | 33 | +933 | 6.96% | Q2 2026 | Aug 07, 2026 |
| RVW Wealth, LLC | History | Added to | 13,618 | 621 | 0.04% | 0.05% | 34 | +14 | 0.1% | Q2 2026 | Jul 07, 2026 |
| Migdal Insurance & Financial Holdings Ltd. | History | Added to | 13,000 | 591 | 0.0% | 0.0% | 35 | +6,500 | 100.0% | Q2 2026 | Aug 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 11,892 | 542 | 0.0% | 0.0% | 36 | -2,572 | -17.78% | Q2 2026 | Aug 03, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 11,630 | 531 | 0.0% | 0.0% | 37 | -116 | -0.99% | Q2 2026 | Jul 29, 2026 |
| Western Wealth Management, LLC | History | Reduced | 10,888 | 497 | 0.02% | 0.02% | 38 | -154 | -1.39% | Q2 2026 | Aug 14, 2026 |
| NATIXIS ADVISORS, LLC | History | New | 10,810 | 493 | 0.0% | — | 39 | +10,810 | New | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 10,242 | 467 | 0.0% | 0.01% | 40 | -18,152 | -63.93% | Q2 2026 | Sep 08, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 8,735 | 399 | 0.0% | 0.0% | 41 | -1,891 | -17.8% | Q2 2026 | Aug 05, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | Added to | 8,318 | 379 | 0.03% | 0.03% | 42 | +2,931 | 54.41% | Q2 2026 | Jul 28, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 7,847 | 358 | 0.02% | 0.02% | 43 | -931 | -10.61% | Q2 2026 | Jul 23, 2026 |
| Equitable Holdings, Inc. | History | Added to | 7,813 | 356 | 0.0% | 0.0% | 44 | +688 | 9.66% | Q2 2026 | Aug 17, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 5,918 | 270 | 0.0% | 0.0% | 45 | -4,805 | -44.81% | Q2 2026 | Aug 14, 2026 |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | History | Added to | 5,518 | 251 | 0.2% | 0.2% | 46 | +466 | 9.22% | Q2 2026 | Aug 06, 2026 |
| Merit Financial Group, LLC | History | Added to | 4,966 | 226 | 0.0% | 0.0% | 47 | +142 | 2.94% | Q2 2026 | Jul 20, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 4,880 | 222 | 0.06% | 0.07% | 48 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Richmond Investment Services, LLC | History | Reduced | 4,608 | 210 | 0.07% | 0.07% | 49 | -4,598 | -49.95% | Q2 2026 | Jul 27, 2026 |
| Keystone Financial Group | History | New | 4,476 | 204 | 0.01% | — | 50 | +4,476 | New | Q2 2026 | Jul 29, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 2,077 | 94 | 0.01% | 0.02% | 51 | -3,241 | -60.94% | Q2 2026 | Jul 28, 2026 |
| MCF Advisors LLC | History | New | 1,408 | 64 | 0.0% | — | 52 | +1,408 | New | Q2 2026 | Aug 12, 2026 |
| Global Retirement Partners, LLC | History | New | 1,298 | 59 | 0.0% | — | 53 | +1,298 | New | Q2 2026 | Aug 06, 2026 |
| Tidemark, LLC | History | New | 1,251 | 57 | 0.01% | — | 54 | +1,251 | New | Q2 2026 | Aug 10, 2026 |
| Sankala Group LLC | History | Reduced | 1,225 | 55 | 0.04% | 0.06% | 55 | -529 | -30.16% | Q2 2026 | Aug 18, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,066 | 48 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FIFTH THIRD BANCORP | History | No change | 902 | 41 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Cassaday & Co Wealth Management LLC | History | No change | 243 | 11 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 135 | 6 | 0.0% | — | 60 | +135 | New | Q2 2026 | Jul 29, 2026 |
| IFP Advisors, Inc | History | No change | 150 | 6 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 98 | 4 | 0.0% | 0.0% | 61 | +1 | 1.03% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | No change | 104 | 4 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 70 | 3 | 0.0% | 0.0% | 63 | -864 | -92.51% | Q2 2026 | Aug 06, 2026 |
| Davis Capital Management | History | No change | 34 | 1 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -81,963 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.04% | — | -72,428 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -29,270 | -100.0% | Q2 2026 | Jul 27, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,339 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Indivisible Partners | History | Closed out | 0 | 0 | — | 0.02% | — | -5,263 | -100.0% | Q2 2026 | Aug 04, 2026 |
| American Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -4,675 | -100.0% | Q2 2026 | Jul 14, 2026 |
| Spire Wealth Management | History | Closed out | 0 | 0 | — | 0.01% | — | -3,987 | -100.0% | Q2 2026 | Jul 15, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,100 | -100.0% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -231 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Trust Co | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |