FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FEMS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 466,103 | 21,283 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 443,087 | 20,232 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 272,507 | 12,443 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Beta Wealth Group, Inc. | History | No change | 210,210 | 9,598 | 3.6% | 3.6% | 4 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 201,773 | 9,213 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 146,406 | 6,685 | 0.04% | 0.04% | 6 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| 626 Financial, LLC | History | No change | 146,375 | 6,683 | 2.6% | 2.6% | 7 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Private Advisor Group, LLC | History | No change | 119,795 | 5,470 | 0.03% | 0.03% | 8 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 98,949 | 4,454 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 74,935 | 3,421 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Archer Investment Corp | History | No change | 71,600 | 3,269 | 0.64% | 0.64% | 11 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Baird Financial Group, Inc. | History | No change | 68,862 | 3,144 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 64,808 | 2,959 | 0.12% | 0.12% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Trivium Point Advisory, LLC | History | No change | 61,685 | 2,816 | 0.26% | 0.26% | 14 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ROYAL BANK OF CANADA | History | No change | 60,500 | 2,763 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Crusonia Wealth Advisors LLC | History | Added to | 55,558 | 2,452 | 0.37% | 0.41% | 16 | +1,271 | 2.34% | Q3 2026 | Oct 26, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 51,866 | 2,368 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 49,671 | 2,268 | 0.04% | 0.04% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VestGen Advisors, LLC | History | Reduced | 47,437 | 2,093 | 0.06% | 0.1% | 19 | -28,941 | -37.89% | Q3 2026 | Oct 27, 2026 |
| UBS Group AG | History | No change | 44,940 | 2,052 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 40,646 | 1,855 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 40,498 | 1,787 | 0.64% | 0.72% | 22 | -3,597 | -8.16% | Q3 2026 | Oct 15, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 35,890 | 1,638 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 29,367 | 1,340 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 27,974 | 1,320 | 0.16% | 0.25% | 25 | -16,456 | -37.04% | Q3 2026 | Oct 16, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 27,810 | 1,228 | 0.0% | — | 26 | +27,810 | New | Q3 2026 | Nov 02, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 26,870 | 1,186 | 0.12% | 0.23% | 27 | -29,160 | -52.04% | Q3 2026 | Oct 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 23,841 | 1,052 | 0.01% | 0.01% | 28 | -1,778 | -6.94% | Q3 2026 | Oct 08, 2026 |
| LeClair Wealth Partners LLC | History | No change | 18,295 | 835 | 0.43% | 0.43% | 29 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 15,804 | 721 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SFI Advisors, LLC | History | Reduced | 16,071 | 709 | 0.58% | 0.63% | 31 | -13 | -0.08% | Q3 2026 | Oct 30, 2026 |
| CITADEL ADVISORS LLC | History | No change | 14,478 | 661 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 14,340 | 654 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RVW Wealth, LLC | History | Added to | 13,631 | 601 | 0.04% | 0.04% | 34 | +13 | 0.1% | Q3 2026 | Oct 06, 2026 |
| Migdal Insurance & Financial Holdings Ltd. | History | No change | 13,000 | 591 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 11,892 | 542 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 12,218 | 539 | 0.0% | 0.0% | 37 | +588 | 5.06% | Q3 2026 | Nov 02, 2026 |
| Western Wealth Management, LLC | History | No change | 10,888 | 497 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NATIXIS ADVISORS, LLC | History | No change | 10,810 | 493 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 10,242 | 467 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Janney Montgomery Scott LLC | History | No change | 8,735 | 399 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 7,847 | 358 | 0.02% | 0.02% | 42 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Equitable Holdings, Inc. | History | No change | 7,813 | 356 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | Reduced | 6,460 | 285 | 0.02% | 0.03% | 44 | -1,858 | -22.34% | Q3 2026 | Oct 29, 2026 |
| JANE STREET GROUP, LLC | History | No change | 5,918 | 270 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Richmond Investment Services, LLC | History | Added to | 5,164 | 227 | 0.07% | 0.07% | 46 | +556 | 12.07% | Q3 2026 | Oct 29, 2026 |
| Merit Financial Group, LLC | History | No change | 4,966 | 226 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 4,880 | 215 | 0.06% | 0.06% | 48 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | History | Reduced | 4,795 | 211 | 0.2% | 0.2% | 49 | -723 | -13.1% | Q3 2026 | Oct 22, 2026 |
| Keystone Financial Group | History | No change | 4,476 | 204 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,077 | 91 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,298 | 59 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Tidemark, LLC | History | No change | 1,251 | 57 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Sankala Group LLC | History | No change | 1,225 | 55 | 0.04% | 0.04% | 54 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,066 | 48 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FIFTH THIRD BANCORP | History | No change | 902 | 41 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Rydar Equities, Inc. | History | New | 551 | 25 | 0.01% | — | 57 | +551 | New | Q3 2026 | Oct 13, 2026 |
| BFC Planning, Inc. | History | No change | 498 | 22 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Root Financial Partners, LLC | History | New | 451 | 19 | 0.0% | — | 59 | +451 | New | Q3 2026 | Oct 21, 2026 |
| Cassaday & Co Wealth Management LLC | History | No change | 243 | 10 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 136 | 6 | 0.0% | 0.0% | 62 | +1 | 0.74% | Q3 2026 | Nov 02, 2026 |
| IFP Advisors, Inc | History | No change | 150 | 6 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 98 | 4 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | No change | 104 | 4 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Russell Investments Group, Ltd. | History | No change | 70 | 3 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Davis Capital Management | History | No change | 34 | 1 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,408 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Trust Co | History | Closed out | 0 | 0 | — | — | — | -14 | -100.0% | Q3 2026 | Oct 09, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |