Angel Oak Financial Strategies Income Term Trust - FINS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | No change | 10,962,663 | 140,322 | 2.66% | 2.66% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Karpus Management, Inc. | History | No change | 4,654,677 | 59,579 | 1.71% | 1.71% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,290,468 | 16,517 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Atlas Wealth LLC | History | No change | 1,100,004 | 14,080 | 2.01% | 2.01% | 4 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| UBS Group AG | History | No change | 707,959 | 9,061 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | No change | 627,001 | 8,025 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 504,445 | 6,018 | 0.3% | 0.3% | 7 | +20,000 | 4.13% | Q3 2026 | Nov 05, 2026 |
| ROYAL BANK OF CANADA | History | No change | 417,457 | 5,343 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 383,477 | 4,908 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Advisors Asset Management, Inc. | History | No change | 351,208 | 4,495 | 0.07% | 0.07% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 300,777 | 3,849 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 222,390 | 2,846 | 0.87% | 0.87% | 12 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Noble Wealth Management PBC | History | Reduced | 229,140 | 2,733 | 1.22% | 1.33% | 13 | -2,475 | -1.07% | Q3 2026 | Oct 01, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 203,462 | 2,604 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LPL Financial LLC | History | No change | 180,224 | 2,306 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RIVERBRIDGE PARTNERS LLC | History | Reduced | 139,729 | 1,666 | 0.05% | 0.08% | 16 | -95,634 | -40.63% | Q3 2026 | Nov 05, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 115,622 | 1,379 | 1.43% | 1.49% | 17 | -3,226 | -2.71% | Q3 2026 | Nov 04, 2026 |
| Dakota Wealth Management | History | No change | 77,835 | 996 | 0.02% | 0.02% | 18 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 76,348 | 977 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | No change | 73,779 | 944 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 73,346 | 938 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| &PARTNERS | History | No change | 56,376 | 721 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Twelve Points Wealth Management LLC | History | Reduced | 53,450 | 634 | 0.12% | 0.2% | 23 | -23,813 | -30.82% | Q3 2026 | Nov 03, 2026 |
| Cetera Investment Advisers | History | No change | 43,462 | 556 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Invesco Ltd. | History | No change | 42,333 | 541 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Corient Private Wealth LP | History | No change | 40,666 | 520 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| CHOREO, LLC | History | Reduced | 30,016 | 358 | 0.0% | 0.0% | 27 | -85 | -0.28% | Q3 2026 | Oct 28, 2026 |
| Summit Asset Management, LLC | History | No change | 26,000 | 310 | 0.04% | 0.04% | 28 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 24,370 | 289 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Live Oak Private Wealth LLC | History | No change | 21,670 | 258 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 19,858 | 254 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Mayflower Financial Advisors, LLC | History | No change | 18,700 | 239 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Chicago Partners Investment Group LLC | History | New | 16,566 | 193 | 0.0% | — | 33 | +16,566 | New | Q3 2026 | Oct 26, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 11,303 | 144 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 11,039 | 141 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| CITADEL ADVISORS LLC | History | No change | 10,859 | 138 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Mariner, LLC | History | No change | 10,001 | 128 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 9,084 | 116 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 4,371 | 52 | 0.0% | 0.0% | 39 | -75 | -1.69% | Q3 2026 | Nov 05, 2026 |
| Mountain Hill Investment Partners Corp. | History | Added to | 4,333 | 51 | 0.03% | 0.02% | 41 | +1,000 | 30.0% | Q3 2026 | Oct 23, 2026 |
| IFG Advisory, LLC | History | No change | 4,009 | 51 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BFC Planning, Inc. | History | No change | 553 | 7 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| United Financial Planning Group LLC | History | New | 375 | 4 | 0.0% | — | 44 | +375 | New | Q3 2026 | Nov 04, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 357 | 4 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 300 | 3 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -29,245 | -100.0% | Q3 2026 | Oct 14, 2026 |