Angel Oak Financial Strategies Income Term Trust - FINS
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 10 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 10,285,734 | 135,875 | 166.62% | 2.65% | 1 | +316,517 | 3.17% | Q4 2025 | Feb 25, 2026 |
| Karpus Management, Inc. | History | Reduced | 5,151,041 | 68,045 | 2.09% | 2.21% | 2 | -162,941 | -3.07% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,301,542 | 17,193 | 0.0% | 0.0% | 3 | -135,168 | -9.41% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Reduced | 720,275 | 9,514 | 0.0% | 0.0% | 4 | -72,602 | -9.16% | Q4 2025 | Jan 29, 2026 |
| MORGAN STANLEY | History | Reduced | 655,575 | 8,660 | 0.0% | 0.0% | 5 | -89,405 | -12.0% | Q4 2025 | Feb 13, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 484,445 | 6,399 | 0.34% | 0.42% | 6 | -26,000 | -5.09% | Q4 2025 | Jan 26, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 418,161 | 5,523 | 0.0% | 0.0% | 7 | +17,385 | 4.34% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 409,551 | 5,410 | 0.0% | — | 8 | +409,551 | New | Q4 2025 | Feb 17, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 364,071 | 4,809 | 0.08% | 0.08% | 9 | -2,325 | -0.63% | Q4 2025 | Feb 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 363,954 | 4,807 | 0.0% | 0.0% | 10 | +40,742 | 12.61% | Q4 2025 | Feb 10, 2026 |
| Noble Wealth Management PBC | History | Reduced | 235,820 | 3,115 | 1.56% | 1.72% | 11 | -11,215 | -4.54% | Q4 2025 | Jan 05, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 216,513 | 2,860 | 0.97% | 0.93% | 12 | +9,000 | 4.34% | Q4 2025 | Feb 13, 2026 |
| RIVERBRIDGE PARTNERS LLC | History | Added to | 215,510 | 2,846 | 0.05% | 0.03% | 13 | +90,756 | 72.75% | Q4 2025 | Jan 13, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 187,327 | 2,474 | 0.0% | 0.0% | 14 | +11,360 | 6.46% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 183,115 | 2,418 | 0.0% | 0.0% | 15 | +4,153 | 2.32% | Q4 2025 | Feb 11, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 121,264 | 1,601 | 0.95% | — | 16 | +121,264 | New | Q4 2025 | Feb 11, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 105,239 | 1,390 | 0.44% | 0.65% | 17 | -39,737 | -27.41% | Q4 2025 | Jan 26, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 80,082 | 1,057 | 0.0% | 0.0% | 18 | -14,000 | -14.88% | Q4 2025 | Feb 18, 2026 |
| Dakota Wealth Management | History | No change | 77,835 | 1,028 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Twelve Points Wealth Management LLC | History | Reduced | 71,524 | 942 | 0.21% | 0.28% | 20 | -14,288 | -16.65% | Q4 2025 | Jan 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 71,184 | 940 | 0.0% | 0.0% | 21 | +4,791 | 7.22% | Q4 2025 | Feb 17, 2026 |
| Focus Partners Wealth | History | New | 70,779 | 934 | 0.0% | — | 22 | +70,779 | New | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 56,747 | 749 | 0.0% | 0.0% | 23 | +6,119 | 12.09% | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | Added to | 51,181 | 676 | 0.0% | 0.0% | 24 | +32,129 | 168.64% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | New | 39,727 | 524 | 0.0% | — | 25 | +39,727 | New | Q4 2025 | Feb 19, 2026 |
| Corient Private Wealth LLC | History | No change | 30,000 | 396 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2025 | Mar 09, 2026 |
| CHOREO, LLC | History | Added to | 28,746 | 379 | 0.0% | 0.0% | 27 | +1,365 | 4.99% | Q4 2025 | Jan 23, 2026 |
| Summit Asset Management, LLC | History | New | 26,000 | 343 | 0.05% | — | 28 | +26,000 | New | Q4 2025 | Feb 09, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 24,370 | 322 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Live Oak Private Wealth LLC | History | No change | 21,670 | 286 | 0.04% | 0.04% | 30 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 18,186 | 240 | 0.0% | 0.0% | 31 | +4 | 0.02% | Q4 2025 | Mar 16, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 17,980 | 238 | 0.01% | 0.01% | 32 | +1,894 | 11.77% | Q4 2025 | Feb 12, 2026 |
| StoneX Group Inc. | History | New | 15,349 | 202 | 0.01% | — | 33 | +15,349 | New | Q4 2025 | Feb 12, 2026 |
| Lido Advisors, LLC | History | No change | 13,467 | 176 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 11,428 | 150 | 0.0% | — | 35 | +11,428 | New | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 10,189 | 134 | 0.0% | 0.0% | 36 | +149 | 1.48% | Q4 2025 | Feb 12, 2026 |
| PFG Investments, LLC | History | Added to | 10,080 | 133 | 0.01% | 0.01% | 37 | +5 | 0.05% | Q4 2025 | Jan 26, 2026 |
| COMERICA BANK | History | Reduced | 4,446 | 58 | 0.0% | 0.0% | 38 | -2,353 | -34.61% | Q4 2025 | Jan 29, 2026 |
| Kestra Advisory Services, LLC | History | New | 4,000 | 52 | 0.0% | — | 39 | +4,000 | New | Q4 2025 | Feb 13, 2026 |
| Mountain Hill Investment Partners Corp. | History | No change | 3,333 | 44 | 0.03% | 0.04% | 40 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Larson Financial Group LLC | History | Added to | 393 | 5 | 0.0% | 0.0% | 41 | +10 | 2.61% | Q4 2025 | Feb 06, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 357 | 4 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 300 | 3 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -70,779 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Catalina Capital Group, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -16,052 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Ignite Planners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -11,452 | -100.0% | Q3 2025 | Oct 08, 2025 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,010 | -100.0% | Q3 2025 | Feb 03, 2026 |