Franklin Templeton ETF Trust - FLBL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Added to | 4,268,479 | 97,833 | 0.68% | 0.52% | 1 | +1,571,463 | 58.27% | Q2 2026 | Aug 10, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Reduced | 3,734,487 | 85,594 | 1.16% | 1.34% | 2 | -91,140 | -2.38% | Q2 2026 | Aug 13, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 1,744,923 | 39,993 | 0.01% | 0.01% | 3 | -188,091 | -9.73% | Q2 2026 | Aug 06, 2026 |
| LPL Financial LLC | History | Reduced | 1,234,032 | 28,284 | 0.01% | 0.01% | 4 | -43,751 | -3.42% | Q2 2026 | Aug 07, 2026 |
| SHP Wealth Management | History | Added to | 1,128,010 | 25,853 | 1.78% | 1.8% | 5 | +91,764 | 8.86% | Q2 2026 | Aug 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 1,063,913 | 24,384 | 0.01% | 0.01% | 6 | -80,402 | -7.03% | Q2 2026 | Aug 03, 2026 |
| FRANKLIN RESOURCES INC | History | Added to | 906,213 | 20,770 | 0.0% | 0.01% | 7 | +10,894 | 1.22% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 876,493 | 20,089 | 0.01% | 0.01% | 8 | +18,052 | 2.1% | Q2 2026 | Aug 14, 2026 |
| Curran Financial Partners, LLC | History | Added to | 831,237 | 19,051 | 2.84% | 3.02% | 9 | +97,688 | 13.32% | Q2 2026 | Aug 12, 2026 |
| Sage Advisory Services, Ltd.Co. | History | Reduced | 694,133 | 15,910 | 7.83% | 9.02% | 10 | -22,077 | -3.08% | Q2 2026 | Jul 22, 2026 |
| Prentice Wealth Management LLC | History | Added to | 646,864 | 14,826 | 3.06% | 3.03% | 11 | +62,879 | 10.77% | Q2 2026 | Jul 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 638,924 | 14,635 | 0.0% | 0.0% | 12 | -69,795 | -9.85% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Added to | 548,795 | 12,578 | 0.01% | 0.01% | 13 | +64,165 | 13.24% | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | Added to | 509,695 | 11,682 | 0.02% | 0.02% | 14 | +74,331 | 17.07% | Q2 2026 | Jul 30, 2026 |
| DORVAL Corp | History | Added to | 346,058 | 7,931 | 2.28% | 2.41% | 15 | +7,830 | 2.32% | Q2 2026 | Jul 24, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 345,503 | 7,918 | 0.0% | 0.0% | 16 | +10,668 | 3.19% | Q2 2026 | Aug 14, 2026 |
| Independence Financial Advisors, LLC | History | Added to | 298,880 | 6,850 | 1.78% | 1.9% | 17 | +24,213 | 8.82% | Q2 2026 | Jul 09, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 289,209 | 6,628 | 0.38% | 0.34% | 18 | +59,611 | 25.96% | Q2 2026 | Jul 15, 2026 |
| AIRE ADVISORS, LLC | History | Added to | 272,527 | 6,246 | 1.02% | 1.12% | 19 | +6,626 | 2.49% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 265,740 | 6,090 | 0.01% | 0.01% | 20 | +28,326 | 11.93% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 237,069 | 5,433 | 0.03% | 0.03% | 21 | +20,906 | 9.67% | Q2 2026 | Aug 13, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 211,967 | 4,858 | 0.01% | 0.01% | 22 | +12,141 | 6.08% | Q2 2026 | Jul 28, 2026 |
| Advisory Services Network, LLC | History | New | 203,666 | 4,668 | 0.05% | — | 23 | +203,666 | New | Q2 2026 | Aug 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 191,164 | 4,381 | 0.01% | 0.01% | 24 | +31,216 | 19.52% | Q2 2026 | Aug 07, 2026 |
| Mission Hills Financial Advisory, LLC | History | Reduced | 190,163 | 4,358 | 1.91% | 2.39% | 25 | -12,903 | -6.35% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | New | 188,231 | 4,314 | 0.03% | — | 26 | +188,231 | New | Q2 2026 | Sep 08, 2026 |
| MORGAN STANLEY | History | Reduced | 175,650 | 4,025 | 0.0% | 0.0% | 27 | -48,403 | -21.6% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 171,371 | 3,927 | 0.0% | 0.0% | 28 | -49,512 | -22.42% | Q2 2026 | Aug 14, 2026 |
| WealthPlan Investment Management, LLC | History | Reduced | 148,764 | 3,409 | 0.17% | 0.23% | 29 | -32,834 | -18.08% | Q2 2026 | Jul 28, 2026 |
| Calamos Advisors LLC | History | Reduced | 146,337 | 3,354 | 0.01% | 0.01% | 30 | -3,198 | -2.14% | Q2 2026 | Jul 31, 2026 |
| Foguth Wealth Management, LLC. | History | Added to | 130,078 | 2,997 | 0.34% | 0.33% | 31 | +6,981 | 5.67% | Q2 2026 | Jul 21, 2026 |
| Clark Capital Management Group, Inc. | History | Added to | 121,691 | 2,789 | 0.02% | 0.02% | 32 | +5,348 | 4.6% | Q2 2026 | Aug 11, 2026 |
| AMERICAN FINANCIAL & TAX STRATEGIES INC | History | Reduced | 119,785 | 2,745 | 1.24% | 1.35% | 33 | -734 | -0.61% | Q2 2026 | Aug 07, 2026 |
| Kathmere Capital Management, LLC | History | Added to | 101,413 | 2,324 | 0.12% | 0.13% | 34 | +11,576 | 12.89% | Q2 2026 | Jul 29, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 98,965 | 2,268 | 0.0% | 0.0% | 35 | +420 | 0.43% | Q2 2026 | Aug 07, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 87,954 | 2,015 | 0.02% | 0.02% | 36 | -13,762 | -13.53% | Q2 2026 | Jul 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 84,004 | 1,925 | 0.0% | 0.0% | 37 | -5,406 | -6.05% | Q2 2026 | Aug 14, 2026 |
| Fortitude Family Office, LLC | History | Reduced | 73,556 | 1,685 | 0.33% | 0.62% | 38 | -47,063 | -39.02% | Q2 2026 | Jul 20, 2026 |
| Rooted Wealth Advisors, Inc. | History | Reduced | 73,106 | 1,675 | 0.41% | 0.45% | 39 | -585 | -0.79% | Q2 2026 | Jul 28, 2026 |
| SEI INVESTMENTS CO | History | Added to | 69,665 | 1,596 | 0.0% | 0.0% | 40 | +36,902 | 112.63% | Q2 2026 | Aug 14, 2026 |
| BLUE JEAN FINANCIAL LLC | History | Added to | 68,820 | 1,577 | 1.1% | 1.15% | 41 | +8,194 | 13.52% | Q2 2026 | Jul 24, 2026 |
| Sovran Advisors, LLC | History | Added to | 67,907 | 1,564 | 0.12% | 0.12% | 42 | +3,202 | 4.95% | Q2 2026 | Jul 29, 2026 |
| WealthPLAN Partners, LLC | History | Reduced | 65,689 | 1,505 | 0.29% | 0.46% | 43 | -38,232 | -36.79% | Q2 2026 | Jul 28, 2026 |
| CWM, LLC | History | No change | 65,191 | 1,499 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Equitable Holdings, Inc. | History | Added to | 64,870 | 1,486 | 0.01% | 0.01% | 45 | +6,271 | 10.7% | Q2 2026 | Aug 17, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 58,952 | 1,351 | 0.01% | 0.01% | 46 | +1,796 | 3.14% | Q2 2026 | Aug 13, 2026 |
| Fiduciary Alliance LLC | History | Reduced | 57,795 | 1,324 | 0.09% | 0.08% | 47 | -2,724 | -4.5% | Q2 2026 | Jul 20, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 51,616 | 1,180 | 0.0% | — | 48 | +51,609 | 737271.43% | Q2 2026 | Aug 12, 2026 |
| EAGLE GLOBAL ADVISORS LLC | History | Reduced | 50,044 | 1,147 | 0.04% | 0.04% | 49 | -3,601 | -6.71% | Q2 2026 | Jul 30, 2026 |
| Comprehensive Wealth Management, LLC | History | Reduced | 48,917 | 1,121 | 0.51% | 0.74% | 50 | -14,509 | -22.88% | Q2 2026 | Aug 12, 2026 |
| Insight Wealth Strategies, LLC | History | Reduced | 48,681 | 1,113 | 0.11% | 0.14% | 51 | -7,137 | -12.79% | Q2 2026 | Jul 10, 2026 |
| Cerity Partners LLC | History | Reduced | 44,835 | 1,027 | 0.0% | 0.0% | 52 | -3,976 | -8.15% | Q2 2026 | Aug 14, 2026 |
| Cordoba Advisory Partners LLC | History | Added to | 43,375 | 994 | 0.21% | 0.19% | 53 | +13,919 | 47.25% | Q2 2026 | Jul 21, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 42,873 | 982 | 0.0% | 0.0% | 54 | +802 | 1.91% | Q2 2026 | Aug 12, 2026 |
| FDx Advisors, Inc. | History | Reduced | 42,275 | 969 | 0.29% | 0.37% | 55 | -8,338 | -16.47% | Q2 2026 | Aug 04, 2026 |
| Focus Financial Network, Inc. | History | Added to | 42,219 | 967 | 0.03% | 0.03% | 56 | +1,682 | 4.15% | Q2 2026 | Jul 09, 2026 |
| Key Client Fiduciary Advisors, LLC | History | Added to | 40,741 | 933 | 0.27% | 0.32% | 57 | +88 | 0.22% | Q2 2026 | Jul 09, 2026 |
| World Investment Advisors | History | Reduced | 39,814 | 915 | 0.02% | 0.01% | 58 | -16 | -0.04% | Q2 2026 | Aug 13, 2026 |
| Acorn Wealth Advisors, LLC | History | Reduced | 36,187 | 829 | 0.2% | 0.25% | 59 | -473 | -1.29% | Q2 2026 | Jul 30, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 35,714 | 818 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Atria Investments, Inc | History | Added to | 31,343 | 718 | 0.01% | 0.01% | 61 | +253 | 0.81% | Q2 2026 | Jul 28, 2026 |
| Waterfront Wealth Inc. | History | Added to | 31,398 | 717 | 0.11% | 0.12% | 62 | +2,340 | 8.05% | Q2 2026 | Jul 30, 2026 |
| Simplicity Wealth,LLC | History | New | 30,618 | 701 | 0.02% | — | 63 | +30,618 | New | Q2 2026 | Aug 06, 2026 |
| Clear Creek Financial Management, LLC | History | Reduced | 30,259 | 693 | 0.04% | 0.06% | 64 | -2,253 | -6.93% | Q2 2026 | Jul 27, 2026 |
| Evolution Wealth Advisors, LLC | History | Reduced | 28,308 | 648 | 0.08% | 0.07% | 65 | -2,136 | -7.02% | Q2 2026 | Jul 29, 2026 |
| IFP Advisors, Inc | History | Reduced | 27,577 | 632 | 0.01% | 0.02% | 66 | -6,857 | -19.91% | Q2 2026 | Jul 20, 2026 |
| Dakota Wealth Management | History | New | 26,718 | 612 | 0.01% | — | 67 | +26,718 | New | Q2 2026 | Aug 07, 2026 |
| Tenzing Financial LLC | History | Added to | 25,783 | 589 | 0.4% | 0.44% | 68 | +110 | 0.43% | Q2 2026 | Jul 09, 2026 |
| SEEDS INVESTOR LLC | History | New | 24,128 | 553 | 0.06% | — | 69 | +24,128 | New | Q2 2026 | Aug 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 23,438 | 535 | 0.0% | 0.0% | 70 | +18 | 0.08% | Q2 2026 | Jul 15, 2026 |
| Perigon Wealth Management, LLC | History | Reduced | 23,257 | 533 | 0.01% | 0.01% | 71 | -7,805 | -25.13% | Q2 2026 | Aug 07, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 20,247 | 463 | 0.02% | 0.04% | 72 | -14,430 | -41.61% | Q2 2026 | Jul 28, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 19,593 | 449 | 0.0% | 0.0% | 73 | -1,060 | -5.13% | Q2 2026 | Aug 05, 2026 |
| Andina Capital Management, LLC | History | Reduced | 19,023 | 436 | 0.7% | 1.54% | 75 | -56,704 | -74.88% | Q2 2026 | Aug 05, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 19,028 | 436 | 0.01% | 0.01% | 74 | +1,726 | 9.98% | Q2 2026 | Jul 09, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 18,740 | 429 | 0.01% | 0.01% | 76 | +1,434 | 8.29% | Q2 2026 | Aug 04, 2026 |
| Keudell/Morrison Wealth Management | History | Reduced | 18,675 | 428 | 0.08% | 0.09% | 77 | -531 | -2.76% | Q2 2026 | Jul 15, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 18,516 | 424 | 0.01% | 0.02% | 78 | -24,522 | -56.98% | Q2 2026 | Aug 10, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 17,251 | 395 | 0.0% | 0.0% | 79 | +2,590 | 17.67% | Q2 2026 | Aug 11, 2026 |
| KWB Wealth | History | Reduced | 16,673 | 382 | 0.03% | 0.05% | 80 | -6,440 | -27.86% | Q2 2026 | Jul 10, 2026 |
| Elm3 Financial Group, LLC | History | Reduced | 16,615 | 380 | 0.26% | 0.35% | 81 | -1,229 | -6.89% | Q2 2026 | Jul 29, 2026 |
| McAdam, LLC | History | Reduced | 16,551 | 379 | 0.01% | 0.1% | 82 | -79,408 | -82.75% | Q2 2026 | Aug 04, 2026 |
| Tactive Advisors, LLC | History | Added to | 15,511 | 355 | 0.09% | 0.08% | 83 | +3,035 | 24.33% | Q2 2026 | Jul 08, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 12,692 | 290 | 0.01% | 0.02% | 84 | -9,301 | -42.29% | Q2 2026 | Jul 31, 2026 |
| Fermata Advisors, LLC | History | Reduced | 12,216 | 279 | 0.06% | 0.06% | 85 | -275 | -2.2% | Q2 2026 | Jul 07, 2026 |
| Intrua Financial, LLC | History | Reduced | 11,828 | 271 | 0.02% | 0.04% | 86 | -2,965 | -20.04% | Q2 2026 | Jul 24, 2026 |
| ProCore Advisors, LLC | History | Reduced | 11,275 | 258 | 0.32% | 0.43% | 88 | -970 | -7.92% | Q2 2026 | Jul 27, 2026 |
| Regal Investment Advisors LLC | History | Added to | 11,296 | 258 | 0.01% | 0.01% | 87 | +261 | 2.37% | Q2 2026 | Aug 14, 2026 |
| Equity Wealth Partners, LLC | History | New | 10,703 | 245 | 0.09% | — | 89 | +10,703 | New | Q2 2026 | Jul 27, 2026 |
| Advisory Alpha, LLC | History | Reduced | 9,947 | 228 | 0.01% | 0.03% | 90 | -33,404 | -77.05% | Q2 2026 | Aug 11, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 9,934 | 228 | 0.0% | — | 91 | +9,934 | New | Q2 2026 | Jul 20, 2026 |
| Keeler Thomas Management LLC | History | New | 9,589 | 219 | 0.08% | — | 92 | +9,589 | New | Q2 2026 | Jul 29, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 6,301 | 144 | 0.0% | — | 93 | +6,301 | New | Q2 2026 | Aug 11, 2026 |
| BlackRock, Inc. | History | Added to | 5,846 | 133 | 0.0% | 0.0% | 94 | +1,190 | 25.56% | Q2 2026 | Aug 07, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | Added to | 5,064 | 116 | 0.02% | 0.03% | 95 | +48 | 0.96% | Q2 2026 | Aug 06, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 4,761 | 109 | 0.0% | 0.01% | 96 | -2,751 | -36.62% | Q2 2026 | Jul 23, 2026 |
| TD PRIVATE CLIENT WEALTH LLC | History | No change | 3,380 | 77 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Cape Investment Advisory, Inc. | History | New | 2,242 | 51 | 0.01% | — | 98 | +2,242 | New | Q2 2026 | Jul 23, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 2,195 | 50 | 0.0% | 0.0% | 99 | -8,463 | -79.41% | Q2 2026 | Aug 13, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 2,106 | 48 | 0.0% | 0.0% | 100 | +13 | 0.62% | Q2 2026 | Jul 28, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,050 | 46 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Global Retirement Partners, LLC | History | New | 1,912 | 43 | 0.0% | — | 102 | +1,912 | New | Q2 2026 | Aug 06, 2026 |
| PlanVest Financial, Inc | History | Added to | 1,860 | 42 | 0.03% | 0.03% | 103 | +50 | 2.76% | Q2 2026 | Aug 10, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 1,188 | 27 | 0.0% | 0.0% | 104 | -205 | -14.72% | Q2 2026 | Aug 05, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 1,101 | 25 | 0.0% | 0.01% | 105 | -1,813 | -62.22% | Q2 2026 | Jul 21, 2026 |
| Signature Equity Partners, LLC | History | Added to | 1,112 | 25 | 0.01% | 0.01% | 106 | +1 | 0.09% | Q2 2026 | Jul 30, 2026 |
| Ashton Thomas Private Wealth, LLC | History | No change | 714 | 16 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| CoreCap Advisors, LLC | History | Added to | 696 | 15 | 0.0% | 0.0% | 108 | +1 | 0.14% | Q2 2026 | Jul 06, 2026 |
| AE Wealth Management LLC | History | Reduced | 445 | 10 | 0.0% | 0.0% | 109 | -197 | -30.69% | Q2 2026 | Aug 03, 2026 |
| US BANCORP \DE\ | History | Reduced | 338 | 7 | 0.0% | 0.0% | 110 | -117 | -25.71% | Q2 2026 | Aug 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 346 | 7 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Smartleaf Asset Management LLC | History | No change | 281 | 6 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 255 | 5 | 0.0% | 0.01% | 113 | -1,039,995 | -99.98% | Q2 2026 | Aug 12, 2026 |
| Blue Trust, Inc. | History | New | 175 | 4 | 0.0% | — | 114 | +175 | New | Q2 2026 | Jul 21, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 134 | 3 | 0.0% | 0.0% | 115 | -2,839 | -95.49% | Q2 2026 | Aug 12, 2026 |
| WealthShield Partners, LLC | History | Reduced | 55 | 1 | 0.0% | 0.01% | 117 | -4,600 | -98.82% | Q2 2026 | Aug 12, 2026 |
| Security National Bank | History | No change | 66 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Crews Bank & Trust | History | No change | 65 | 1 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -159,310 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Maia Wealth LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -84,426 | -100.0% | Q2 2026 | Jul 28, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -67,324 | -100.0% | Q2 2026 | Sep 02, 2026 |
| Medallion Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -620 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -219 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Kingdom Financial Group LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -219 | -100.0% | Q2 2026 | Aug 07, 2026 |
| CLEAR INVESTMENT RESEARCH, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -186 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Park Square Financial Group, LLC | History | Reduced | 42 | 0 | — | 0.02% | — | -116 | -73.42% | Q2 2026 | Jul 31, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -74 | -100.0% | Q2 2026 | Jul 20, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 3 | 0 | — | — | — | -28 | -90.32% | Q2 2026 | Aug 12, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | Closed out | 0 | 0 | — | — | — | -24 | -100.0% | Q2 2026 | Sep 02, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 20 | 0 | — | — | — | -11 | -35.48% | Q2 2026 | Jul 29, 2026 |
| Financial Gravity Companies, Inc. | History | New | 4 | 0 | — | — | — | +4 | New | Q2 2026 | Aug 05, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |