FIRST TRUST EXCHANGE-TRADED FUND III - FMNY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Magnus Financial Group LLC | History | Added to | 472,922 | 11,771 | 0.79% | 0.8% | 1 | +54,053 | 12.9% | Q3 2026 | Oct 21, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 205,444 | 5,113 | 0.15% | 0.15% | 2 | +4,867 | 2.43% | Q3 2026 | Oct 13, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Reduced | 138,988 | 3,459 | 0.91% | 1.1% | 3 | -11,747 | -7.79% | Q3 2026 | Nov 04, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 36,793 | 989 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 33,642 | 904 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Cetera Investment Advisers | History | No change | 30,397 | 817 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | No change | 26,098 | 702 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 18,903 | 508 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NAPLES GLOBAL ADVISORS, LLC | History | No change | 16,200 | 435 | 0.03% | 0.03% | 9 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 12,209 | 303 | 0.0% | 0.0% | 10 | +935 | 8.29% | Q3 2026 | Nov 02, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 8,989 | 241 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 9,104 | 227 | 0.0% | 0.0% | 12 | -1,418 | -13.48% | Q3 2026 | Nov 02, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 9,026 | 224 | 0.0% | 0.0% | 13 | -2,743 | -23.31% | Q3 2026 | Nov 02, 2026 |
| Arax Advisory Partners | History | No change | 5,342 | 143 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1,527 | 41 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFP Advisors, Inc | History | No change | 1,255 | 31 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Smithfield Trust Co | History | No change | 550 | 14 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| OGOREK ANTHONY JOSEPH /NY/ /ADV | History | No change | 179 | 4 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Herold Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -7,515 | -100.0% | Q3 2026 | Oct 19, 2026 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |