FIRST TRUST EXCHANGE-TRADED FUND III - FMNY
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Magnus Financial Group LLC | History | Added to | 329,205 | 8,788 | 0.67% | 0.67% | 1 | +9,156 | 2.86% | Q4 2025 | Jan 07, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 155,121 | 4,140 | 0.14% | 0.1% | 2 | +47,844 | 44.6% | Q4 2025 | Jan 14, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 34,092 | 910 | 0.03% | 0.06% | 3 | -19,512 | -36.4% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 28,243 | 754 | 0.0% | 0.0% | 4 | -1,183 | -4.02% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 19,891 | 531 | 0.0% | 0.0% | 5 | +5,515 | 38.36% | Q4 2025 | Feb 12, 2026 |
| NAPLES GLOBAL ADVISORS, LLC | History | No change | 16,200 | 432 | 0.03% | 0.03% | 6 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 15,424 | 411 | 0.0% | 0.0% | 7 | -15,676 | -50.41% | Q4 2025 | Feb 13, 2026 |
| Emergent Wealth Advisors, LLC | History | New | 15,229 | 406 | 0.23% | — | 8 | +15,229 | New | Q4 2025 | Jan 14, 2026 |
| Cetera Investment Advisers | History | New | 14,242 | 380 | 0.0% | — | 9 | +14,242 | New | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 12,982 | 346 | 0.0% | 0.0% | 10 | -4,482 | -25.66% | Q4 2025 | Feb 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 12,374 | 330 | 0.0% | — | 11 | +12,374 | New | Q4 2025 | Mar 25, 2026 |
| Platform Technology Partners | History | No change | 11,232 | 299 | 0.06% | 0.07% | 12 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | New | 9,912 | 264 | 0.0% | — | 13 | +9,912 | New | Q4 2025 | Feb 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 8,808 | 235 | 0.0% | — | 14 | +8,808 | New | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | New | 6,767 | 180 | 0.0% | — | 15 | +6,767 | New | Q4 2025 | Feb 13, 2026 |
| IFP Advisors, Inc | History | No change | 1,255 | 33 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Smithfield Trust Co | History | New | 550 | 14 | 0.0% | — | 17 | +550 | New | Q4 2025 | Feb 09, 2026 |
| JPMORGAN CHASE & CO | History | No change | 375 | 10 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| OGOREK ANTHONY JOSEPH /NY/ /ADV | History | Reduced | 176 | 4 | 0.0% | 0.14% | 19 | -17,831 | -99.02% | Q4 2025 | Jan 23, 2026 |
| UBS Group AG | History | Reduced | 47 | 1 | 0.0% | 0.0% | 20 | -948 | -95.28% | Q4 2025 | Jan 29, 2026 |
| MORGAN STANLEY | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q4 2025 | Feb 13, 2026 |