FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FMTL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Quadcap Wealth Management, LLC | History | Added to | 89,448 | 2,914 | 0.28% | 0.32% | 1 | +4,936 | 5.84% | Q2 2026 | Jul 31, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 52,231 | 1,701 | 0.01% | 0.01% | 2 | +838 | 1.63% | Q2 2026 | Jul 28, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 35,956 | 1,171 | 0.0% | 0.0% | 3 | +13,898 | 63.01% | Q2 2026 | Sep 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 27,128 | 883 | 0.0% | — | 4 | +27,128 | New | Q2 2026 | Aug 14, 2026 |
| Accel Wealth Management | History | Added to | 21,363 | 696 | 0.16% | 0.1% | 5 | +10,248 | 92.2% | Q2 2026 | Jul 10, 2026 |
| Independent Wealth Network Inc. | History | Added to | 19,994 | 651 | 0.17% | 0.16% | 6 | +3,540 | 21.51% | Q2 2026 | Jul 20, 2026 |
| Cetera Investment Advisers | History | New | 19,330 | 629 | 0.0% | — | 7 | +19,330 | New | Q2 2026 | Aug 12, 2026 |
| WealthCare Investment Partners, LLC | History | New | 18,655 | 607 | 0.15% | — | 8 | +18,655 | New | Q2 2026 | Aug 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 16,069 | 523 | 0.0% | 0.0% | 9 | -89 | -0.55% | Q2 2026 | Jul 29, 2026 |
| AE Wealth Management LLC | History | Added to | 13,588 | 442 | 0.0% | 0.0% | 10 | +4,303 | 46.34% | Q2 2026 | Aug 03, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Added to | 12,347 | 402 | 0.11% | 0.07% | 11 | +5,747 | 87.08% | Q2 2026 | Aug 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | New | 7,466 | 243 | 0.0% | — | 12 | +7,466 | New | Q2 2026 | Jul 28, 2026 |
| JANE STREET GROUP, LLC | History | New | 6,602 | 215 | 0.0% | — | 13 | +6,602 | New | Q2 2026 | Aug 14, 2026 |
| CoreCap Advisors, LLC | History | Added to | 1,875 | 61 | 0.0% | 0.0% | 14 | +225 | 13.64% | Q2 2026 | Jul 06, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 1,574 | 51 | 0.0% | 0.0% | 15 | +914 | 138.48% | Q2 2026 | Jul 28, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Closed out | 0 | 0 | — | 0.02% | — | -11,282 | -100.0% | Q2 2026 | Jul 23, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,117 | -100.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -318 | -100.0% | Q2 2026 | Aug 13, 2026 |
| SBI Securities Co., Ltd. | History | New | 2 | 0 | — | — | — | +2 | New | Q2 2026 | Jul 22, 2026 |