FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FMTL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Quadcap Wealth Management, LLC | History | New | 84,512 | 2,829 | 0.32% | — | 1 | +84,512 | New | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | New | 51,393 | 1,720 | 0.01% | — | 2 | +51,393 | New | Q1 2026 | Apr 30, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 22,058 | 738 | 0.0% | 0.0% | 3 | -16,392 | -42.63% | Q1 2026 | May 15, 2026 |
| Independent Wealth Network Inc. | History | New | 16,454 | 550 | 0.16% | — | 4 | +16,454 | New | Q1 2026 | Apr 20, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 16,158 | 541 | 0.0% | — | 5 | +16,158 | New | Q1 2026 | Apr 27, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | New | 11,282 | 377 | 0.02% | — | 6 | +11,282 | New | Q1 2026 | Apr 15, 2026 |
| Accel Wealth Management | History | Added to | 11,115 | 372 | 0.1% | 0.07% | 7 | +2,515 | 29.24% | Q1 2026 | Apr 08, 2026 |
| AE Wealth Management LLC | History | Added to | 9,285 | 310 | 0.0% | 0.0% | 8 | +6,603 | 246.2% | Q1 2026 | May 13, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | New | 6,600 | 220 | 0.07% | — | 9 | +6,600 | New | Q1 2026 | May 13, 2026 |
| Advisory Services Network, LLC | History | New | 2,117 | 70 | 0.0% | — | 10 | +2,117 | New | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | New | 1,650 | 55 | 0.0% | — | 11 | +1,650 | New | Q1 2026 | Apr 07, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 660 | 22 | 0.0% | — | 12 | +660 | New | Q1 2026 | Apr 13, 2026 |
| UBS Group AG | History | Added to | 318 | 10 | 0.0% | — | 13 | +313 | 6260.0% | Q1 2026 | May 05, 2026 |