FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FMTL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Quadcap Wealth Management, LLC | History | Added to | 98,814 | 3,421 | 0.32% | 0.28% | 1 | +9,366 | 10.47% | Q3 2026 | Nov 02, 2026 |
| WealthCare Investment Partners, LLC | History | Added to | 58,256 | 2,016 | 0.48% | 0.15% | 2 | +39,601 | 212.28% | Q3 2026 | Nov 05, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 50,561 | 1,750 | 0.0% | 0.01% | 3 | -1,670 | -3.2% | Q3 2026 | Nov 02, 2026 |
| CITADEL ADVISORS LLC | History | No change | 35,956 | 1,171 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 27,128 | 883 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Accel Wealth Management | History | Added to | 22,887 | 792 | 0.17% | 0.16% | 6 | +1,524 | 7.13% | Q3 2026 | Oct 13, 2026 |
| Independent Wealth Network Inc. | History | Added to | 22,090 | 764 | 0.19% | 0.17% | 7 | +2,096 | 10.48% | Q3 2026 | Oct 19, 2026 |
| Cetera Investment Advisers | History | No change | 19,330 | 629 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 16,345 | 565 | 0.0% | 0.0% | 9 | +276 | 1.72% | Q3 2026 | Nov 02, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | No change | 12,347 | 402 | 0.11% | 0.11% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 10,561 | 366 | 0.0% | — | 11 | +10,561 | New | Q3 2026 | Nov 02, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 8,301 | 287 | 0.0% | 0.0% | 12 | +835 | 11.18% | Q3 2026 | Nov 06, 2026 |
| AE Wealth Management LLC | History | Reduced | 6,892 | 238 | 0.0% | 0.0% | 13 | -6,696 | -49.28% | Q3 2026 | Nov 12, 2026 |
| CoreCap Advisors, LLC | History | Added to | 2,375 | 82 | 0.0% | 0.0% | 14 | +500 | 26.67% | Q3 2026 | Oct 08, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 1,500 | 51 | 0.0% | 0.0% | 15 | -74 | -4.7% | Q3 2026 | Nov 04, 2026 |
| GK Wealth Management LLC | History | New | 1,194 | 41 | 0.02% | — | 16 | +1,194 | New | Q3 2026 | Oct 09, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,602 | -100.0% | Q3 2026 | Nov 12, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 5 | 0 | — | — | — | +3 | 150.0% | Q3 2026 | Oct 21, 2026 |