FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FNY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 907,423 | 100,590 | 0.02% | 0.02% | 1 | +92,959 | 11.41% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | Added to | 485,370 | 53,804 | 0.0% | 0.0% | 2 | +74,597 | 18.16% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 482,443 | 53,480 | 0.01% | 0.01% | 3 | -119,641 | -19.87% | Q2 2026 | Aug 14, 2026 |
| &PARTNERS | History | Added to | 197,544 | 22,648 | 0.09% | 0.07% | 4 | +46,024 | 30.37% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Added to | 188,546 | 20,900 | 0.02% | 0.02% | 5 | +11,511 | 6.5% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 182,925 | 20,277 | 0.06% | 0.09% | 6 | -105,821 | -36.65% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | Reduced | 130,332 | 14,447 | 0.0% | 0.0% | 7 | -2,247 | -1.69% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 113,923 | 12,628 | 0.0% | 0.0% | 8 | +5,117 | 4.7% | Q2 2026 | Aug 03, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 96,560 | 10,704 | 0.0% | 0.01% | 9 | -106,564 | -52.46% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 74,422 | 8,251 | 0.01% | 0.01% | 10 | +5,201 | 7.51% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 54,340 | 6,024 | 0.0% | 0.0% | 11 | +3,556 | 7.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 50,000 | 5,542 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 47,486 | 5,264 | 0.01% | 0.01% | 13 | +282 | 0.6% | Q2 2026 | Aug 05, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 46,077 | 5,107 | 0.06% | 0.05% | 14 | +4,270 | 10.21% | Q2 2026 | Aug 18, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 43,805 | 4,855 | 0.0% | 0.0% | 15 | +3,575 | 8.89% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 42,023 | 4,658 | 0.02% | 0.02% | 16 | +5,745 | 15.84% | Q2 2026 | Aug 13, 2026 |
| Equitable Holdings, Inc. | History | Added to | 41,242 | 4,571 | 0.03% | 0.02% | 17 | +15,388 | 59.52% | Q2 2026 | Aug 17, 2026 |
| FIRST TRUST ADVISORS LP | History | New | 40,709 | 4,512 | 0.0% | — | 18 | +40,709 | New | Q2 2026 | Aug 11, 2026 |
| Private Advisor Group, LLC | History | Added to | 40,029 | 4,437 | 0.02% | 0.02% | 19 | +1,394 | 3.61% | Q2 2026 | Jul 27, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 38,521 | 4,270 | 0.01% | 0.01% | 20 | -250 | -0.64% | Q2 2026 | Jul 28, 2026 |
| Wealth Management Partners, LLC | History | Added to | 36,714 | 4,069 | 0.96% | 0.94% | 21 | +313 | 0.86% | Q2 2026 | Jul 22, 2026 |
| CITADEL ADVISORS LLC | History | New | 34,999 | 3,879 | 0.0% | — | 22 | +34,999 | New | Q2 2026 | Sep 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 34,267 | 3,799 | 0.01% | 0.03% | 23 | -100,945 | -74.66% | Q2 2026 | Jul 27, 2026 |
| KCM INVESTMENT ADVISORS LLC | History | Reduced | 33,223 | 3,682 | 0.11% | 0.11% | 24 | -2,575 | -7.19% | Q2 2026 | Aug 13, 2026 |
| Anderson Financial Strategies, LLC | History | Reduced | 30,550 | 3,226 | 1.68% | 1.8% | 25 | -1,379 | -4.32% | Q2 2026 | Aug 20, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 25,248 | 2,743 | 0.0% | 0.0% | 26 | +1,984 | 8.53% | Q2 2026 | Aug 14, 2026 |
| WIN ADVISORS, INC | History | New | 22,440 | 2,487 | 0.89% | — | 27 | +22,440 | New | Q2 2026 | Aug 04, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | History | Added to | 21,630 | 2,397 | 0.75% | 0.56% | 28 | +7,385 | 51.84% | Q2 2026 | Jul 28, 2026 |
| Global Retirement Partners, LLC | History | New | 21,399 | 2,372 | 0.04% | — | 29 | +21,399 | New | Q2 2026 | Aug 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 20,313 | 2,251 | 0.0% | 0.0% | 30 | +370 | 1.86% | Q2 2026 | Jul 29, 2026 |
| CRUX WEALTH ADVISORS | History | Added to | 19,143 | 2,122 | 0.74% | 0.66% | 31 | +139 | 0.73% | Q2 2026 | Jul 21, 2026 |
| Empirical Asset Management, LLC | History | Added to | 18,745 | 2,077 | 0.47% | 0.43% | 32 | +797 | 4.44% | Q2 2026 | Aug 10, 2026 |
| Sylvest Advisors, LLC | History | Reduced | 18,508 | 2,051 | 0.92% | 0.9% | 33 | -285 | -1.52% | Q2 2026 | Jul 22, 2026 |
| MTM Investment Management, LLC | History | No change | 17,586 | 1,949 | 0.56% | 0.5% | 34 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 18,469 | 1,946 | 0.0% | 0.0% | 35 | -223 | -1.19% | Q2 2026 | Jul 15, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | New | 16,931 | 1,876 | 0.04% | — | 37 | +16,931 | New | Q2 2026 | Jul 17, 2026 |
| Worthington Financial Partners, LLC | History | Added to | 16,926 | 1,876 | 1.55% | 1.31% | 36 | +51 | 0.3% | Q2 2026 | Jul 21, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 12,049 | 1,335 | 0.02% | 0.01% | 38 | +8,450 | 234.79% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | No change | 11,434 | 1,267 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| AssuredPartners Investment Advisors, LLC | History | No change | 11,245 | 1,246 | 0.12% | 0.11% | 40 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 10,477 | 1,161 | 0.01% | 0.01% | 41 | -17 | -0.16% | Q2 2026 | Aug 11, 2026 |
| PCG Wealth Advisors, LLC | History | Added to | 9,408 | 1,042 | 0.23% | 0.21% | 42 | +345 | 3.81% | Q2 2026 | Aug 03, 2026 |
| IFP Advisors, Inc | History | Added to | 9,164 | 1,015 | 0.02% | 0.02% | 43 | +374 | 4.25% | Q2 2026 | Jul 20, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 8,957 | 993 | 0.0% | 0.0% | 44 | +2,177 | 32.11% | Q2 2026 | Aug 13, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 8,349 | 925 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 8,206 | 909 | 0.0% | 0.0% | 46 | +5,580 | 212.49% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 7,967 | 883 | 0.0% | 0.0% | 47 | -186 | -2.28% | Q2 2026 | Aug 12, 2026 |
| Dominguez Wealth Management Solutions, Inc. | History | Reduced | 7,529 | 834 | 0.46% | 0.41% | 48 | -26 | -0.34% | Q2 2026 | Jul 09, 2026 |
| Transamerica Financial Advisors, LLC | History | Added to | 7,448 | 825 | 0.07% | 0.0% | 49 | +7,321 | 5764.57% | Q2 2026 | Aug 14, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 7,252 | 803 | 0.13% | 0.1% | 50 | +1,606 | 28.44% | Q2 2026 | Aug 10, 2026 |
| Stonebridge Financial Planning Group, LLC | History | No change | 7,166 | 794 | 0.25% | 0.24% | 51 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Sigma Planning Corp | History | Added to | 7,052 | 781 | 0.02% | 0.02% | 52 | +616 | 9.57% | Q2 2026 | Aug 07, 2026 |
| ARS Wealth Advisors Group, LLC | History | No change | 7,040 | 780 | 0.06% | 0.05% | 53 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Reduced | 6,906 | 765 | 0.04% | 0.04% | 54 | -7 | -0.1% | Q2 2026 | Jul 31, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Reduced | 6,750 | 748 | 0.05% | 0.05% | 55 | -100 | -1.46% | Q2 2026 | Aug 04, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 6,532 | 724 | 0.01% | 0.01% | 56 | -98 | -1.48% | Q2 2026 | Aug 06, 2026 |
| World Investment Advisors | History | No change | 7,830 | 708 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Purus Wealth Management, LLC | History | Reduced | 6,327 | 701 | 0.19% | 0.21% | 58 | -920 | -12.69% | Q2 2026 | Jul 13, 2026 |
| Creative Planning | History | Reduced | 6,167 | 683 | 0.0% | 0.0% | 59 | -85 | -1.36% | Q2 2026 | Aug 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 6,102 | 676 | 0.0% | 0.0% | 60 | -774 | -11.26% | Q2 2026 | Aug 07, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 6,002 | 665 | 0.03% | 0.02% | 61 | +236 | 4.09% | Q2 2026 | Jul 24, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 5,747 | 637 | 0.0% | 0.0% | 62 | -222 | -3.72% | Q2 2026 | Aug 12, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 5,641 | 628 | 0.01% | 0.01% | 64 | -135 | -2.34% | Q2 2026 | Jul 24, 2026 |
| Mariner, LLC | History | No change | 5,670 | 628 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sanctuary Advisors, LLC | History | No change | 5,562 | 616 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 5,498 | 609 | 0.0% | 0.0% | 66 | -6,088 | -52.55% | Q2 2026 | Aug 19, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 5,500 | 609 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| GTS SECURITIES LLC | History | Reduced | 5,462 | 605 | 0.01% | 0.03% | 68 | -4,343 | -44.29% | Q2 2026 | Aug 14, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 5,394 | 597 | 0.03% | 0.03% | 69 | -271 | -4.78% | Q2 2026 | Jul 22, 2026 |
| Element Wealth, LLC | History | Reduced | 4,836 | 536 | 0.2% | 0.18% | 70 | -20 | -0.41% | Q2 2026 | Aug 14, 2026 |
| BostonPremier Wealth LLC | History | Reduced | 4,589 | 508 | 0.22% | 0.22% | 71 | -48 | -1.04% | Q2 2026 | Jul 24, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 4,561 | 506 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Wealthcare Advisory Partners LLC | History | New | 4,473 | 495 | 0.01% | — | 73 | +4,473 | New | Q2 2026 | Jul 09, 2026 |
| Clear Point Advisors Inc. | History | New | 4,471 | 495 | 0.44% | — | 74 | +4,471 | New | Q2 2026 | Jul 28, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 4,251 | 471 | 0.0% | 0.01% | 75 | -12,638 | -74.83% | Q2 2026 | Jul 24, 2026 |
| Keystone Wealth Services, LLC | History | No change | 4,198 | 465 | 0.09% | 0.08% | 76 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Pinnacle Financial Partners, Inc. | History | Reduced | 3,960 | 439 | 0.0% | 0.0% | 77 | -1,424 | -26.45% | Q2 2026 | Aug 14, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | No change | 3,926 | 435 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 3,565 | 395 | 0.02% | 0.02% | 79 | -3,287 | -47.97% | Q2 2026 | Aug 04, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 3,302 | 365 | 0.01% | 0.01% | 80 | -169 | -4.87% | Q2 2026 | Jul 21, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 3,241 | 359 | 0.03% | 0.02% | 81 | +194 | 6.37% | Q2 2026 | Jul 28, 2026 |
| PFG Investments, LLC | History | No change | 2,965 | 328 | 0.01% | 0.01% | 82 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Sound Income Strategies, LLC | History | No change | 2,950 | 327 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| CARLSON FINANCIAL, INC. | History | Added to | 2,909 | 322 | 0.16% | 0.15% | 84 | +44 | 1.54% | Q2 2026 | Aug 24, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 2,836 | 314 | 0.0% | 0.0% | 85 | -40 | -1.39% | Q2 2026 | Jul 28, 2026 |
| Advisor OS, LLC | History | No change | 2,650 | 293 | 0.02% | 0.02% | 86 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| 1776 Wealth LLC | History | No change | 2,642 | 292 | 0.1% | 0.09% | 87 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Venture Visionary Partners LLC | History | Reduced | 2,600 | 288 | 0.01% | 0.01% | 89 | -200 | -7.14% | Q2 2026 | Jul 27, 2026 |
| OPPENHEIMER & CO INC | History | No change | 2,602 | 288 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Mutual Advisors, LLC | History | Reduced | 2,343 | 259 | 0.0% | 0.01% | 90 | -490 | -17.3% | Q2 2026 | Aug 14, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 2,210 | 244 | 0.01% | 0.01% | 91 | -30 | -1.34% | Q2 2026 | Jul 27, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 2,138 | 234 | 0.0% | 0.0% | 92 | +62 | 2.99% | Q2 2026 | Aug 12, 2026 |
| Founders Financial Alliance, LLC | History | No change | 2,096 | 232 | 0.03% | 0.03% | 93 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 1,973 | 218 | 0.0% | 0.0% | 94 | -212 | -9.7% | Q2 2026 | Jul 29, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | New | 1,943 | 215 | 0.01% | — | 95 | +1,943 | New | Q2 2026 | Aug 10, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 1,888 | 209 | 0.0% | 0.01% | 96 | -608 | -24.36% | Q2 2026 | Aug 14, 2026 |
| NICOLET BANKSHARES INC | History | New | 1,925 | 207 | 0.01% | — | 98 | +1,925 | New | Q2 2026 | Aug 11, 2026 |
| Advisory Services Network, LLC | History | Added to | 1,872 | 207 | 0.0% | 0.0% | 97 | +1,814 | 3127.59% | Q2 2026 | Aug 12, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Added to | 1,747 | 193 | 0.09% | 0.05% | 99 | +782 | 81.04% | Q2 2026 | Aug 13, 2026 |
| CWM, LLC | History | No change | 1,576 | 142 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | No change | 1,200 | 133 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CoreCap Advisors, LLC | History | Added to | 872 | 96 | 0.0% | 0.0% | 102 | +57 | 6.99% | Q2 2026 | Jul 06, 2026 |
| US BANCORP \DE\ | History | Reduced | 689 | 76 | 0.0% | 0.0% | 103 | -514 | -42.73% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | Reduced | 560 | 62 | 0.0% | 0.0% | 104 | -183 | -24.63% | Q2 2026 | Aug 11, 2026 |
| Signature Equity Partners, LLC | History | No change | 545 | 60 | 0.03% | 0.03% | 105 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 482 | 53 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 445 | 49 | 0.0% | 0.0% | 107 | -338 | -43.17% | Q2 2026 | Aug 13, 2026 |
| GAMMA Investing LLC | History | No change | 445 | 49 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Central Pacific Bank - Trust Division | History | New | 400 | 44 | 0.0% | — | 110 | +400 | New | Q2 2026 | Jul 07, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 404 | 44 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| MidFirst Bank | History | No change | 394 | 43 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | No change | 220 | 24 | 0.02% | 0.01% | 112 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Plante Moran Financial Advisors, LLC | History | New | 214 | 23 | 0.0% | — | 113 | +214 | New | Q2 2026 | Aug 06, 2026 |
| FMR LLC | History | Added to | 174 | 19 | 0.0% | 0.0% | 114 | +26 | 17.57% | Q2 2026 | Aug 13, 2026 |
| MCF Advisors LLC | History | New | 155 | 17 | 0.0% | — | 116 | +155 | New | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | Added to | 159 | 17 | 0.0% | 0.0% | 115 | +131 | 467.86% | Q2 2026 | Jul 30, 2026 |
| IFG Advisory, LLC | History | New | 144 | 16 | 0.0% | — | 117 | +144 | New | Q2 2026 | Aug 13, 2026 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 137 | 15 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 107 | 11 | 0.0% | 0.0% | 119 | -1,034 | -90.62% | Q2 2026 | Aug 11, 2026 |
| Sunbelt Securities, Inc. | History | No change | 100 | 9 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 75 | 8 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | No change | 75 | 8 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Caitlin John, LLC | History | No change | 71 | 7 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 50 | 5 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 39 | 4 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Aptus Capital Advisors, LLC | History | New | 27 | 2 | 0.0% | — | 127 | +27 | New | Q2 2026 | Aug 12, 2026 |
| Parallel Advisors, LLC | History | Reduced | 22 | 2 | 0.0% | 0.0% | 126 | -6 | -21.43% | Q2 2026 | Aug 05, 2026 |
| Farther Finance Advisors, LLC | History | No change | 17 | 1 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 10 | 1 | 0.0% | — | 129 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.0% | — | -3,116 | -100.0% | Q2 2026 | Aug 12, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,000 | -100.0% | Q2 2026 | Aug 14, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -2,756 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Richmond Investment Services, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,464 | -100.0% | Q2 2026 | Jul 27, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -629 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Ascentis Independent Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -310 | -100.0% | Q2 2026 | Aug 04, 2026 |
| VANGUARD ADVISERS INC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Hilton Head Capital Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Jul 27, 2026 |