FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FNY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 907,423 | 100,590 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 485,370 | 53,804 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 482,443 | 53,480 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| &PARTNERS | History | No change | 197,544 | 22,648 | 0.09% | 0.09% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 188,546 | 20,900 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 182,925 | 20,277 | 0.06% | 0.06% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | No change | 130,332 | 14,447 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 113,923 | 12,628 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 96,560 | 10,704 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 74,422 | 8,251 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 54,340 | 6,024 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 50,000 | 5,542 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 47,486 | 5,264 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 46,077 | 5,107 | 0.06% | 0.06% | 14 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 43,805 | 4,855 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 42,023 | 4,658 | 0.02% | 0.02% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Equitable Holdings, Inc. | History | No change | 41,242 | 4,571 | 0.03% | 0.03% | 17 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 40,709 | 4,512 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Private Advisor Group, LLC | History | No change | 40,029 | 4,437 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 41,350 | 4,086 | 0.01% | 0.01% | 20 | +2,829 | 7.34% | Q3 2026 | Nov 02, 2026 |
| CITADEL ADVISORS LLC | History | No change | 34,999 | 3,879 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Wealth Management Partners, LLC | History | Reduced | 35,643 | 3,522 | 0.83% | 0.96% | 22 | -1,071 | -2.92% | Q3 2026 | Oct 21, 2026 |
| Anderson Financial Strategies, LLC | History | No change | 30,550 | 3,226 | 1.68% | 1.68% | 23 | 0 | 0.0% | Q2 2026 | Aug 20, 2026 |
| KCM INVESTMENT ADVISORS LLC | History | Reduced | 32,273 | 3,189 | 0.09% | 0.11% | 24 | -950 | -2.86% | Q3 2026 | Oct 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 25,248 | 2,743 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 26,649 | 2,634 | 0.01% | 0.01% | 26 | -7,618 | -22.23% | Q3 2026 | Nov 02, 2026 |
| WIN ADVISORS, INC | History | No change | 22,440 | 2,487 | 0.89% | 0.89% | 27 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | History | No change | 21,630 | 2,397 | 0.75% | 0.75% | 28 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Global Retirement Partners, LLC | History | No change | 21,399 | 2,372 | 0.04% | 0.04% | 29 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CRUX WEALTH ADVISORS | History | No change | 19,143 | 2,122 | 0.74% | 0.74% | 30 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Empirical Asset Management, LLC | History | No change | 18,745 | 2,077 | 0.47% | 0.47% | 31 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 16,931 | 1,876 | 0.04% | 0.04% | 32 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 18,432 | 1,819 | 0.0% | 0.0% | 33 | -37 | -0.2% | Q3 2026 | Oct 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 18,366 | 1,815 | 0.0% | 0.0% | 34 | -1,947 | -9.58% | Q3 2026 | Nov 02, 2026 |
| Sylvest Advisors, LLC | History | Reduced | 18,283 | 1,807 | 0.81% | 0.92% | 35 | -225 | -1.22% | Q3 2026 | Oct 26, 2026 |
| MTM Investment Management, LLC | History | Reduced | 17,091 | 1,689 | 0.49% | 0.56% | 36 | -495 | -2.81% | Q3 2026 | Oct 30, 2026 |
| Worthington Financial Partners, LLC | History | Reduced | 16,908 | 1,671 | 1.41% | 1.55% | 37 | -18 | -0.11% | Q3 2026 | Oct 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 12,049 | 1,335 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | No change | 11,434 | 1,267 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| AssuredPartners Investment Advisors, LLC | History | No change | 11,245 | 1,246 | 0.12% | 0.12% | 40 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 10,477 | 1,161 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PCG Wealth Advisors, LLC | History | No change | 9,408 | 1,042 | 0.23% | 0.23% | 42 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 8,957 | 993 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 8,349 | 925 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 8,206 | 909 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | Added to | 9,195 | 908 | 0.02% | 0.02% | 46 | +31 | 0.34% | Q3 2026 | Oct 16, 2026 |
| Baird Financial Group, Inc. | History | No change | 7,967 | 883 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 7,448 | 825 | 0.07% | 0.07% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 7,252 | 803 | 0.13% | 0.13% | 49 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Stonebridge Financial Planning Group, LLC | History | No change | 7,166 | 794 | 0.25% | 0.25% | 50 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | No change | 6,750 | 748 | 0.05% | 0.05% | 51 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Dominguez Wealth Management Solutions, Inc. | History | Reduced | 7,466 | 737 | 0.41% | 0.46% | 52 | -63 | -0.84% | Q3 2026 | Oct 07, 2026 |
| Geneos Wealth Management Inc. | History | No change | 6,532 | 724 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Sigma Planning Corp | History | Added to | 7,222 | 713 | 0.02% | 0.02% | 54 | +170 | 2.41% | Q3 2026 | Oct 23, 2026 |
| World Investment Advisors | History | No change | 7,830 | 708 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ARS Wealth Advisors Group, LLC | History | No change | 7,040 | 695 | 0.05% | 0.06% | 56 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 6,102 | 676 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 6,002 | 665 | 0.03% | 0.03% | 58 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Reduced | 6,466 | 639 | 0.03% | 0.04% | 59 | -440 | -6.37% | Q3 2026 | Oct 28, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 5,747 | 637 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Mariner, LLC | History | No change | 5,670 | 628 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 5,641 | 628 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Sanctuary Advisors, LLC | History | No change | 5,562 | 616 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 5,498 | 609 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 5,500 | 609 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| GTS SECURITIES LLC | History | No change | 5,462 | 605 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Purus Wealth Management, LLC | History | Reduced | 5,720 | 565 | 0.15% | 0.19% | 67 | -607 | -9.59% | Q3 2026 | Oct 15, 2026 |
| Element Wealth, LLC | History | No change | 4,836 | 536 | 0.2% | 0.2% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 4,561 | 506 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 5,115 | 505 | 0.02% | 0.03% | 70 | -279 | -5.17% | Q3 2026 | Nov 04, 2026 |
| Creative Planning | History | Reduced | 4,973 | 491 | 0.0% | 0.0% | 71 | -1,194 | -19.36% | Q3 2026 | Nov 02, 2026 |
| BostonPremier Wealth LLC | History | No change | 4,589 | 453 | 0.18% | 0.22% | 72 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Clear Point Advisors Inc. | History | Added to | 4,503 | 445 | 0.3% | 0.44% | 73 | +32 | 0.72% | Q3 2026 | Oct 30, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 3,960 | 439 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Keystone Wealth Services, LLC | History | No change | 4,198 | 415 | 0.07% | 0.09% | 75 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Shade Tree Advisors LLC | History | New | 4,000 | 395 | 0.21% | — | 77 | +4,000 | New | Q3 2026 | Oct 22, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 3,565 | 395 | 0.02% | 0.02% | 76 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | No change | 3,926 | 388 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 3,851 | 380 | 0.0% | 0.0% | 79 | -400 | -9.41% | Q3 2026 | Oct 27, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 3,302 | 365 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| PFG Investments, LLC | History | No change | 2,965 | 328 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| PRIVATE TRUST CO NA | History | No change | 3,241 | 320 | 0.03% | 0.03% | 82 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| 1776 Wealth LLC | History | No change | 2,642 | 292 | 0.1% | 0.1% | 83 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CARLSON FINANCIAL, INC. | History | Added to | 2,912 | 287 | 0.15% | 0.16% | 84 | +3 | 0.1% | Q3 2026 | Nov 05, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 2,880 | 284 | 0.0% | 0.0% | 85 | +44 | 1.55% | Q3 2026 | Oct 30, 2026 |
| Advisor OS, LLC | History | No change | 2,650 | 261 | 0.02% | 0.02% | 86 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 2,637 | 260 | 0.01% | 0.01% | 87 | -313 | -10.61% | Q3 2026 | Oct 09, 2026 |
| Mutual Advisors, LLC | History | No change | 2,343 | 259 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | No change | 2,602 | 257 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Venture Visionary Partners LLC | History | No change | 2,600 | 256 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,138 | 234 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Founders Financial Alliance, LLC | History | No change | 2,096 | 232 | 0.03% | 0.03% | 92 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 2,210 | 218 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 1,943 | 215 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IHT Wealth Management, LLC | History | No change | 1,888 | 209 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NICOLET BANKSHARES INC | History | No change | 1,925 | 207 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Advisory Services Network, LLC | History | No change | 1,872 | 207 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Ashton Thomas Private Wealth, LLC | History | No change | 1,973 | 195 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 1,747 | 193 | 0.09% | 0.09% | 99 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BlackRock, Inc. | History | No change | 1,200 | 133 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| US BANCORP \DE\ | History | No change | 689 | 76 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 757 | 74 | 0.0% | 0.0% | 102 | -115 | -13.19% | Q3 2026 | Oct 08, 2026 |
| Allworth Financial LP | History | No change | 560 | 62 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 482 | 53 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Signature Equity Partners, LLC | History | No change | 545 | 53 | 0.02% | 0.03% | 105 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 445 | 49 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 404 | 44 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| GAMMA Investing LLC | History | No change | 445 | 43 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| MidFirst Bank | History | No change | 394 | 43 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Central Pacific Bank - Trust Division | History | No change | 400 | 39 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| ASSETMARK, INC | History | Added to | 316 | 31 | 0.0% | 0.0% | 111 | +157 | 98.74% | Q3 2026 | Oct 21, 2026 |
| Ascentis Independent Advisors | History | New | 310 | 30 | 0.0% | — | 112 | +310 | New | Q3 2026 | Nov 03, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 220 | 24 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | No change | 220 | 24 | 0.02% | 0.02% | 114 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Plante Moran Financial Advisors, LLC | History | No change | 214 | 21 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| FMR LLC | History | No change | 174 | 19 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFG Advisory, LLC | History | No change | 144 | 16 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 137 | 13 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| BFC Planning, Inc. | History | No change | 122 | 13 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 107 | 11 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 75 | 7 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | No change | 75 | 7 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Caitlin John, LLC | History | No change | 71 | 7 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 50 | 5 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 39 | 4 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 27 | 2 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Parallel Advisors, LLC | History | No change | 22 | 2 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Farther Finance Advisors, LLC | History | No change | 17 | 1 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 10 | 1 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Wealthcare Advisory Partners LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,473 | -100.0% | Q3 2026 | Oct 21, 2026 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -155 | -100.0% | Q3 2026 | Oct 28, 2026 |