Investment Managers Series Trust III - FPAG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OXFORD FINANCIAL GROUP, LTD. LLC | History | No change | 3,897,208 | 156,449 | 7.93% | 7.93% | 1 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Mesirow Financial Investment Management, Inc. | History | No change | 2,143,769 | 86,059 | 1.35% | 1.35% | 2 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Verum Partners LLC | History | Added to | 811,282 | 33,165 | 5.32% | 4.69% | 3 | +30,532 | 3.91% | Q3 2026 | Oct 21, 2026 |
| Bank of New York Mellon Corp | History | No change | 677,553 | 27,199 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NavPoint Financial, Inc. | History | Added to | 550,375 | 22,499 | 7.94% | 7.5% | 5 | +46,000 | 9.12% | Q3 2026 | Oct 21, 2026 |
| LPL Financial LLC | History | No change | 524,541 | 21,057 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Goldstone Financial Group, LLC | History | No change | 493,466 | 19,809 | 1.81% | 1.81% | 7 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | History | Added to | 341,085 | 13,944 | 1.56% | 1.43% | 8 | +27,799 | 8.87% | Q3 2026 | Oct 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 328,935 | 13,204 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Allegheny Financial Group | History | No change | 292,639 | 11,747 | 1.25% | 1.25% | 10 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| New England Private Wealth Advisors LLC | History | Reduced | 286,081 | 11,694 | 1.12% | 1.12% | 11 | -3,597 | -1.24% | Q3 2026 | Oct 19, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 180,432 | 7,243 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| First Pacific Advisors, LP | History | No change | 145,470 | 5,839 | 0.07% | 0.07% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Argent Trust Co | History | No change | 113,248 | 4,546 | 0.13% | 0.13% | 14 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| DEMMING FINANCIAL SERVICES CORP /ADV | History | No change | 105,577 | 4,238 | 2.69% | 2.69% | 15 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 84,525 | 3,455 | 0.01% | 0.01% | 16 | +28,355 | 50.48% | Q3 2026 | Nov 02, 2026 |
| Private Advisor Group, LLC | History | No change | 84,628 | 3,397 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Onyx Bridge Wealth Group LLC | History | Reduced | 72,045 | 2,945 | 0.26% | 0.26% | 18 | -467 | -0.64% | Q3 2026 | Oct 16, 2026 |
| Good Harbor Advisors, Inc. | History | Added to | 61,103 | 2,497 | 2.33% | 1.4% | 19 | +25,406 | 71.17% | Q3 2026 | Oct 20, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 58,845 | 2,362 | 0.02% | 0.02% | 20 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| &PARTNERS | History | No change | 51,971 | 2,086 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SHP Wealth Management | History | No change | 51,512 | 2,067 | 0.14% | 0.14% | 22 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Compass Ion Advisors, LLC | History | Reduced | 42,060 | 1,719 | 0.14% | 0.17% | 23 | -7,287 | -14.77% | Q3 2026 | Oct 23, 2026 |
| Tanglewood Wealth Management, Inc. | History | No change | 40,809 | 1,668 | 0.14% | 0.14% | 24 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 24,292 | 975 | 0.04% | 0.04% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CERTIOR FINANCIAL GROUP, LLC | History | Added to | 23,806 | 973 | 0.53% | 0.51% | 26 | +393 | 1.68% | Q3 2026 | Oct 19, 2026 |
| Mills Wealth Advisors LLC | History | No change | 21,084 | 861 | 0.27% | 0.27% | 27 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Equitable Holdings, Inc. | History | No change | 15,219 | 610 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| DAVENPORT & Co LLC | History | No change | 13,974 | 571 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| DKM Wealth Management, Inc. | History | Added to | 11,794 | 482 | 0.31% | 0.28% | 30 | +1,000 | 9.26% | Q3 2026 | Oct 09, 2026 |
| Lakeside Advisors, INC. | History | No change | 10,600 | 433 | 0.25% | 0.27% | 31 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Guardian Asset Advisors, LLC | History | Added to | 10,562 | 431 | 0.19% | 0.19% | 32 | +236 | 2.29% | Q3 2026 | Oct 16, 2026 |
| US BANCORP \DE\ | History | No change | 10,400 | 417 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cresset Asset Management, LLC | History | No change | 9,885 | 396 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Retirement Planning Group, LLC | History | Added to | 8,926 | 364 | 0.01% | 0.01% | 35 | +1,672 | 23.05% | Q3 2026 | Oct 19, 2026 |
| Janney Montgomery Scott LLC | History | No change | 7,938 | 319 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Joel Isaacson & Co., LLC | History | No change | 7,855 | 315 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| RFG Advisory, LLC | History | New | 7,659 | 313 | 0.0% | — | 38 | +7,659 | New | Q3 2026 | Nov 03, 2026 |
| HighTower Advisors, LLC | History | No change | 7,595 | 304 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 7,157 | 287 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 7,117 | 285 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MCDONALD PARTNERS LLC | History | No change | 6,500 | 265 | 0.06% | 0.06% | 42 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 5,811 | 237 | 0.0% | 0.0% | 43 | -215 | -3.57% | Q3 2026 | Nov 02, 2026 |
| Mowery & Schoenfeld Wealth Management, LLC | History | Added to | 3,381 | 138 | 0.15% | 0.11% | 44 | +1,377 | 68.71% | Q3 2026 | Oct 27, 2026 |
| FIFTH THIRD BANCORP | History | No change | 2,791 | 112 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,000 | 81 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 1,286 | 52 | 0.01% | 0.01% | 47 | +72 | 5.93% | Q3 2026 | Nov 04, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | Added to | 980 | 40 | 0.0% | 0.0% | 48 | +365 | 59.35% | Q3 2026 | Oct 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 187 | 8 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Spire Wealth Management | History | No change | 44 | 1 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| FIG FINANCIAL ADVISORY SERVICES INC /ADV | History | Closed out | 0 | 0 | — | 1.23% | — | -52,452 | -100.0% | Q3 2026 | Oct 07, 2026 |