FIRST TRUST EXCHANGE-TRADED FUND IV - FSIG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 12,394,310 | 233,694 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 8,421,429 | 158,786 | 0.04% | 0.04% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 3,827,738 | 72,171 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 2,890,767 | 54,505 | 0.03% | 0.03% | 4 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ROYAL BANK OF CANADA | History | No change | 2,110,286 | 39,789 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 1,972,353 | 37,188 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Csenge Advisory Group | History | Reduced | 1,961,352 | 36,049 | 1.42% | 1.63% | 7 | -171,540 | -8.04% | Q3 2026 | Nov 04, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 1,668,435 | 31,460 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 1,018,327 | 19,200 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,001,684 | 18,890 | 0.02% | 0.02% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 1,010,877 | 18,579 | 0.02% | 0.02% | 11 | +991 | 0.1% | Q3 2026 | Oct 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 942,594 | 17,772 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 894,818 | 16,871 | 0.02% | 0.02% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 790,413 | 14,903 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ASSETMARK, INC | History | Added to | 590,379 | 10,851 | 0.02% | 0.02% | 15 | +55,665 | 10.41% | Q3 2026 | Oct 21, 2026 |
| CITADEL ADVISORS LLC | History | No change | 562,561 | 10,607 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 554,003 | 10,445 | 0.1% | 0.1% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 536,341 | 10,112 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 491,286 | 9,290 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 498,391 | 9,160 | 0.02% | 0.02% | 20 | +20,226 | 4.23% | Q3 2026 | Nov 02, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 454,135 | 8,562 | 0.14% | 0.14% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 375,737 | 7,084 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STEPHENS INC /AR/ | History | No change | 356,844 | 6,728 | 0.08% | 0.08% | 23 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| KINTRA WEALTH, LLC | History | No change | 344,453 | 6,492 | 0.34% | 0.34% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TCP Asset Management, LLC | History | Added to | 327,175 | 6,020 | 0.68% | 0.68% | 25 | +9,854 | 3.11% | Q3 2026 | Oct 14, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 300,136 | 5,659 | 0.03% | 0.03% | 26 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| VAQUERO PRIVATE WEALTH, LTD | History | Added to | 289,578 | 5,322 | 1.12% | 1.12% | 27 | +108 | 0.04% | Q3 2026 | Oct 27, 2026 |
| IFG Advisory, LLC | History | No change | 278,822 | 5,257 | 0.18% | 0.18% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 275,648 | 5,197 | 0.05% | 0.05% | 29 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| &PARTNERS | History | No change | 260,285 | 4,907 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 246,853 | 4,537 | 0.01% | 0.01% | 31 | +14,389 | 6.19% | Q3 2026 | Nov 02, 2026 |
| Arax Advisory Partners | History | No change | 230,021 | 4,337 | 0.03% | 0.03% | 32 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 209,657 | 3,953 | 0.03% | 0.03% | 33 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| RFG Advisory, LLC | History | Added to | 209,367 | 3,848 | 0.05% | 0.05% | 34 | +33,067 | 18.76% | Q3 2026 | Nov 03, 2026 |
| Platform Technology Partners | History | Added to | 203,413 | 3,738 | 0.59% | 0.63% | 35 | +297 | 0.15% | Q3 2026 | Nov 02, 2026 |
| Janney Montgomery Scott LLC | History | No change | 177,723 | 3,351 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 145,534 | 2,675 | 0.02% | 0.01% | 37 | +20,650 | 16.54% | Q3 2026 | Oct 26, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 138,173 | 2,605 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 140,168 | 2,576 | 0.04% | 0.09% | 39 | -161,019 | -53.46% | Q3 2026 | Oct 28, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 128,316 | 2,358 | 0.01% | 0.01% | 40 | +30,813 | 31.6% | Q3 2026 | Nov 02, 2026 |
| Archer Investment Corp | History | Reduced | 127,105 | 2,336 | 0.43% | 0.49% | 41 | -4,721 | -3.58% | Q3 2026 | Nov 05, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 125,337 | 2,303 | 0.01% | 0.01% | 42 | -2,350 | -1.84% | Q3 2026 | Oct 27, 2026 |
| Center for Financial Planning, Inc. | History | No change | 124,915 | 2,295 | 0.21% | 0.22% | 43 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 120,050 | 2,206 | 0.02% | 0.01% | 44 | +27,670 | 29.95% | Q3 2026 | Oct 16, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 117,088 | 2,152 | 0.01% | 0.01% | 45 | -23,156 | -16.51% | Q3 2026 | Oct 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 112,995 | 2,130 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 112,598 | 2,123 | 0.02% | 0.02% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Avior Wealth Management, LLC | History | Reduced | 105,133 | 1,932 | 0.05% | 0.05% | 48 | -5,415 | -4.9% | Q3 2026 | Oct 13, 2026 |
| WealthBridge Capital Management, LLC | History | Added to | 103,791 | 1,907 | 0.37% | 0.36% | 49 | +7,513 | 7.8% | Q3 2026 | Oct 16, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 98,269 | 1,852 | 0.03% | 0.03% | 50 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Private Advisor Group, LLC | History | No change | 89,606 | 1,689 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Prospera Financial Services Inc | History | Reduced | 90,307 | 1,675 | 0.02% | 0.03% | 52 | -6,802 | -7.0% | Q3 2026 | Nov 04, 2026 |
| Accurate Wealth Management, LLC | History | Added to | 88,672 | 1,636 | 0.14% | 0.16% | 53 | +536 | 0.61% | Q3 2026 | Oct 20, 2026 |
| Altium Investment Strategies LLC | History | No change | 87,600 | 1,617 | 1.85% | 2.38% | 54 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| HighTower Advisors, LLC | History | No change | 81,579 | 1,538 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Rehmann Capital Advisory Group | History | No change | 77,240 | 1,456 | 0.07% | 0.07% | 56 | 0 | 0.0% | Q2 2026 | Aug 20, 2026 |
| Insight Advisors, LLC/ PA | History | Reduced | 78,434 | 1,441 | 0.25% | 0.28% | 57 | -5,288 | -6.32% | Q3 2026 | Oct 22, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | No change | 71,538 | 1,348 | 0.38% | 0.38% | 58 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 70,973 | 1,304 | 0.01% | 0.01% | 59 | -593 | -0.83% | Q3 2026 | Oct 30, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 67,206 | 1,267 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 66,609 | 1,255 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 66,438 | 1,252 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Atria Investments, Inc | History | Added to | 65,986 | 1,212 | 0.01% | 0.01% | 63 | +4,095 | 6.62% | Q3 2026 | Oct 15, 2026 |
| Bank of New York Mellon Corp | History | No change | 63,375 | 1,194 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Harvest Investment Services, LLC | History | No change | 63,190 | 1,191 | 0.18% | 0.18% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | No change | 60,652 | 1,143 | 0.26% | 0.26% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Balefire, LLC | History | Reduced | 61,623 | 1,132 | 0.18% | 0.21% | 67 | -6,679 | -9.78% | Q3 2026 | Oct 09, 2026 |
| Sigma Planning Corp | History | Added to | 59,749 | 1,098 | 0.03% | 0.03% | 68 | +233 | 0.39% | Q3 2026 | Oct 23, 2026 |
| Continuum Advisory, LLC | History | No change | 56,950 | 1,073 | 0.09% | 0.09% | 69 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Crusonia Wealth Advisors LLC | History | Reduced | 56,269 | 1,034 | 0.16% | 0.18% | 70 | -1,453 | -2.52% | Q3 2026 | Oct 26, 2026 |
| Equitable Holdings, Inc. | History | No change | 54,652 | 1,030 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| BAM Wealth Management, LLC | History | Added to | 49,460 | 909 | 0.49% | 0.28% | 72 | +25,301 | 104.73% | Q3 2026 | Oct 15, 2026 |
| JANE STREET GROUP, LLC | History | No change | 47,935 | 903 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Everest Financial Group LLC | History | No change | 45,800 | 863 | 0.12% | 0.12% | 74 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 45,325 | 833 | 0.02% | 0.02% | 75 | +5,502 | 13.82% | Q3 2026 | Nov 02, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 44,068 | 830 | 0.05% | 0.05% | 76 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 44,782 | 823 | 0.02% | 0.03% | 77 | -11,148 | -19.93% | Q3 2026 | Nov 04, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 42,302 | 777 | 0.01% | 0.01% | 78 | -22,593 | -34.81% | Q3 2026 | Oct 26, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 42,138 | 775 | 0.02% | 0.02% | 79 | +1,627 | 4.02% | Q3 2026 | Oct 22, 2026 |
| Mutual Advisors, LLC | History | No change | 40,830 | 769 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 40,060 | 755 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | No change | 40,060 | 755 | 0.04% | 0.04% | 82 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 40,465 | 743 | 0.22% | 0.3% | 83 | -11,947 | -22.79% | Q3 2026 | Oct 15, 2026 |
| AE Wealth Management LLC | History | No change | 38,682 | 729 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 39,528 | 727 | 0.81% | — | 85 | +39,528 | New | Q3 2026 | Oct 27, 2026 |
| TSFG, LLC | History | Added to | 33,253 | 611 | 0.14% | 0.05% | 86 | +12,293 | 58.65% | Q3 2026 | Oct 23, 2026 |
| Park Square Financial Group, LLC | History | No change | 30,839 | 581 | 5.25% | 5.25% | 87 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 30,205 | 569 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 29,913 | 564 | 0.07% | 0.07% | 89 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 30,027 | 551 | 0.35% | 0.39% | 90 | -3,596 | -10.7% | Q3 2026 | Oct 07, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 28,488 | 537 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Triumph Capital Management | History | Added to | 28,760 | 528 | 0.09% | 0.08% | 92 | +6,399 | 28.62% | Q3 2026 | Oct 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 26,486 | 499 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ascent Group, LLC | History | Added to | 26,829 | 493 | 0.01% | 0.02% | 94 | +158 | 0.59% | Q3 2026 | Oct 30, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 26,134 | 492 | 0.06% | 0.06% | 95 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Spire Wealth Management | History | Added to | 26,645 | 489 | 0.01% | 0.01% | 96 | +1,229 | 4.84% | Q3 2026 | Oct 30, 2026 |
| Stenger Family Office, LLC | History | Reduced | 26,413 | 487 | 0.07% | 0.32% | 97 | -81,345 | -75.49% | Q3 2026 | Oct 22, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 26,058 | 478 | 0.04% | 0.02% | 98 | +11,589 | 80.1% | Q3 2026 | Oct 20, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 23,801 | 448 | 0.02% | 0.02% | 99 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Maia Wealth LLC | History | Reduced | 24,068 | 442 | 0.06% | 0.08% | 100 | -3,747 | -13.47% | Q3 2026 | Oct 19, 2026 |
| FIFTH THIRD BANCORP | History | No change | 21,907 | 413 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 21,278 | 391 | 0.01% | 0.01% | 102 | +3,809 | 21.8% | Q3 2026 | Oct 22, 2026 |
| Arkadios Wealth Advisors | History | No change | 19,949 | 376 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 20,044 | 368 | 0.1% | 0.11% | 104 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Summit Financial, LLC | History | No change | 19,184 | 361 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| World Investment Advisors | History | No change | 18,489 | 349 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Stratos Wealth Advisors, LLC | History | No change | 17,766 | 334 | 0.02% | 0.02% | 107 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 17,456 | 329 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| TWO SIGMA SECURITIES, LLC | History | No change | 17,006 | 320 | 0.03% | 0.03% | 109 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 16,232 | 298 | 0.01% | 0.01% | 110 | +1,891 | 13.19% | Q3 2026 | Oct 13, 2026 |
| Essex Bank | History | No change | 15,015 | 275 | 0.05% | 0.06% | 111 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Kovack Advisors, Inc. | History | No change | 14,450 | 272 | 0.01% | 0.01% | 112 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Snowden Capital Advisors LLC | History | No change | 14,150 | 266 | 0.01% | 0.01% | 113 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 14,214 | 261 | 0.07% | 0.05% | 114 | +3,110 | 28.01% | Q3 2026 | Oct 02, 2026 |
| Parallel Advisors, LLC | History | Reduced | 13,516 | 248 | 0.0% | 0.0% | 115 | -3,722 | -21.59% | Q3 2026 | Nov 03, 2026 |
| LEIGH BALDWIN & CO., LLC | History | No change | 13,106 | 247 | 0.13% | 0.13% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sequent Planning LLC | History | No change | 13,049 | 246 | 0.05% | 0.05% | 117 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 13,140 | 241 | 0.01% | 0.03% | 118 | -9,870 | -42.89% | Q3 2026 | Oct 30, 2026 |
| Milestones Private Investment Advisors LLC | History | No change | 12,999 | 238 | 0.19% | 0.2% | 119 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 12,313 | 232 | 0.01% | 0.01% | 120 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Smartleaf Asset Management LLC | History | No change | 12,111 | 228 | 0.01% | 0.01% | 121 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Koshinski Asset Management, Inc. | History | Added to | 12,175 | 223 | 0.01% | 0.01% | 122 | +39 | 0.32% | Q3 2026 | Oct 29, 2026 |
| JPMORGAN CHASE & CO | History | No change | 11,011 | 207 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rossby Financial, LCC | History | No change | 10,907 | 205 | 0.04% | 0.04% | 124 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| TrueWealth Advisors, LLC | History | New | 10,549 | 193 | 0.04% | — | 125 | +10,549 | New | Q3 2026 | Oct 08, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 8,887 | 168 | 0.01% | 0.01% | 126 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Global Retirement Partners, LLC | History | No change | 8,744 | 164 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 7,783 | 146 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| US BANCORP \DE\ | History | No change | 7,734 | 145 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BFC Planning, Inc. | History | No change | 6,907 | 130 | 0.01% | 0.01% | 130 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 6,541 | 123 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NI ACQUISITIONS COMPANY, LLC | History | No change | 6,025 | 113 | 0.05% | 0.05% | 132 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Synergy Investment Management, LLC | History | No change | 5,782 | 109 | 0.03% | 0.03% | 133 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 4,556 | 83 | 0.01% | 0.01% | 134 | -749 | -14.12% | Q3 2026 | Nov 02, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 3,206 | 58 | 0.02% | 0.02% | 135 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Signature Equity Partners, LLC | History | Added to | 3,108 | 57 | 0.02% | 0.0% | 136 | +2,956 | 1944.74% | Q3 2026 | Oct 29, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,871 | 54 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 2,872 | 52 | 0.0% | 0.0% | 138 | +21 | 0.74% | Q3 2026 | Nov 04, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 2,162 | 39 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 1,884 | 35 | 0.03% | 0.03% | 140 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Reduced | 1,782 | 32 | 0.0% | 0.01% | 141 | -1,519 | -46.02% | Q3 2026 | Oct 30, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 1,392 | 25 | 0.02% | 0.02% | 142 | +171 | 14.0% | Q3 2026 | Nov 02, 2026 |
| Raleigh Capital Management Inc. | History | Reduced | 1,164 | 21 | 0.01% | 0.01% | 143 | -417 | -26.38% | Q3 2026 | Oct 28, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Reduced | 924 | 16 | 0.01% | 0.01% | 144 | -324 | -25.96% | Q3 2026 | Nov 04, 2026 |
| Larson Financial Group LLC | History | No change | 800 | 15 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 793 | 14 | 0.01% | — | 147 | +754 | 1933.33% | Q3 2026 | Nov 05, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 744 | 14 | 0.01% | 0.01% | 146 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 429 | 8 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 397 | 7 | 0.0% | 0.0% | 149 | +3 | 0.76% | Q3 2026 | Oct 28, 2026 |
| Darwin Wealth Management, LLC | History | No change | 419 | 7 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 334 | 6 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | Added to | 267 | 4 | 0.0% | 0.0% | 152 | +21 | 8.54% | Q3 2026 | Oct 16, 2026 |
| GAMMA Investing LLC | History | No change | 259 | 4 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 193 | 3 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 19,839 | 2 | 0.0% | 0.0% | 155 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Key Capital Management, INC | History | No change | 148 | 2 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Lloyd Advisory Services, LLC. | History | Reduced | 61 | 1 | 0.0% | 0.01% | 157 | -838 | -93.21% | Q3 2026 | Nov 02, 2026 |
| CX Institutional | History | New | 52 | 1 | 0.0% | — | 158 | +52 | New | Q3 2026 | Oct 02, 2026 |
| BEACON FINANCIAL GROUP | History | Closed out | 0 | 0 | — | 0.06% | — | -35,213 | -100.0% | Q3 2026 | Oct 19, 2026 |
| Providence First Trust Co | History | Closed out | 0 | 0 | — | 0.1% | — | -19,116 | -100.0% | Q3 2026 | Nov 02, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,410 | -100.0% | Q3 2026 | Oct 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,058 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Mascoma Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -772 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Wagner Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -657 | -100.0% | Q3 2026 | Oct 21, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -271 | -100.0% | Q3 2026 | Oct 08, 2026 |
| Moisand Fitzgerald Tamayo, LLC | History | Closed out | 0 | 0 | — | — | — | -47 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Allspring Global Investments Holdings, LLC | History | Reduced | 1 | 0 | — | — | — | -18 | -94.74% | Q3 2026 | Nov 04, 2026 |
| SBI Securities Co., Ltd. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |