FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FSZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Vontobel Holding Ltd. | History | No change | 110,440 | 8,633 | 0.03% | 0.03% | 1 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| SSA SWISS ADVISORS AG | History | No change | 31,325 | 2,448 | 1.59% | 0.96% | 2 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| Climber Capital SA | History | Added to | 26,925 | 1,995 | 1.22% | 0.45% | 3 | +17,980 | 201.01% | Q3 2026 | Oct 20, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 21,514 | 1,681 | 1.01% | 1.07% | 4 | -93 | -0.43% | Q3 2026 | Oct 20, 2026 |
| JANE STREET GROUP, LLC | History | No change | 19,780 | 1,622 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 12,947 | 1,062 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PGIM Custom Harvest LLC | History | No change | 7,826 | 641 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | No change | 7,353 | 603 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Added to | 7,662 | 598 | 0.0% | 0.0% | 9 | +1,481 | 23.96% | Q3 2026 | Nov 06, 2026 |
| SYON CAPITAL LLC | History | No change | 7,108 | 583 | 0.03% | 0.03% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Genesee Capital Advisors, LLC | History | No change | 6,762 | 528 | 0.17% | 0.17% | 11 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 6,431 | 527 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CITADEL ADVISORS LLC | History | No change | 4,823 | 395 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Hyposwiss Advisors SA | History | No change | 4,420 | 345 | 0.33% | 0.34% | 14 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 4,036 | 331 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BFI Infinity Ltd. | History | No change | 3,300 | 258 | 0.12% | 0.08% | 16 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| MTM Investment Management, LLC | History | No change | 1,866 | 145 | 0.04% | 0.04% | 17 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| ROYAL BANK OF CANADA | History | No change | 1,240 | 102 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 1,101 | 86 | 0.0% | 0.0% | 19 | -43 | -3.76% | Q3 2026 | Nov 10, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,012 | 83 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Golden State Wealth Management, LLC | History | No change | 897 | 70 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| JPMORGAN CHASE & CO | History | No change | 115 | 9 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | No change | 80 | 6 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 38 | 3 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |