FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FSZ
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Vontobel Holding Ltd. | History | Added to | 111,158 | 8,902 | 0.03% | 0.03% | 1 | +85 | 0.08% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Reduced | 60,467 | 4,842 | 0.0% | 0.0% | 2 | -38,849 | -39.12% | Q4 2025 | Feb 13, 2026 |
| FLOW TRADERS U.S. LLC | History | Added to | 42,772 | 3,426 | 0.11% | 0.05% | 3 | +26,108 | 156.67% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 33,065 | 2,648 | 0.0% | 0.0% | 4 | -1,187 | -3.47% | Q4 2025 | Feb 12, 2026 |
| SSA SWISS ADVISORS AG | History | Reduced | 24,925 | 1,996 | 0.93% | 0.89% | 5 | -200 | -0.8% | Q4 2025 | Feb 26, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Added to | 21,861 | 1,750 | 1.25% | 1.22% | 6 | +75 | 0.34% | Q4 2025 | Jan 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 8,133 | 651 | 0.0% | 0.0% | 7 | -28,102 | -77.55% | Q4 2025 | Feb 17, 2026 |
| Climber Capital SA | History | New | 8,140 | 651 | 0.42% | — | 8 | +8,140 | New | Q4 2025 | Feb 03, 2026 |
| SYON CAPITAL LLC | History | Reduced | 7,423 | 594 | 0.03% | 0.03% | 9 | -133 | -1.76% | Q4 2025 | Feb 11, 2026 |
| PGIM Custom Harvest LLC | History | Added to | 7,128 | 570 | 0.01% | 0.01% | 10 | +36 | 0.51% | Q4 2025 | Feb 17, 2026 |
| Genesee Capital Advisors, LLC | History | New | 6,892 | 551 | 0.22% | — | 11 | +6,892 | New | Q4 2025 | Jan 16, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 6,534 | 523 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 5,607 | 449 | 0.0% | 0.0% | 13 | -30 | -0.53% | Q4 2025 | Feb 11, 2026 |
| BFI Infinity Ltd. | History | No change | 3,300 | 265 | 0.16% | 0.17% | 14 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Hyposwiss Advisors SA | History | New | 2,920 | 233 | 0.23% | — | 15 | +2,920 | New | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | New | 2,015 | 161 | 0.0% | — | 16 | +2,015 | New | Q4 2025 | Feb 13, 2026 |
| MTM Investment Management, LLC | History | No change | 1,866 | 149 | 0.05% | 0.05% | 17 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 1,012 | 81 | 0.0% | 0.0% | 18 | -1,852 | -64.66% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 959 | 77 | 0.0% | — | 19 | +959 | New | Q4 2025 | Feb 17, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 896 | 71 | 0.01% | 0.01% | 20 | -222 | -19.86% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Reduced | 730 | 58 | 0.0% | 0.0% | 21 | -661 | -47.52% | Q4 2025 | Jan 29, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 594 | 47 | 0.0% | 0.0% | 22 | +479 | 416.52% | Q4 2025 | Feb 11, 2026 |
| US BANCORP \DE\ | History | New | 134 | 10 | 0.0% | — | 23 | +134 | New | Q4 2025 | Jan 30, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 60 | 4 | 0.0% | 0.02% | 24 | -3,327 | -98.23% | Q4 2025 | Feb 13, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.02% | — | -428,728 | -100.0% | Q3 2025 | Nov 12, 2025 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -18,882 | -100.0% | Q3 2025 | Nov 14, 2025 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,666 | -100.0% | Q3 2025 | Nov 14, 2025 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,952 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -769 | -100.0% | Q3 2025 | Nov 18, 2025 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -74 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ASSETMARK, INC | History | New | 12 | 0 | — | — | — | +12 | New | Q4 2025 | Jan 23, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 14, 2025 |