FRANKLIN UNIVERSAL TRUST - FT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BFC Planning, Inc. | History | No change | 690,391 | 5,568 | 0.23% | 0.23% | 1 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| MORGAN STANLEY | History | No change | 427,755 | 3,449 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Reduced | 453,901 | 3,195 | 0.0% | 0.0% | 3 | -59,955 | -11.67% | Q3 2026 | Nov 06, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 311,586 | 3,135 | 0.05% | 0.09% | 4 | -403,215 | -56.41% | Q3 2026 | Nov 10, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 409,966 | 2,886 | 0.0% | 0.0% | 5 | +29,756 | 7.83% | Q3 2026 | Nov 12, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 325,409 | 2,290 | 0.12% | 0.14% | 6 | -551 | -0.17% | Q3 2026 | Oct 29, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 271,204 | 1,909 | 0.0% | 0.0% | 7 | +9,129 | 3.48% | Q3 2026 | Nov 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 247,524 | 1,742 | 0.0% | 0.0% | 8 | +44 | 0.02% | Q3 2026 | Nov 02, 2026 |
| Uncommon Cents Investing Inc | History | Added to | 192,300 | 1,353 | 0.3% | 0.34% | 9 | +333 | 0.17% | Q3 2026 | Oct 20, 2026 |
| UBS Group AG | History | Added to | 137,776 | 969 | 0.0% | 0.0% | 10 | +12,770 | 10.22% | Q3 2026 | Nov 10, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 107,915 | 870 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 120,056 | 845 | 0.01% | 0.0% | 12 | +103,493 | 624.84% | Q3 2026 | Nov 02, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 103,790 | 837 | 0.05% | 0.05% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 101,304 | 817 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Westchester Capital Management, LLC | History | No change | 102,032 | 718 | 0.03% | 0.04% | 15 | 0 | 0.0% | Q3 2026 | Nov 12, 2026 |
| Pathstone Holdings, LLC | History | No change | 84,666 | 682 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 88,851 | 625 | 0.0% | 0.0% | 17 | -24,785 | -21.81% | Q3 2026 | Nov 12, 2026 |
| Cetera Investment Advisers | History | No change | 72,470 | 584 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Shaker Financial Services, LLC | History | Added to | 60,281 | 424 | 0.14% | 0.06% | 19 | +35,411 | 142.38% | Q3 2026 | Oct 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 51,665 | 363 | 0.0% | 0.0% | 20 | -64 | -0.12% | Q3 2026 | Nov 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 49,931 | 351 | 0.01% | 0.01% | 21 | -1,565 | -3.04% | Q3 2026 | Nov 09, 2026 |
| X ADVISORS, LLC | History | No change | 25,493 | 206 | 0.55% | 0.55% | 22 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Focus Partners Wealth | History | Reduced | 26,757 | 188 | 0.0% | 0.0% | 23 | -15,880 | -37.24% | Q3 2026 | Nov 12, 2026 |
| Clear Creek Financial Management, LLC | History | Reduced | 26,794 | 188 | 0.01% | 0.02% | 24 | -2,661 | -9.03% | Q3 2026 | Oct 28, 2026 |
| True North Advisors, LLC | History | New | 24,967 | 175 | 0.01% | — | 25 | +24,967 | New | Q3 2026 | Oct 22, 2026 |
| HORAN Wealth, LLC | History | New | 24,967 | 175 | 0.02% | — | 26 | +24,967 | New | Q3 2026 | Nov 12, 2026 |
| Equitable Holdings, Inc. | History | No change | 20,000 | 161 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| CITADEL ADVISORS LLC | History | No change | 19,834 | 159 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | No change | 22,029 | 155 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | No change | 22,088 | 155 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Invesco Ltd. | History | Reduced | 21,798 | 153 | 0.0% | 0.0% | 31 | -2,005 | -8.42% | Q3 2026 | Nov 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 18,085 | 146 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 20,126 | 142 | 0.0% | — | 34 | +20,126 | New | Q3 2026 | Nov 02, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 17,641 | 142 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 19,830 | 139 | 0.0% | 0.01% | 35 | -2,908 | -12.79% | Q3 2026 | Oct 08, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 16,700 | 134 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Manske Wealth Management | History | No change | 17,932 | 126 | 0.03% | 0.04% | 37 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 15,126 | 121 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| &PARTNERS | History | No change | 14,657 | 118 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 12,816 | 103 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PFG Investments, LLC | History | Added to | 13,968 | 98 | 0.0% | 0.0% | 41 | +1,677 | 13.64% | Q3 2026 | Nov 12, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 13,293 | 93 | 0.01% | 0.0% | 42 | +944 | 7.64% | Q3 2026 | Nov 03, 2026 |
| OPPENHEIMER & CO INC | History | No change | 11,795 | 83 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| XTX Topco Ltd | History | No change | 10,327 | 83 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PMG Family Office LLC | History | No change | 11,552 | 81 | 0.07% | 0.09% | 45 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Bridgewealth Advisory Group, LLC | History | No change | 11,173 | 78 | 0.01% | 0.02% | 46 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| MB, LEVIS & ASSOCIATES, LLC | History | No change | 10,269 | 72 | 0.03% | 0.03% | 47 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Clear Street Group Inc. | History | No change | 7,252 | 58 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 4,940 | 34 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 3,900 | 27 | 0.0% | 0.0% | 50 | -6,440 | -62.28% | Q3 2026 | Nov 09, 2026 |
| Noble Wealth Management PBC | History | No change | 3,800 | 26 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,202 | 22 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Colonial Trust Co / SC | History | No change | 3,163 | 22 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| Root Financial Partners, LLC | History | New | 1,766 | 12 | 0.0% | — | 54 | +1,766 | New | Q3 2026 | Oct 21, 2026 |
| MATHER GROUP, LLC. | History | No change | 1,534 | 10 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 1,383 | 9 | 0.0% | — | 56 | +1,383 | New | Q3 2026 | Oct 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 500 | 4 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 400 | 2 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -75,903 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Kingsbury Capital Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -10,734 | -100.0% | Q3 2026 | Oct 20, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,051 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,181 | -100.0% | Q3 2026 | Nov 05, 2026 |
| JFS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -47 | -100.0% | Q3 2026 | Nov 03, 2026 |