SPROTT FOCUS TRUST INC. - FUND
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SPROTT INC. | History | Added to | 15,450,730 | 134,112 | 4.53% | 4.42% | 1 | +231,672 | 1.52% | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | New | 695,626 | 6,038 | 0.0% | — | 2 | +695,626 | New | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 525,819 | 4,564 | 0.0% | 0.0% | 3 | +82,782 | 18.69% | Q4 2025 | Feb 11, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 465,917 | 4,044 | 1.28% | 1.35% | 4 | -8,447 | -1.78% | Q4 2025 | Jan 26, 2026 |
| MORGAN STANLEY | History | Added to | 285,138 | 2,475 | 0.0% | 0.0% | 5 | +4,576 | 1.63% | Q4 2025 | Feb 13, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 250,275 | 2,172 | 0.03% | 0.02% | 6 | -36,846 | -12.83% | Q4 2025 | Feb 13, 2026 |
| Essex Financial Services, Inc. | History | Reduced | 217,592 | 1,888 | 0.11% | 0.11% | 7 | -855 | -0.39% | Q4 2025 | Feb 10, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 200,923 | 1,744 | 0.26% | 0.22% | 8 | +26,058 | 14.9% | Q4 2025 | Feb 09, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 150,916 | 1,309 | 0.08% | — | 9 | +150,916 | New | Q4 2025 | Feb 17, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 138,901 | 1,205 | 0.06% | 0.07% | 10 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| 1607 Capital Partners, LLC | History | Reduced | 133,133 | 1,155 | 0.08% | 0.09% | 11 | -4,235 | -3.08% | Q4 2025 | Feb 17, 2026 |
| AQR Arbitrage LLC | History | Reduced | 124,515 | 1,080 | 0.02% | 0.03% | 12 | -15,546 | -11.1% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 105,640 | 916 | 0.0% | 0.0% | 13 | +7,051 | 7.15% | Q4 2025 | Feb 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 85,417 | 741 | 0.0% | 0.0% | 14 | +1,309 | 1.56% | Q4 2025 | Feb 17, 2026 |
| SAPIENT CAPITAL LLC | History | Added to | 80,823 | 704 | 0.01% | 0.01% | 15 | +1,636 | 2.07% | Q4 2025 | Feb 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 46,888 | 406 | 0.0% | 0.0% | 16 | +1,395 | 3.07% | Q4 2025 | Feb 18, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 43,160 | 374 | 0.0% | 0.0% | 17 | +260 | 0.61% | Q4 2025 | Feb 17, 2026 |
| Hara Capital LLC | History | Reduced | 32,889 | 285 | 0.16% | 0.22% | 18 | -11,744 | -26.31% | Q4 2025 | Jan 15, 2026 |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | History | No change | 29,114 | 252 | 0.03% | 0.03% | 19 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 26,083 | 226 | 0.01% | 0.01% | 20 | +579 | 2.27% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 23,533 | 204 | 0.0% | 0.0% | 21 | +1,963 | 9.1% | Q4 2025 | Feb 17, 2026 |
| CoreCap Advisors, LLC | History | Added to | 22,357 | 194 | 0.01% | 0.01% | 22 | +486 | 2.22% | Q4 2025 | Jan 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 19,567 | 169 | 0.0% | 0.0% | 23 | +421 | 2.2% | Q4 2025 | Feb 10, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 18,113 | 157 | 0.0% | 0.0% | 24 | +393 | 2.22% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 12,780 | 110 | 0.0% | 0.0% | 25 | -107,806 | -89.4% | Q4 2025 | Jan 29, 2026 |
| Waverly Advisors, LLC | History | Added to | 11,034 | 95 | 0.0% | 0.0% | 26 | +238 | 2.2% | Q4 2025 | Feb 17, 2026 |
| Mraz, Amerine & Associates, Inc. | History | No change | 10,718 | 93 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Advocate Investing Services LLC | History | New | 7,066 | 61 | 0.05% | — | 28 | +7,066 | New | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | New | 4,665 | 40 | 0.0% | — | 29 | +4,665 | New | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 1,588 | 13 | 0.0% | 0.0% | 30 | +34 | 2.19% | Q4 2025 | Feb 12, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,561 | -100.0% | Q3 2025 | Nov 07, 2025 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,025 | -100.0% | Q3 2025 | Oct 28, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -792 | -100.0% | Q3 2025 | Nov 06, 2025 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -23 | -100.0% | Q3 2025 | Nov 17, 2025 |
| EverSource Wealth Advisors, LLC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |