SPROTT FOCUS TRUST INC. - FUND
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SPROTT INC. | History | Added to | 15,536,886 | 148,304 | 4.31% | 4.53% | 1 | +86,156 | 0.56% | Q1 2026 | May 08, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 802,431 | 7,655 | 0.0% | 0.0% | 2 | +106,805 | 15.35% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 538,130 | 5,133 | 0.0% | 0.0% | 3 | +12,311 | 2.34% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Reduced | 249,584 | 2,381 | 0.0% | 0.0% | 4 | -35,554 | -12.47% | Q1 2026 | May 15, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 233,151 | 2,224 | 0.02% | 0.03% | 5 | -17,124 | -6.84% | Q1 2026 | May 15, 2026 |
| Essex Financial Services, Inc. | History | Added to | 218,586 | 2,085 | 0.12% | 0.11% | 6 | +994 | 0.46% | Q1 2026 | Apr 24, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 215,580 | 2,056 | 0.3% | 0.26% | 7 | +14,657 | 7.29% | Q1 2026 | May 11, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 203,208 | 1,938 | 0.68% | 1.28% | 8 | -262,709 | -56.39% | Q1 2026 | May 12, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 153,133 | 1,460 | 0.11% | 0.08% | 9 | +20,000 | 15.02% | Q1 2026 | May 15, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 150,644 | 1,437 | 0.08% | 0.08% | 10 | -272 | -0.18% | Q1 2026 | Apr 16, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 138,901 | 1,325 | 0.07% | 0.06% | 11 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 108,425 | 1,034 | 0.0% | 0.0% | 12 | +2,785 | 2.64% | Q1 2026 | May 11, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 86,072 | 821 | 0.0% | 0.0% | 13 | +655 | 0.77% | Q1 2026 | May 14, 2026 |
| SAPIENT CAPITAL LLC | History | Added to | 82,018 | 782 | 0.01% | 0.01% | 14 | +1,195 | 1.48% | Q1 2026 | Apr 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 50,158 | 478 | 0.0% | 0.0% | 15 | +3,270 | 6.97% | Q1 2026 | May 14, 2026 |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | History | No change | 29,114 | 277 | 0.03% | 0.03% | 16 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 28,553 | 272 | 0.0% | 0.0% | 17 | -14,607 | -33.84% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 26,541 | 253 | 0.0% | 0.0% | 18 | +3,008 | 12.78% | Q1 2026 | May 15, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 26,616 | 253 | 0.01% | 0.01% | 19 | +533 | 2.04% | Q1 2026 | May 14, 2026 |
| CoreCap Advisors, LLC | History | Added to | 22,690 | 216 | 0.01% | 0.01% | 20 | +333 | 1.49% | Q1 2026 | Apr 07, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 19,856 | 189 | 0.0% | 0.0% | 21 | +289 | 1.48% | Q1 2026 | May 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 18,245 | 174 | 0.0% | 0.0% | 22 | +132 | 0.73% | Q1 2026 | May 15, 2026 |
| Waverly Advisors, LLC | History | Added to | 11,197 | 106 | 0.0% | 0.0% | 23 | +163 | 1.48% | Q1 2026 | May 15, 2026 |
| Hara Capital LLC | History | Reduced | 10,790 | 102 | 0.05% | 0.16% | 25 | -22,099 | -67.19% | Q1 2026 | May 14, 2026 |
| Mraz, Amerine & Associates, Inc. | History | No change | 10,718 | 102 | 0.02% | 0.01% | 24 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Advocate Investing Services LLC | History | Added to | 7,171 | 68 | 0.06% | 0.05% | 26 | +105 | 1.49% | Q1 2026 | Apr 22, 2026 |
| UBS Group AG | History | Reduced | 4,421 | 42 | 0.0% | 0.0% | 27 | -8,359 | -65.41% | Q1 2026 | May 05, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 3,128 | 29 | 0.0% | — | 28 | +3,128 | New | Q1 2026 | May 04, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 1,611 | 15 | 0.0% | 0.0% | 29 | +23 | 1.45% | Q1 2026 | May 08, 2026 |
| AQR Arbitrage LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -124,515 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,665 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Blue Trust, Inc. | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 20, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |