FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FYT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 219,604 | 13,569 | 0.0% | 0.0% | 1 | +1,467 | 0.67% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Reduced | 204,279 | 12,622 | 0.0% | 0.0% | 2 | -18,308 | -8.23% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 194,464 | 12,016 | 0.03% | 0.0% | 3 | +177,385 | 1038.61% | Q1 2026 | Apr 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 171,783 | 10,614 | 0.0% | 0.0% | 4 | -11,217 | -6.13% | Q1 2026 | May 11, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 122,605 | 7,576 | 1.42% | 1.41% | 5 | +59,926 | 95.61% | Q1 2026 | Apr 29, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 121,478 | 7,506 | 0.1% | 0.11% | 6 | -8,462 | -6.51% | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 108,325 | 6,693 | 0.0% | 0.0% | 7 | +59,477 | 121.76% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 101,235 | 6,255 | 0.0% | 0.0% | 8 | -5,324 | -5.0% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 60,279 | 3,724 | 0.0% | 0.0% | 9 | +4,268 | 7.62% | Q1 2026 | May 13, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 47,752 | 2,950 | 0.0% | 0.0% | 10 | -370 | -0.77% | Q1 2026 | Apr 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 43,421 | 2,683 | 0.0% | 0.0% | 11 | -70 | -0.16% | Q1 2026 | May 04, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 35,382 | 2,186 | 0.0% | 0.0% | 12 | +4,111 | 13.15% | Q1 2026 | Apr 27, 2026 |
| UBS Group AG | History | Reduced | 34,634 | 2,140 | 0.0% | 0.0% | 13 | -787 | -2.22% | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 33,520 | 2,071 | 0.01% | 0.01% | 14 | +1,240 | 3.84% | Q1 2026 | Apr 30, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 24,628 | 1,521 | 0.06% | 0.08% | 15 | +12,487 | 102.85% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 20,157 | 1,245 | 0.0% | 0.0% | 16 | +15,341 | 318.54% | Q1 2026 | May 15, 2026 |
| NWAM LLC | History | New | 20,089 | 1,241 | 0.07% | — | 17 | +20,089 | New | Q1 2026 | May 04, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 15,475 | 956 | 0.0% | — | 18 | +15,475 | New | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 13,290 | 821 | 0.0% | 0.0% | 19 | -608 | -4.37% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 12,239 | 756 | 0.0% | 0.0% | 20 | +1,793 | 17.16% | Q1 2026 | May 12, 2026 |
| Pinnacle Bancorp, Inc. | History | Reduced | 12,213 | 754 | 0.22% | 0.22% | 21 | -1,200 | -8.95% | Q1 2026 | Apr 22, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 8,776 | 584 | 0.01% | 0.01% | 22 | +10 | 0.11% | Q1 2026 | May 04, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 9,068 | 560 | 0.0% | 0.0% | 23 | +47 | 0.52% | Q1 2026 | May 15, 2026 |
| TCFG Investment Advisors, LLC | History | New | 9,025 | 557 | 0.21% | — | 25 | +9,025 | New | Q1 2026 | May 05, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Added to | 9,025 | 557 | 0.21% | 0.2% | 24 | +16 | 0.18% | Q1 2026 | Apr 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 7,625 | 471 | 0.0% | 0.0% | 26 | +1,909 | 33.4% | Q1 2026 | May 04, 2026 |
| Baird Financial Group, Inc. | History | New | 6,664 | 411 | 0.0% | — | 27 | +6,664 | New | Q1 2026 | May 14, 2026 |
| Private Advisor Group, LLC | History | Reduced | 6,585 | 406 | 0.0% | 0.0% | 28 | -164 | -2.43% | Q1 2026 | Apr 24, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 6,333 | 387 | 0.0% | 0.0% | 29 | +238 | 3.9% | Q1 2026 | May 15, 2026 |
| Waverly Advisors, LLC | History | Added to | 6,239 | 385 | 0.0% | 0.0% | 30 | +35 | 0.56% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 5,993 | 365 | 0.0% | 0.0% | 31 | +2,872 | 92.02% | Q1 2026 | May 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 5,450 | 338 | 0.0% | 0.0% | 32 | -2,130 | -28.1% | Q1 2026 | Apr 08, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 5,238 | 323 | 0.0% | 0.01% | 33 | -241 | -4.4% | Q1 2026 | May 15, 2026 |
| Advisory Alpha, LLC | History | Added to | 4,991 | 308 | 0.01% | 0.01% | 34 | +16 | 0.32% | Q1 2026 | May 14, 2026 |
| Advisory Advocates, LLC | History | Added to | 4,703 | 290 | 0.3% | 0.26% | 35 | +1 | 0.02% | Q1 2026 | May 05, 2026 |
| Medallion Wealth Advisors, LLC | History | Reduced | 4,684 | 289 | 0.09% | 0.1% | 36 | -462 | -8.98% | Q1 2026 | Apr 24, 2026 |
| Prasad Wealth Partners, LLC | History | Reduced | 4,365 | 269 | 0.07% | 0.07% | 37 | -156 | -3.45% | Q1 2026 | Apr 27, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 3,734 | 231 | 0.0% | 0.0% | 38 | +196 | 5.54% | Q1 2026 | Apr 22, 2026 |
| NORTHWEST WEALTH MANAGEMENT, LLC | History | No change | 3,657 | 225 | 0.03% | 0.03% | 39 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 3,657 | 225 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 3,591 | 221 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Corient Private Wealth LLC | History | No change | 3,565 | 220 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 3,382 | 209 | 0.04% | 0.04% | 43 | +11 | 0.33% | Q1 2026 | Apr 24, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Reduced | 3,275 | 202 | 0.0% | 0.01% | 44 | -3,169 | -49.18% | Q1 2026 | Apr 15, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 3,100 | 191 | 0.02% | 0.02% | 45 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Founders Financial Alliance, LLC | History | New | 2,867 | 177 | 0.03% | — | 46 | +2,867 | New | Q1 2026 | May 11, 2026 |
| Capital Analysts, LLC | History | No change | 1,968 | 122 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 1,477 | 91 | 0.01% | 0.01% | 48 | -31 | -2.06% | Q1 2026 | Apr 13, 2026 |
| GAMMA Investing LLC | History | No change | 1,259 | 77 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 1,194 | 73 | 0.0% | 0.05% | 50 | -32,429 | -96.45% | Q1 2026 | May 15, 2026 |
| Accordant Advisory Group Inc | History | No change | 1,000 | 61 | 0.04% | 0.04% | 51 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Western Wealth Management, LLC | History | New | 964 | 59 | 0.0% | — | 52 | +964 | New | Q1 2026 | May 19, 2026 |
| FMR LLC | History | Added to | 867 | 53 | 0.0% | 0.0% | 53 | +500 | 136.24% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 817 | 50 | 0.0% | 0.0% | 54 | +3 | 0.37% | Q1 2026 | May 14, 2026 |
| Sound Income Strategies, LLC | History | No change | 722 | 44 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| MTM Investment Management, LLC | History | No change | 605 | 37 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 494 | 30 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Sunbelt Securities, Inc. | History | No change | 250 | 15 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 206 | 12 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 189 | 11 | 0.0% | — | 61 | +189 | New | Q1 2026 | May 13, 2026 |
| NBC SECURITIES, INC. | History | No change | 187 | 11 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| US BANCORP \DE\ | History | Reduced | 140 | 8 | 0.0% | 0.0% | 62 | -31,133 | -99.55% | Q1 2026 | May 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 148 | 8 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| IFP Advisors, Inc | History | No change | 59 | 3 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Spire Wealth Management | History | Reduced | 39 | 2 | 0.0% | 0.0% | 65 | -38 | -49.35% | Q1 2026 | Apr 22, 2026 |
| Blueprint Investment Partners LLC | History | Closed out | 0 | 0 | — | 1.4% | — | -230,423 | -100.0% | Q1 2026 | May 15, 2026 |
| Blueprint Financial Advisors LLC | History | Closed out | 0 | 0 | — | 1.99% | — | -230,423 | -100.0% | Q1 2026 | May 11, 2026 |
| Belpointe Asset Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -14,362 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Cranbrook Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,820 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 12 | 0 | — | — | — | +12 | New | Q1 2026 | Apr 21, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |