FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FYT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 260,096 | 18,158 | 0.0% | 0.0% | 1 | +40,492 | 18.44% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | Reduced | 185,118 | 12,923 | 0.0% | 0.0% | 2 | -19,161 | -9.38% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 178,000 | 12,426 | 0.0% | 0.0% | 3 | +6,217 | 3.62% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 126,963 | 8,864 | 0.0% | 0.0% | 4 | +25,728 | 25.41% | Q2 2026 | Aug 14, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 122,159 | 8,528 | 0.1% | 0.1% | 5 | +681 | 0.56% | Q2 2026 | Aug 18, 2026 |
| Proactive Wealth Strategies LLC | History | Reduced | 119,349 | 8,332 | 1.34% | 1.42% | 6 | -3,256 | -2.66% | Q2 2026 | Aug 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 100,999 | 7,051 | 0.0% | 0.0% | 7 | -7,326 | -6.76% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Added to | 68,397 | 4,775 | 0.0% | 0.0% | 8 | +8,118 | 13.47% | Q2 2026 | Aug 12, 2026 |
| ROMAN BUTLER FULLERTON & CO | History | New | 47,850 | 3,358 | 0.8% | — | 9 | +47,850 | New | Q2 2026 | Aug 06, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 46,570 | 3,251 | 0.0% | 0.0% | 10 | -1,182 | -2.48% | Q2 2026 | Jul 28, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 40,400 | 2,820 | 0.0% | 0.0% | 11 | +5,018 | 14.18% | Q2 2026 | Jul 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 40,028 | 2,794 | 0.0% | 0.0% | 12 | -3,393 | -7.81% | Q2 2026 | Aug 03, 2026 |
| UBS Group AG | History | Reduced | 34,123 | 2,382 | 0.0% | 0.0% | 13 | -511 | -1.48% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 29,611 | 2,067 | 0.0% | 0.0% | 14 | +20,543 | 226.54% | Q2 2026 | Aug 14, 2026 |
| NWAM LLC | History | Added to | 20,098 | 1,403 | 0.07% | 0.07% | 15 | +9 | 0.04% | Q2 2026 | Jul 23, 2026 |
| IFG Advisory, LLC | History | New | 19,854 | 1,386 | 0.05% | — | 16 | +19,854 | New | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | New | 16,678 | 1,164 | 0.0% | — | 17 | +16,678 | New | Q2 2026 | Sep 02, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 15,714 | 1,097 | 0.0% | 0.01% | 18 | -17,806 | -53.12% | Q2 2026 | Jul 28, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 14,508 | 1,013 | 0.0% | 0.0% | 19 | +1,218 | 9.16% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 14,500 | 1,012 | 0.0% | 0.0% | 20 | -975 | -6.3% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 14,293 | 998 | 0.0% | 0.03% | 21 | -180,171 | -92.65% | Q2 2026 | Jul 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 12,558 | 876 | 0.0% | 0.0% | 22 | -7,599 | -37.7% | Q2 2026 | Aug 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 12,412 | 869 | 0.0% | 0.0% | 23 | +6,079 | 95.99% | Q2 2026 | Aug 14, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 12,397 | 865 | 0.05% | 0.06% | 24 | -12,231 | -49.66% | Q2 2026 | Aug 04, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 12,213 | 852 | 0.22% | 0.22% | 25 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 9,614 | 671 | 0.0% | 0.0% | 26 | -2,625 | -21.45% | Q2 2026 | Aug 12, 2026 |
| TCFG Investment Advisors, LLC | History | No change | 9,025 | 630 | 0.21% | 0.21% | 27 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 8,678 | 612 | 0.01% | 0.01% | 28 | -98 | -1.12% | Q2 2026 | Jul 29, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 8,425 | 588 | 0.0% | 0.0% | 29 | +800 | 10.49% | Q2 2026 | Aug 07, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | No change | 9,025 | 557 | 0.21% | 0.21% | 30 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Baird Financial Group, Inc. | History | Added to | 7,164 | 500 | 0.0% | 0.0% | 31 | +500 | 7.5% | Q2 2026 | Aug 12, 2026 |
| Private Advisor Group, LLC | History | Reduced | 6,522 | 455 | 0.0% | 0.0% | 32 | -63 | -0.96% | Q2 2026 | Jul 27, 2026 |
| Waverly Advisors, LLC | History | Reduced | 6,113 | 426 | 0.0% | 0.0% | 33 | -126 | -2.02% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 5,496 | 383 | 0.0% | 0.0% | 34 | +46 | 0.84% | Q2 2026 | Jul 15, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 5,280 | 368 | 0.0% | 0.0% | 35 | -713 | -11.9% | Q2 2026 | Aug 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 5,260 | 367 | 0.01% | 0.0% | 36 | +4,066 | 340.54% | Q2 2026 | Aug 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 5,093 | 355 | 0.0% | 0.0% | 37 | -145 | -2.77% | Q2 2026 | Aug 12, 2026 |
| Advisory Alpha, LLC | History | Added to | 5,013 | 349 | 0.01% | 0.01% | 38 | +22 | 0.44% | Q2 2026 | Aug 11, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | New | 4,856 | 339 | 0.02% | — | 39 | +4,856 | New | Q2 2026 | Jul 20, 2026 |
| Advisory Advocates, LLC | History | Added to | 4,704 | 328 | 0.28% | 0.3% | 40 | +1 | 0.02% | Q2 2026 | Aug 10, 2026 |
| &PARTNERS | History | New | 4,624 | 310 | 0.0% | — | 41 | +4,624 | New | Q2 2026 | Aug 14, 2026 |
| Medallion Wealth Advisors, LLC | History | Reduced | 4,387 | 306 | 0.1% | 0.09% | 42 | -297 | -6.34% | Q2 2026 | Aug 14, 2026 |
| Prasad Wealth Partners, LLC | History | Added to | 4,382 | 305 | 0.07% | 0.07% | 43 | +17 | 0.39% | Q2 2026 | Jul 29, 2026 |
| NORTHWEST WEALTH MANAGEMENT, LLC | History | No change | 3,657 | 255 | 0.03% | 0.03% | 44 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 3,657 | 255 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 3,591 | 250 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Corient Private Wealth LP | History | No change | 3,565 | 248 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 3,537 | 247 | 0.0% | 0.0% | 48 | -197 | -5.28% | Q2 2026 | Aug 05, 2026 |
| Belpointe Asset Management LLC | History | New | 3,388 | 236 | 0.01% | — | 49 | +3,388 | New | Q2 2026 | Jul 31, 2026 |
| Warner Group LLC | History | New | 3,360 | 234 | 0.06% | — | 50 | +3,360 | New | Q2 2026 | Jul 27, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 3,318 | 232 | 0.01% | — | 51 | +3,318 | New | Q2 2026 | Aug 14, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 3,278 | 228 | 0.04% | 0.04% | 52 | -104 | -3.08% | Q2 2026 | Jul 24, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 3,100 | 216 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Koshinski Asset Management, Inc. | History | New | 3,055 | 213 | 0.01% | — | 54 | +3,055 | New | Q2 2026 | Jul 27, 2026 |
| D.A. DAVIDSON & CO. | History | New | 2,979 | 207 | 0.0% | — | 55 | +2,979 | New | Q2 2026 | Jul 24, 2026 |
| Prospera Financial Services Inc | History | New | 2,908 | 203 | 0.0% | — | 56 | +2,908 | New | Q2 2026 | Jul 15, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 2,879 | 201 | 0.03% | 0.03% | 57 | +12 | 0.42% | Q2 2026 | Aug 04, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 1,287 | 89 | 0.0% | 0.01% | 58 | -190 | -12.86% | Q2 2026 | Jul 28, 2026 |
| Capital Analysts, LLC | History | Reduced | 1,265 | 88 | 0.0% | 0.0% | 59 | -703 | -35.72% | Q2 2026 | Aug 05, 2026 |
| GAMMA Investing LLC | History | No change | 1,259 | 87 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Accordant Advisory Group Inc | History | No change | 1,000 | 69 | 0.05% | 0.04% | 61 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| FMR LLC | History | No change | 867 | 60 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 819 | 57 | 0.0% | 0.0% | 63 | +2 | 0.24% | Q2 2026 | Aug 13, 2026 |
| MTM Investment Management, LLC | History | No change | 605 | 42 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| FIFTH THIRD BANCORP | History | New | 520 | 36 | 0.0% | — | 65 | +520 | New | Q2 2026 | Aug 05, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 494 | 34 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | New | 416 | 28 | 0.0% | — | 67 | +416 | New | Q2 2026 | Aug 13, 2026 |
| Sunbelt Securities, Inc. | History | No change | 250 | 15 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 207 | 14 | 0.0% | 0.0% | 69 | +1 | 0.49% | Q2 2026 | Aug 07, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 187 | 13 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Regatta Research & Money Management | History | New | 183 | 12 | 0.01% | — | 71 | +183 | New | Q2 2026 | Aug 11, 2026 |
| Global Retirement Partners, LLC | History | New | 170 | 11 | 0.0% | — | 72 | +170 | New | Q2 2026 | Aug 06, 2026 |
| Spire Wealth Management | History | No change | 39 | 2 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| NewEdge Advisors, LLC | History | New | 15 | 1 | 0.0% | — | 74 | +15 | New | Q2 2026 | Aug 12, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,275 | -100.0% | Q2 2026 | Jul 14, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -722 | -100.0% | Q2 2026 | Jul 20, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -189 | -100.0% | Q2 2026 | Aug 12, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -140 | -100.0% | Q2 2026 | Aug 12, 2026 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -59 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Merkkuri Wealth Advisors LLC | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Hilton Head Capital Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |