FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FYT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 16 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Blueprint Investment Partners LLC | History | Added to | 230,423 | 13,061 | 1.4% | 1.38% | 1 | +54,222 | 30.77% | Q4 2025 | Feb 17, 2026 |
| Blueprint Financial Advisors LLC | History | Added to | 230,423 | 13,061 | 1.99% | 2.13% | 2 | +54,222 | 30.77% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Added to | 222,587 | 12,617 | 0.0% | 0.0% | 3 | +62,534 | 39.07% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 218,137 | 12,365 | 0.0% | 0.0% | 4 | +6,976 | 3.3% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 183,000 | 10,373 | 0.0% | 0.0% | 5 | +2,635 | 1.46% | Q4 2025 | Feb 13, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 129,940 | 7,365 | 0.11% | 0.08% | 6 | +36,329 | 38.81% | Q4 2025 | Feb 09, 2026 |
| ROYAL BANK OF CANADA | History | New | 106,559 | 6,040 | 0.0% | — | 7 | +106,559 | New | Q4 2025 | Feb 17, 2026 |
| Proactive Wealth Strategies LLC | History | Reduced | 62,679 | 3,552 | 1.41% | 1.58% | 8 | -3,067 | -4.66% | Q4 2025 | Feb 05, 2026 |
| Cetera Investment Advisers | History | Added to | 56,011 | 3,175 | 0.0% | 0.0% | 9 | +5,618 | 11.15% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 48,848 | 2,768 | 0.0% | 0.0% | 10 | -1,750 | -3.46% | Q4 2025 | Feb 18, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 48,122 | 2,727 | 0.0% | 0.0% | 11 | +3,058 | 6.79% | Q4 2025 | Feb 02, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 43,491 | 2,465 | 0.0% | 0.0% | 12 | -2,599 | -5.64% | Q4 2025 | Feb 10, 2026 |
| UBS Group AG | History | Reduced | 35,421 | 2,007 | 0.0% | 0.0% | 13 | -2,819 | -7.37% | Q4 2025 | Jan 29, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 33,623 | 1,905 | 0.05% | 0.0% | 14 | +32,296 | 2433.76% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 32,280 | 1,829 | 0.01% | 0.01% | 15 | -48 | -0.15% | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | Added to | 31,273 | 1,776 | 0.0% | 0.0% | 16 | +824 | 2.71% | Q4 2025 | Jan 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 31,271 | 1,772 | 0.0% | 0.0% | 17 | +1,162 | 3.86% | Q4 2025 | Feb 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 17,079 | 968 | 0.0% | 0.0% | 18 | -284 | -1.64% | Q4 2025 | Feb 05, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 14,362 | 814 | 0.03% | 0.03% | 19 | -84 | -0.58% | Q4 2025 | Jan 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 13,898 | 788 | 0.0% | 0.0% | 20 | -1,446 | -9.42% | Q4 2025 | Feb 17, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 13,413 | 760 | 0.22% | 0.22% | 21 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 12,141 | 688 | 0.08% | 0.09% | 22 | +115 | 0.96% | Q4 2025 | Feb 11, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 10,446 | 592 | 0.0% | 0.0% | 23 | -4 | -0.04% | Q4 2025 | Feb 13, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 8,766 | 531 | 0.01% | 0.01% | 24 | +76 | 0.87% | Q4 2025 | Jan 28, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 9,021 | 511 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q4 2025 | Mar 25, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | No change | 9,009 | 510 | 0.2% | 0.2% | 26 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 7,580 | 445 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Private Advisor Group, LLC | History | Reduced | 6,749 | 382 | 0.0% | 0.0% | 28 | -4,569 | -40.37% | Q4 2025 | Feb 17, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Reduced | 6,444 | 365 | 0.01% | 0.01% | 29 | -2,055 | -24.18% | Q4 2025 | Feb 06, 2026 |
| Waverly Advisors, LLC | History | Reduced | 6,204 | 351 | 0.0% | 0.0% | 30 | -10 | -0.16% | Q4 2025 | Feb 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 6,095 | 345 | 0.0% | 0.0% | 31 | -101 | -1.63% | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 5,716 | 324 | 0.0% | 0.0% | 32 | +1,182 | 26.07% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 5,479 | 310 | 0.01% | 0.01% | 33 | -806 | -12.82% | Q4 2025 | Feb 09, 2026 |
| Medallion Wealth Advisors, LLC | History | Added to | 5,146 | 291 | 0.1% | 0.1% | 34 | +66 | 1.3% | Q4 2025 | Apr 24, 2026 |
| Advisory Alpha, LLC | History | New | 4,975 | 282 | 0.01% | — | 35 | +4,975 | New | Q4 2025 | Feb 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 4,816 | 272 | 0.0% | 0.0% | 36 | +547 | 12.81% | Q4 2025 | Feb 17, 2026 |
| Prasad Wealth Partners, LLC | History | Reduced | 4,521 | 256 | 0.07% | 0.07% | 37 | -216 | -4.56% | Q4 2025 | Jan 27, 2026 |
| Focus Partners Advisor Solutions, LLC | History | New | 3,657 | 207 | 0.0% | — | 39 | +3,657 | New | Q4 2025 | Feb 11, 2026 |
| NORTHWEST WEALTH MANAGEMENT, LLC | History | No change | 3,657 | 207 | 0.03% | 0.03% | 38 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 3,591 | 203 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Corient Private Wealth LLC | History | New | 3,565 | 202 | 0.0% | — | 41 | +3,565 | New | Q4 2025 | Mar 09, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 3,538 | 201 | 0.0% | 0.0% | 42 | -53 | -1.48% | Q4 2025 | Feb 11, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 3,371 | 191 | 0.04% | 0.04% | 43 | -97 | -2.8% | Q4 2025 | Jan 30, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 3,121 | 176 | 0.0% | 0.0% | 44 | +2,198 | 238.14% | Q4 2025 | Feb 11, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 3,100 | 175 | 0.02% | 0.02% | 45 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Capital Analysts, LLC | History | No change | 1,968 | 112 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Cranbrook Wealth Management, LLC | History | No change | 1,820 | 103 | 0.02% | 0.02% | 47 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 1,508 | 85 | 0.01% | 0.01% | 48 | +20 | 1.34% | Q4 2025 | Feb 06, 2026 |
| GAMMA Investing LLC | History | Reduced | 1,259 | 71 | 0.0% | 0.0% | 49 | -204 | -13.94% | Q4 2025 | Jan 05, 2026 |
| Accordant Advisory Group Inc | History | No change | 1,000 | 56 | 0.04% | 0.04% | 50 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 814 | 46 | 0.0% | 0.0% | 51 | -1,681 | -67.37% | Q4 2025 | Mar 16, 2026 |
| Sound Income Strategies, LLC | History | New | 722 | 43 | 0.0% | — | 52 | +722 | New | Q4 2025 | Jan 21, 2026 |
| MTM Investment Management, LLC | History | No change | 605 | 34 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 494 | 28 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| FMR LLC | History | Added to | 367 | 20 | 0.0% | 0.0% | 55 | +76 | 26.12% | Q4 2025 | Feb 17, 2026 |
| Sunbelt Securities, Inc. | History | No change | 250 | 14 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 206 | 11 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NBC SECURITIES, INC. | History | Added to | 187 | 10 | 0.0% | 0.0% | 58 | +13 | 7.47% | Q4 2025 | Jan 29, 2026 |
| Global Retirement Partners, LLC | History | No change | 148 | 8 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Spire Wealth Management | History | No change | 77 | 4 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| IFP Advisors, Inc | History | Reduced | 59 | 3 | 0.0% | 0.0% | 61 | -116 | -66.29% | Q4 2025 | Feb 06, 2026 |
| Perennial Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,409 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Koshinski Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,646 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Founders Financial Alliance, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,841 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,081 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -195 | -100.0% | Q3 2025 | Oct 14, 2025 |
| Transamerica Financial Advisors, LLC | History | Reduced | 12 | 0 | — | — | — | -1 | -7.69% | Q4 2025 | Feb 13, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 11, 2026 |