FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FYX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | History | Added to | 708,400 | 84,550 | 0.01% | 0.01% | 1 | +103,921 | 17.19% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 652,809 | 77,915 | 0.0% | 0.0% | 2 | -14,586 | -2.19% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 612,053 | 73,051 | 0.02% | 0.02% | 3 | +28,812 | 4.94% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 544,360 | 64,971 | 0.01% | 0.01% | 4 | -4,366 | -0.8% | Q1 2026 | Jul 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 413,853 | 49,395 | 0.02% | 0.01% | 5 | +142,949 | 52.77% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 371,540 | 44,344 | 0.0% | 0.0% | 6 | +51 | 0.01% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 304,621 | 36,358 | 0.01% | 0.0% | 7 | +52,546 | 20.85% | Q1 2026 | May 05, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 253,525 | 30,259 | 0.07% | 0.06% | 8 | +14,562 | 6.09% | Q1 2026 | Apr 22, 2026 |
| Cetera Investment Advisers | History | Reduced | 128,909 | 15,385 | 0.02% | 0.02% | 9 | -2,287 | -1.74% | Q1 2026 | May 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 116,881 | 13,950 | 0.01% | 0.01% | 10 | +13,578 | 13.14% | Q1 2026 | May 07, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 85,517 | 10,206 | 0.11% | 0.1% | 11 | +10,392 | 13.83% | Q1 2026 | Apr 20, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 72,627 | 9,572 | 0.21% | 0.21% | 12 | +1,286 | 1.8% | Q1 2026 | May 04, 2026 |
| Crusonia Wealth Advisors LLC | History | Added to | 73,878 | 8,817 | 1.82% | 1.82% | 13 | +457 | 0.62% | Q1 2026 | May 12, 2026 |
| Genesee Capital Advisors, LLC | History | Reduced | 67,676 | 8,077 | 3.38% | 3.11% | 14 | -539 | -0.79% | Q1 2026 | Apr 22, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 67,275 | 8,030 | 0.02% | 0.03% | 15 | -18,039 | -21.14% | Q1 2026 | Apr 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 65,760 | 7,848 | 0.01% | 0.01% | 16 | -881 | -1.32% | Q1 2026 | Apr 27, 2026 |
| Per Stirling Capital Management, LLC. | History | Added to | 65,529 | 7,821 | 0.86% | 0.42% | 17 | +32,274 | 97.05% | Q1 2026 | May 11, 2026 |
| Wealth Alliance Advisory Group, LLC | History | Reduced | 59,646 | 7,119 | 1.13% | 1.21% | 18 | -2,657 | -4.26% | Q1 2026 | Apr 09, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 58,405 | 6,970 | 0.03% | 0.03% | 19 | +2,477 | 4.43% | Q1 2026 | Apr 30, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 52,376 | 6,251 | 0.15% | 0.15% | 20 | -705 | -1.33% | Q1 2026 | May 04, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 48,158 | 5,745 | 0.03% | 0.03% | 21 | +736 | 1.55% | Q1 2026 | May 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 44,365 | 5,304 | 0.01% | 0.01% | 22 | +1,506 | 3.51% | Q1 2026 | May 15, 2026 |
| Hapanowicz & Associates Financial Services, Inc | History | Reduced | 42,480 | 5,070 | 2.02% | 2.05% | 23 | -3,751 | -8.11% | Q1 2026 | Apr 28, 2026 |
| Mainsail Financial Group, LLC | History | Added to | 40,233 | 4,801 | 2.0% | 1.89% | 24 | +64 | 0.16% | Q1 2026 | Apr 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 39,026 | 4,657 | 0.0% | 0.0% | 25 | +6,724 | 20.82% | Q1 2026 | May 04, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 39,441 | 4,583 | 0.0% | 0.0% | 26 | +1,932 | 5.15% | Q1 2026 | May 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 37,729 | 4,503 | 0.0% | 0.0% | 27 | -459 | -1.2% | Q1 2026 | May 12, 2026 |
| HighTower Advisors, LLC | History | Added to | 36,855 | 4,398 | 0.0% | 0.0% | 28 | +464 | 1.28% | Q1 2026 | May 05, 2026 |
| MTM Investment Management, LLC | History | Added to | 36,261 | 4,327 | 1.37% | 1.29% | 29 | +621 | 1.74% | Q1 2026 | May 06, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 31,925 | 3,855 | 0.01% | 0.0% | 30 | +1,501 | 4.93% | Q1 2026 | Apr 08, 2026 |
| Troutman Wealth Management, LLC | History | Reduced | 32,141 | 3,836 | 3.2% | 3.02% | 31 | -199 | -0.62% | Q1 2026 | May 08, 2026 |
| CITY HOLDING CO | History | Added to | 31,352 | 3,741 | 0.47% | 0.36% | 32 | +5,569 | 21.6% | Q1 2026 | Apr 15, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 30,988 | 3,698 | 0.01% | 0.01% | 33 | -3,855 | -11.06% | Q1 2026 | May 14, 2026 |
| RFG Advisory, LLC | History | New | 30,871 | 3,684 | 0.07% | — | 34 | +30,871 | New | Q1 2026 | Apr 17, 2026 |
| Regal Investment Advisors LLC | History | Added to | 30,518 | 3,642 | 0.21% | 0.21% | 35 | +2 | 0.01% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 29,576 | 3,530 | 0.0% | 0.0% | 36 | +19,685 | 199.02% | Q1 2026 | May 15, 2026 |
| Western Wealth Management, LLC | History | Added to | 29,514 | 3,522 | 0.13% | 0.14% | 37 | +2,071 | 7.55% | Q1 2026 | Jun 18, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 27,439 | 3,274 | 0.01% | 0.0% | 38 | +10,390 | 60.94% | Q1 2026 | May 04, 2026 |
| CWM, LLC | History | Reduced | 25,841 | 3,084 | 0.01% | 0.01% | 39 | -1,082 | -4.02% | Q1 2026 | May 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 25,310 | 2,974 | 0.0% | 0.0% | 40 | +6,627 | 35.47% | Q1 2026 | May 15, 2026 |
| PARK NATIONAL CORP /OH/ | History | Reduced | 23,108 | 2,758 | 0.08% | 0.08% | 41 | -267 | -1.14% | Q1 2026 | Apr 16, 2026 |
| JANE STREET GROUP, LLC | History | New | 22,465 | 2,681 | 0.0% | — | 42 | +22,465 | New | Q1 2026 | May 12, 2026 |
| FIFTH THIRD BANCORP | History | New | 22,002 | 2,626 | 0.0% | — | 43 | +22,002 | New | Q1 2026 | May 01, 2026 |
| Virtu Financial LLC | History | New | 21,120 | 2,521 | 0.1% | — | 44 | +21,120 | New | Q1 2026 | May 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 20,673 | 2,467 | 0.0% | — | 45 | +20,673 | New | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 21,790 | 2,465 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 17,923 | 2,139 | 0.01% | 0.01% | 47 | -194 | -1.07% | Q1 2026 | May 05, 2026 |
| Milestones Private Investment Advisors LLC | History | Added to | 17,394 | 2,076 | 1.83% | 1.33% | 48 | +326 | 1.91% | Q1 2026 | May 04, 2026 |
| Lakeridge Wealth Management LLC | History | Added to | 17,236 | 2,057 | 0.88% | 0.87% | 49 | +265 | 1.56% | Q1 2026 | Apr 08, 2026 |
| Catalyst Investment Management LLC | History | Added to | 14,839 | 1,953 | 2.16% | 1.57% | 50 | +216 | 1.48% | Q1 2026 | Apr 23, 2026 |
| Equitable Holdings, Inc. | History | Added to | 16,015 | 1,811 | 0.01% | 0.01% | 51 | +773 | 5.07% | Q1 2026 | May 15, 2026 |
| &PARTNERS | History | Reduced | 14,110 | 1,684 | 0.01% | 0.01% | 52 | -519 | -3.55% | Q1 2026 | May 15, 2026 |
| Three Seasons Wealth, LLC | History | Reduced | 13,107 | 1,564 | 0.6% | 0.15% | 53 | -972 | -6.9% | Q1 2026 | May 05, 2026 |
| Sun Financial Inc | History | Reduced | 11,770 | 1,542 | 0.77% | 0.75% | 54 | -133 | -1.12% | Q1 2026 | May 15, 2026 |
| Maridea Wealth Management LLC | History | Added to | 12,775 | 1,524 | 0.22% | 0.14% | 55 | +4,828 | 60.75% | Q1 2026 | Apr 21, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 12,209 | 1,457 | 0.0% | 0.0% | 56 | +1,336 | 12.29% | Q1 2026 | Apr 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 12,153 | 1,450 | 0.0% | 0.0% | 57 | +93 | 0.77% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 12,049 | 1,438 | 0.02% | 0.01% | 58 | +9,302 | 338.62% | Q1 2026 | May 15, 2026 |
| ARS Wealth Advisors Group, LLC | History | Added to | 11,569 | 1,380 | 0.12% | 0.12% | 59 | +1 | 0.01% | Q1 2026 | Apr 15, 2026 |
| Keystone Financial Group | History | Reduced | 11,490 | 1,371 | 0.09% | 0.12% | 60 | -2,956 | -20.46% | Q1 2026 | May 13, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 11,688 | 1,358 | 0.09% | 0.08% | 61 | -3,269 | -21.86% | Q1 2026 | Apr 24, 2026 |
| Triumph Capital Management | History | Reduced | 11,301 | 1,348 | 0.27% | 0.32% | 62 | -1,708 | -13.13% | Q1 2026 | May 13, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 11,033 | 1,316 | 0.07% | 0.07% | 63 | +22 | 0.2% | Q1 2026 | Apr 13, 2026 |
| G&S Capital LLC | History | Reduced | 9,561 | 1,141 | 0.4% | 0.39% | 64 | -271 | -2.76% | Q1 2026 | Apr 07, 2026 |
| US BANCORP \DE\ | History | Added to | 9,523 | 1,136 | 0.0% | 0.0% | 65 | +1,307 | 15.91% | Q1 2026 | May 14, 2026 |
| Mariner, LLC | History | Added to | 8,947 | 1,067 | 0.0% | 0.0% | 66 | +2,694 | 43.08% | Q1 2026 | May 13, 2026 |
| Independent Advisor Alliance | History | New | 8,933 | 1,066 | 0.01% | — | 67 | +8,933 | New | Q1 2026 | May 12, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 8,917 | 1,064 | 0.0% | 0.0% | 68 | -16 | -0.18% | Q1 2026 | May 14, 2026 |
| TCFG Investment Advisors, LLC | History | New | 7,265 | 867 | 0.32% | — | 70 | +7,265 | New | Q1 2026 | May 05, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Reduced | 7,265 | 867 | 0.32% | 0.32% | 69 | -22 | -0.3% | Q1 2026 | Apr 23, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 7,102 | 847 | 0.03% | 0.03% | 71 | -46 | -0.64% | Q1 2026 | May 11, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 7,013 | 837 | 0.01% | 0.02% | 72 | -6,226 | -47.03% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 6,938 | 828 | 0.0% | 0.0% | 73 | +1,088 | 18.6% | Q1 2026 | Apr 24, 2026 |
| Perennial Investment Advisors, LLC | History | Reduced | 6,509 | 777 | 0.06% | 0.06% | 74 | -492 | -7.03% | Q1 2026 | May 15, 2026 |
| POTENTIA WEALTH | History | Reduced | 6,015 | 717 | 0.28% | 0.29% | 75 | -968 | -13.86% | Q1 2026 | May 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 5,999 | 716 | 0.0% | 0.0% | 76 | +130 | 2.22% | Q1 2026 | May 08, 2026 |
| Root Financial Partners, LLC | History | Reduced | 5,926 | 707 | 0.03% | 0.04% | 77 | -199 | -3.25% | Q1 2026 | Apr 24, 2026 |
| VestGen Advisors, LLC | History | New | 5,349 | 703 | 0.02% | — | 78 | +5,349 | New | Q1 2026 | May 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 5,600 | 668 | 0.0% | — | 79 | +5,600 | New | Q1 2026 | May 15, 2026 |
| STEPHENS INC /AR/ | History | No change | 5,500 | 656 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 5,363 | 640 | 0.03% | 0.03% | 81 | -7 | -0.13% | Q1 2026 | Apr 15, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 5,230 | 624 | 0.35% | 0.35% | 82 | -8 | -0.15% | Q1 2026 | Apr 20, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 5,176 | 617 | 0.0% | 0.0% | 83 | +5 | 0.1% | Q1 2026 | May 14, 2026 |
| Keystone Wealth Services, LLC | History | New | 5,125 | 611 | 0.13% | — | 84 | +5,125 | New | Q1 2026 | May 13, 2026 |
| KPP Advisory Services LLC | History | Reduced | 4,955 | 591 | 0.09% | 0.09% | 85 | -526 | -9.6% | Q1 2026 | Apr 24, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 4,789 | 571 | 0.0% | 0.0% | 86 | -59 | -1.22% | Q1 2026 | Jun 02, 2026 |
| Vise Technologies, Inc. | History | No change | 4,954 | 560 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Atlas Legacy Advisors, LLC | History | No change | 4,678 | 558 | 0.1% | 0.09% | 88 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Waverly Advisors, LLC | History | No change | 4,613 | 550 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Corient Private Wealth LLC | History | No change | 4,573 | 545 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 4,559 | 544 | 0.18% | 0.17% | 91 | +1 | 0.02% | Q1 2026 | Apr 09, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 4,562 | 544 | 0.39% | 0.37% | 92 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Belpointe Asset Management LLC | History | Added to | 4,529 | 540 | 0.02% | 0.02% | 93 | +137 | 3.12% | Q1 2026 | Apr 28, 2026 |
| Creative Planning | History | Added to | 4,504 | 537 | 0.0% | 0.0% | 94 | +1 | 0.02% | Q1 2026 | May 12, 2026 |
| Trueblood Wealth Management, LLC | History | Reduced | 4,365 | 520 | 0.2% | 0.19% | 95 | -45 | -1.02% | Q1 2026 | Apr 21, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 4,287 | 511 | 0.01% | 0.01% | 96 | +1 | 0.02% | Q1 2026 | May 14, 2026 |
| Krilogy Financial LLC | History | No change | 3,940 | 506 | 0.02% | 0.02% | 97 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 4,157 | 496 | 0.0% | 0.0% | 98 | -267 | -6.04% | Q1 2026 | May 15, 2026 |
| OPPENHEIMER & CO INC | History | No change | 4,129 | 492 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| HM PAYSON & CO | History | No change | 3,540 | 422 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 3,499 | 417 | 0.01% | 0.01% | 101 | -80 | -2.24% | Q1 2026 | May 18, 2026 |
| Element Wealth, LLC | History | Reduced | 3,459 | 412 | 0.17% | 0.16% | 102 | -23 | -0.66% | Q1 2026 | May 04, 2026 |
| Tudor Financial Inc. | History | New | 3,380 | 403 | 0.21% | — | 103 | +3,380 | New | Q1 2026 | May 15, 2026 |
| Fragasso Financial Advisors Inc | History | New | 3,149 | 382 | 0.02% | — | 104 | +3,149 | New | Q1 2026 | Apr 07, 2026 |
| PARTNERS WEALTH MANAGEMENT, LLC | History | Added to | 2,924 | 348 | 0.36% | 0.34% | 105 | +50 | 1.74% | Q1 2026 | Apr 23, 2026 |
| QTR Family Wealth, LLC | History | Reduced | 2,710 | 346 | 0.14% | 0.15% | 106 | -63 | -2.27% | Q1 2026 | Apr 15, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 2,896 | 345 | 0.03% | 0.03% | 107 | -99 | -3.31% | Q1 2026 | Apr 30, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 2,886 | 344 | 0.01% | 0.01% | 108 | +1 | 0.03% | Q1 2026 | May 11, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | New | 2,780 | 331 | 0.02% | — | 110 | +2,780 | New | Q1 2026 | Apr 09, 2026 |
| IHT Wealth Management, LLC | History | Added to | 2,775 | 331 | 0.01% | 0.01% | 109 | +261 | 10.38% | Q1 2026 | May 15, 2026 |
| WEALTH EFFECTS LLC | History | No change | 2,710 | 323 | 0.11% | 0.1% | 111 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 2,701 | 322 | 0.0% | 0.0% | 112 | -90 | -3.22% | Q1 2026 | Apr 20, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 2,591 | 309 | 0.01% | 0.01% | 113 | -16 | -0.61% | Q1 2026 | May 15, 2026 |
| ZACKS INVESTMENT MANAGEMENT | History | Reduced | 2,548 | 304 | 0.0% | 0.0% | 114 | -4 | -0.16% | Q1 2026 | May 14, 2026 |
| MONECO ADVISORS, LLC | History | Reduced | 2,536 | 302 | 0.02% | 0.02% | 115 | -39 | -1.51% | Q1 2026 | May 07, 2026 |
| HBK Sorce Advisory LLC | History | Reduced | 2,228 | 298 | 0.01% | 0.01% | 116 | -3 | -0.13% | Q1 2026 | May 11, 2026 |
| Venture Visionary Partners LLC | History | No change | 2,465 | 294 | 0.01% | 0.01% | 117 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TKG Advisors, LLC | History | Added to | 2,428 | 289 | 0.12% | 0.11% | 118 | +9 | 0.37% | Q1 2026 | Apr 24, 2026 |
| FWG Holdings, LLC | History | New | 2,316 | 281 | 0.11% | — | 120 | +2,316 | New | Q1 2026 | Apr 13, 2026 |
| Allworth Financial LP | History | No change | 2,357 | 281 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Cedrus Wealth Group LLC | History | Added to | 2,340 | 279 | 0.31% | 0.19% | 121 | +553 | 30.95% | Q1 2026 | May 14, 2026 |
| Tidemark, LLC | History | Reduced | 2,334 | 278 | 0.07% | 0.08% | 122 | -51 | -2.14% | Q1 2026 | May 07, 2026 |
| Gateway Wealth Partners, LLC | History | New | 2,316 | 276 | 0.01% | — | 123 | +2,316 | New | Q1 2026 | May 15, 2026 |
| PCG Wealth Advisors, LLC | History | Reduced | 2,312 | 275 | 0.07% | 0.07% | 124 | -20 | -0.86% | Q1 2026 | Apr 28, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 2,280 | 272 | 0.01% | 0.02% | 125 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Added to | 2,243 | 267 | 0.0% | 0.0% | 126 | +1 | 0.04% | Q1 2026 | May 15, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Added to | 2,243 | 267 | 0.01% | 0.01% | 127 | +1 | 0.04% | Q1 2026 | Apr 27, 2026 |
| Arax Advisory Partners | History | Added to | 2,193 | 261 | 0.01% | 0.01% | 128 | +88 | 4.18% | Q1 2026 | May 13, 2026 |
| Farrell Financial LLC | History | Added to | 2,191 | 261 | 0.16% | 0.15% | 129 | +2 | 0.09% | Q1 2026 | Apr 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 2,123 | 253 | 0.03% | 0.03% | 130 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 2,081 | 248 | 0.01% | 0.0% | 131 | +2 | 0.1% | Q1 2026 | Apr 15, 2026 |
| Aspen Capital Management, LLC | History | No change | 1,974 | 235 | 0.06% | 0.06% | 132 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| American Institute for Advanced Investment Management, LLP | History | Added to | 1,965 | 234 | 0.15% | 0.14% | 133 | +50 | 2.61% | Q1 2026 | Apr 24, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 1,890 | 226 | 0.01% | 0.01% | 134 | +1 | 0.05% | Q1 2026 | Apr 21, 2026 |
| Walkner Condon Financial Advisors LLC | History | No change | 1,843 | 219 | 0.03% | 0.03% | 135 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | History | Added to | 1,794 | 214 | 0.0% | 0.0% | 136 | +3 | 0.17% | Q1 2026 | May 07, 2026 |
| GPS Wealth Strategies Group, LLC | History | No change | 1,829 | 206 | 0.18% | 0.18% | 137 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Jefferies Financial Group Inc. | History | New | 1,719 | 205 | 0.0% | — | 138 | +1,719 | New | Q1 2026 | May 07, 2026 |
| GAMMA Investing LLC | History | Added to | 1,702 | 203 | 0.01% | 0.01% | 139 | +297 | 21.14% | Q1 2026 | Apr 06, 2026 |
| BETO FINANCIAL GROUP, LLC | History | Reduced | 1,529 | 203 | 0.12% | 0.15% | 140 | -245 | -13.81% | Q1 2026 | May 11, 2026 |
| Arkos Global Advisors | History | New | 1,657 | 198 | 0.02% | — | 141 | +1,657 | New | Q1 2026 | May 13, 2026 |
| Kings Path Partners LLC | History | No change | 1,590 | 179 | 0.06% | 0.06% | 142 | 0 | 0.0% | Q1 2026 | Jul 14, 2026 |
| FMR LLC | History | Added to | 1,410 | 168 | 0.0% | 0.0% | 143 | +244 | 20.93% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,407 | 168 | 0.0% | 0.0% | 144 | -94 | -6.26% | Q1 2026 | Apr 07, 2026 |
| Sound Income Strategies, LLC | History | No change | 1,330 | 159 | 0.01% | 0.01% | 145 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Sunbelt Securities, Inc. | History | No change | 1,254 | 149 | 0.01% | 0.01% | 146 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | No change | 1,020 | 121 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 975 | 116 | 0.0% | — | 148 | +975 | New | Q1 2026 | May 13, 2026 |
| CX Institutional | History | Reduced | 892 | 106 | 0.0% | 0.0% | 149 | -275 | -23.56% | Q1 2026 | Apr 06, 2026 |
| REAP Financial Group, LLC | History | Added to | 710 | 84 | 0.02% | 0.02% | 150 | +1 | 0.14% | Q1 2026 | May 11, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 702 | 83 | 0.0% | 0.0% | 151 | +1 | 0.14% | Q1 2026 | May 13, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 618 | 73 | 0.01% | 0.01% | 152 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 578 | 68 | 0.02% | — | 153 | +578 | New | Q1 2026 | May 08, 2026 |
| Synergy Investment Management, LLC | History | New | 500 | 59 | 0.02% | — | 154 | +500 | New | Q1 2026 | May 14, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Reduced | 491 | 58 | 0.03% | 0.04% | 155 | -83 | -14.46% | Q1 2026 | May 13, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 405 | 48 | 0.02% | 0.02% | 156 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| IFP Advisors, Inc | History | No change | 378 | 45 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | Added to | 324 | 38 | 0.0% | 0.0% | 158 | +24 | 8.0% | Q1 2026 | May 08, 2026 |
| Global Retirement Partners, LLC | History | No change | 286 | 32 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NBT BANK N A /NY | History | Added to | 257 | 30 | 0.0% | 0.0% | 160 | +144 | 127.43% | Q1 2026 | Apr 28, 2026 |
| ALERUS FINANCIAL NA | History | No change | 200 | 23 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 175 | 21 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 163 | 19 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Smartleaf Asset Management LLC | History | No change | 165 | 19 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| IFG Advisory, LLC | History | Reduced | 137 | 16 | 0.05% | 0.1% | 165 | -20,074 | -99.32% | Q1 2026 | May 12, 2026 |
| TD Capital Management LLC | History | No change | 132 | 15 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Kozak & Associates, Inc. | History | No change | 111 | 14 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| SJS Investment Consulting Inc. | History | New | 116 | 13 | 0.0% | — | 169 | +116 | New | Q1 2026 | Apr 23, 2026 |
| MANNING & NAPIER ADVISORS LLC | History | No change | 110 | 13 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Larson Financial Group LLC | History | No change | 105 | 12 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Salomon & Ludwin, LLC | History | No change | 100 | 12 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 93 | 11 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Key FInancial Inc | History | No change | 97 | 11 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Financial Perspectives, Inc | History | No change | 100 | 11 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Advisory Services Network, LLC | History | New | 86 | 10 | 0.0% | — | 175 | +86 | New | Q1 2026 | May 15, 2026 |
| MATHER GROUP, LLC. | History | New | 64 | 7 | 0.0% | — | 177 | +64 | New | Q1 2026 | Apr 13, 2026 |
| CoreCap Advisors, LLC | History | No change | 65 | 7 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Blue Trust, Inc. | History | New | 48 | 5 | 0.0% | — | 179 | +48 | New | Q1 2026 | Apr 20, 2026 |
| VANGUARD ADVISERS INC | History | New | 45 | 5 | 0.0% | — | 178 | +45 | New | Q1 2026 | May 08, 2026 |
| BEACON INVESTMENT ADVISORY SERVICES, INC. | History | New | 35 | 4 | 0.0% | — | 180 | +35 | New | Q1 2026 | Apr 14, 2026 |
| Paladin Advisory Group, LLC | History | Reduced | 31 | 3 | 0.0% | 0.0% | 181 | -9 | -22.5% | Q1 2026 | Apr 30, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Closed out | 0 | 0 | — | 0.24% | — | -31,011 | -100.0% | Q1 2026 | Apr 20, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -7,237 | -100.0% | Q1 2026 | May 15, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,107 | -100.0% | Q1 2026 | Apr 29, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,678 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Independent Wealth Network Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -4,380 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,638 | -100.0% | Q1 2026 | May 15, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | Closed out | 0 | 0 | — | 0.03% | — | -1,986 | -100.0% | Q1 2026 | Apr 23, 2026 |
| BRADY FAMILY WEALTH, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -1,818 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Wilmington Savings Fund Society, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -850 | -100.0% | Q1 2026 | Apr 30, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -67 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Medallion Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Smithfield Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -40 | -100.0% | Q1 2026 | May 08, 2026 |
| TOMPKINS FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -29 | -100.0% | Q1 2026 | Apr 09, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 3 | 0 | — | 0.0% | — | -19 | -86.36% | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 4 | 0 | — | 0.0% | — | -12 | -75.0% | Q1 2026 | May 08, 2026 |
| Keating Financial Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -9 | -100.0% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |