FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FYX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Janney Montgomery Scott LLC | History | Added to | 253,525 | 30,259 | 0.07% | 0.06% | 1 | +14,562 | 6.09% | Q1 2026 | Apr 22, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 85,517 | 10,206 | 0.11% | 0.1% | 2 | +10,392 | 13.83% | Q1 2026 | Apr 20, 2026 |
| Genesee Capital Advisors, LLC | History | Reduced | 67,676 | 8,077 | 3.38% | 3.11% | 3 | -539 | -0.79% | Q1 2026 | Apr 22, 2026 |
| Wealth Alliance Advisory Group, LLC | History | Reduced | 59,646 | 7,119 | 1.13% | 1.21% | 4 | -2,657 | -4.26% | Q1 2026 | Apr 09, 2026 |
| Mainsail Financial Group, LLC | History | Added to | 40,233 | 4,801 | 2.0% | 1.89% | 5 | +64 | 0.16% | Q1 2026 | Apr 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 31,925 | 3,855 | 0.01% | 0.0% | 6 | +1,501 | 4.93% | Q1 2026 | Apr 08, 2026 |
| CITY HOLDING CO | History | Added to | 31,352 | 3,741 | 0.47% | 0.36% | 7 | +5,569 | 21.6% | Q1 2026 | Apr 15, 2026 |
| RFG Advisory, LLC | History | New | 30,871 | 3,684 | 0.07% | — | 8 | +30,871 | New | Q1 2026 | Apr 17, 2026 |
| PARK NATIONAL CORP /OH/ | History | Reduced | 23,108 | 2,758 | 0.08% | 0.08% | 9 | -267 | -1.14% | Q1 2026 | Apr 16, 2026 |
| Lakeridge Wealth Management LLC | History | Added to | 17,236 | 2,057 | 0.88% | 0.87% | 10 | +265 | 1.56% | Q1 2026 | Apr 08, 2026 |
| Catalyst Investment Management LLC | History | Added to | 14,839 | 1,953 | 2.16% | 1.57% | 11 | +216 | 1.48% | Q1 2026 | Apr 23, 2026 |
| Maridea Wealth Management LLC | History | Added to | 12,775 | 1,524 | 0.22% | 0.14% | 12 | +4,828 | 60.75% | Q1 2026 | Apr 21, 2026 |
| ARS Wealth Advisors Group, LLC | History | Added to | 11,569 | 1,380 | 0.12% | 0.12% | 13 | +1 | 0.01% | Q1 2026 | Apr 15, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 11,033 | 1,316 | 0.07% | 0.07% | 14 | +22 | 0.2% | Q1 2026 | Apr 13, 2026 |
| G&S Capital LLC | History | Reduced | 9,561 | 1,141 | 0.4% | 0.39% | 15 | -271 | -2.76% | Q1 2026 | Apr 07, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Reduced | 7,265 | 867 | 0.32% | 0.32% | 16 | -22 | -0.3% | Q1 2026 | Apr 23, 2026 |
| Root Financial Partners, LLC | History | Reduced | 5,926 | 707 | 0.03% | 0.04% | 17 | -199 | -3.25% | Q1 2026 | Apr 24, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 5,363 | 640 | 0.03% | 0.03% | 18 | -7 | -0.13% | Q1 2026 | Apr 15, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 5,230 | 624 | 0.35% | 0.35% | 19 | -8 | -0.15% | Q1 2026 | Apr 20, 2026 |
| KPP Advisory Services LLC | History | Reduced | 4,955 | 591 | 0.09% | 0.09% | 20 | -526 | -9.6% | Q1 2026 | Apr 24, 2026 |
| Vise Technologies, Inc. | History | No change | 4,954 | 560 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 4,559 | 544 | 0.18% | 0.17% | 22 | +1 | 0.02% | Q1 2026 | Apr 09, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 4,562 | 544 | 0.39% | 0.37% | 23 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Trueblood Wealth Management, LLC | History | Reduced | 4,365 | 520 | 0.2% | 0.19% | 24 | -45 | -1.02% | Q1 2026 | Apr 21, 2026 |
| Krilogy Financial LLC | History | No change | 3,940 | 506 | 0.02% | 0.02% | 25 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| OPPENHEIMER & CO INC | History | No change | 4,129 | 492 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| HM PAYSON & CO | History | No change | 3,540 | 422 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Fragasso Financial Advisors Inc | History | New | 3,149 | 382 | 0.02% | — | 28 | +3,149 | New | Q1 2026 | Apr 07, 2026 |
| PARTNERS WEALTH MANAGEMENT, LLC | History | Added to | 2,924 | 348 | 0.36% | 0.34% | 29 | +50 | 1.74% | Q1 2026 | Apr 23, 2026 |
| QTR Family Wealth, LLC | History | Reduced | 2,710 | 346 | 0.14% | 0.15% | 30 | -63 | -2.27% | Q1 2026 | Apr 15, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | New | 2,780 | 331 | 0.02% | — | 31 | +2,780 | New | Q1 2026 | Apr 09, 2026 |
| WEALTH EFFECTS LLC | History | No change | 2,710 | 323 | 0.11% | 0.1% | 32 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 2,701 | 322 | 0.0% | 0.0% | 33 | -90 | -3.22% | Q1 2026 | Apr 20, 2026 |
| TKG Advisors, LLC | History | Added to | 2,428 | 289 | 0.12% | 0.11% | 34 | +9 | 0.37% | Q1 2026 | Apr 24, 2026 |
| FWG Holdings, LLC | History | New | 2,316 | 281 | 0.11% | — | 35 | +2,316 | New | Q1 2026 | Apr 13, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 2,280 | 272 | 0.01% | 0.02% | 36 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Farrell Financial LLC | History | Added to | 2,191 | 261 | 0.16% | 0.15% | 37 | +2 | 0.09% | Q1 2026 | Apr 13, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 2,081 | 248 | 0.01% | 0.0% | 38 | +2 | 0.1% | Q1 2026 | Apr 15, 2026 |
| Aspen Capital Management, LLC | History | No change | 1,974 | 235 | 0.06% | 0.06% | 39 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| American Institute for Advanced Investment Management, LLP | History | Added to | 1,965 | 234 | 0.15% | 0.14% | 40 | +50 | 2.61% | Q1 2026 | Apr 24, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 1,890 | 226 | 0.01% | 0.01% | 41 | +1 | 0.05% | Q1 2026 | Apr 21, 2026 |
| GAMMA Investing LLC | History | Added to | 1,702 | 203 | 0.01% | 0.01% | 42 | +297 | 21.14% | Q1 2026 | Apr 06, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,407 | 168 | 0.0% | 0.0% | 43 | -94 | -6.26% | Q1 2026 | Apr 07, 2026 |
| CX Institutional | History | Reduced | 892 | 106 | 0.0% | 0.0% | 44 | -275 | -23.56% | Q1 2026 | Apr 06, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 405 | 48 | 0.02% | 0.02% | 45 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| IFP Advisors, Inc | History | No change | 378 | 45 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Kozak & Associates, Inc. | History | No change | 111 | 14 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| SJS Investment Consulting Inc. | History | New | 116 | 13 | 0.0% | — | 48 | +116 | New | Q1 2026 | Apr 23, 2026 |
| Key FInancial Inc | History | No change | 97 | 11 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| MATHER GROUP, LLC. | History | New | 64 | 7 | 0.0% | — | 50 | +64 | New | Q1 2026 | Apr 13, 2026 |
| CoreCap Advisors, LLC | History | No change | 65 | 7 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Blue Trust, Inc. | History | New | 48 | 5 | 0.0% | — | 52 | +48 | New | Q1 2026 | Apr 20, 2026 |
| BEACON INVESTMENT ADVISORY SERVICES, INC. | History | New | 35 | 4 | 0.0% | — | 53 | +35 | New | Q1 2026 | Apr 14, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -667,395 | -100.0% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.01% | — | -604,479 | -100.0% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -583,241 | -100.0% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -548,726 | -100.0% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -371,489 | -100.0% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -270,904 | -100.0% | Q4 2025 | Feb 18, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -252,075 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.02% | — | -131,196 | -100.0% | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.01% | — | -103,303 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -85,314 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Crusonia Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 1.82% | — | -73,421 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Chicago Partners Investment Group LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -71,341 | -100.0% | Q4 2025 | Jan 28, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -66,641 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -55,928 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -53,081 | -100.0% | Q4 2025 | Jan 28, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.03% | — | -47,422 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Hapanowicz & Associates Financial Services, Inc | History | Closed out | 0 | 0 | — | 2.05% | — | -46,231 | -100.0% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -42,859 | -100.0% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -38,188 | -100.0% | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -37,509 | -100.0% | Q4 2025 | Feb 11, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,391 | -100.0% | Q4 2025 | Feb 06, 2026 |
| MTM Investment Management, LLC | History | Closed out | 0 | 0 | — | 1.29% | — | -35,640 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -34,843 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Per Stirling Capital Management, LLC. | History | Closed out | 0 | 0 | — | 0.42% | — | -33,255 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Troutman Wealth Management, LLC | History | Closed out | 0 | 0 | — | 3.02% | — | -32,340 | -100.0% | Q4 2025 | Feb 18, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,302 | -100.0% | Q4 2025 | Feb 10, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Closed out | 0 | 0 | — | 0.24% | — | -31,011 | -100.0% | Q4 2025 | Jan 15, 2026 |
| Regal Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -30,516 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Western Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -27,443 | -100.0% | Q4 2025 | Feb 05, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,923 | -100.0% | Q4 2025 | Jan 26, 2026 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -21,790 | -100.0% | Q4 2025 | Jan 29, 2026 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -20,211 | -100.0% | Q4 2025 | Feb 10, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -18,683 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,117 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Milestones Private Investment Advisors LLC | History | Closed out | 0 | 0 | — | 1.33% | — | -17,068 | -100.0% | Q4 2025 | Jan 26, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,049 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Equitable Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -15,242 | -100.0% | Q4 2025 | Feb 17, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -14,957 | -100.0% | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | Closed out | 0 | 0 | — | 0.01% | — | -14,629 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Keystone Financial Group | History | Closed out | 0 | 0 | — | 0.12% | — | -14,446 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Three Seasons Wealth, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -14,079 | -100.0% | Q4 2025 | Jan 15, 2026 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -13,239 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Triumph Capital Management | History | Closed out | 0 | 0 | — | 0.32% | — | -13,009 | -100.0% | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,060 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Sun Financial Inc | History | Closed out | 0 | 0 | — | 0.75% | — | -11,903 | -100.0% | Q4 2025 | Feb 02, 2026 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,873 | -100.0% | Q4 2025 | Feb 02, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,891 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,933 | -100.0% | Q4 2025 | Mar 16, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -8,216 | -100.0% | Q4 2025 | Jan 30, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -7,237 | -100.0% | Q4 2025 | Feb 17, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,148 | -100.0% | Q4 2025 | Jan 12, 2026 |
| Perennial Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -7,001 | -100.0% | Q4 2025 | Feb 17, 2026 |
| POTENTIA WEALTH | History | Closed out | 0 | 0 | — | 0.29% | — | -6,983 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,253 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,869 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,850 | -100.0% | Q4 2025 | Feb 17, 2026 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.01% | — | -5,500 | -100.0% | Q4 2025 | Feb 05, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -5,171 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,107 | -100.0% | Q4 2025 | Feb 06, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,848 | -100.0% | Q4 2025 | Feb 18, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,678 | -100.0% | Q4 2025 | Feb 19, 2026 |
| Atlas Legacy Advisors, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -4,678 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Waverly Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,613 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,573 | -100.0% | Q4 2025 | Mar 09, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -4,503 | -100.0% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,424 | -100.0% | Q4 2025 | Mar 25, 2026 |
| Belpointe Asset Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,392 | -100.0% | Q4 2025 | Jan 27, 2026 |
| Independent Wealth Network Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -4,380 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Snowden Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,286 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,638 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -3,579 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Element Wealth, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -3,482 | -100.0% | Q4 2025 | Feb 13, 2026 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.03% | — | -2,995 | -100.0% | Q4 2025 | Jan 26, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,885 | -100.0% | Q4 2025 | Feb 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,747 | -100.0% | Q4 2025 | Feb 09, 2026 |
| MONECO ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,575 | -100.0% | Q4 2025 | Feb 04, 2026 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.0% | — | -2,552 | -100.0% | Q4 2025 | Feb 17, 2026 |
| IHT Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,514 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Venture Visionary Partners LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,465 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Tidemark, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -2,385 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,357 | -100.0% | Q4 2025 | Feb 05, 2026 |
| PCG Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -2,332 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,242 | -100.0% | Q4 2025 | Feb 06, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,242 | -100.0% | Q4 2025 | Feb 12, 2026 |
| HBK Sorce Advisory LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,231 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -2,123 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.01% | — | -2,105 | -100.0% | Q4 2025 | Feb 13, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | Closed out | 0 | 0 | — | 0.03% | — | -1,986 | -100.0% | Q4 2025 | Feb 04, 2026 |
| Walkner Condon Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,843 | -100.0% | Q4 2025 | Jan 21, 2026 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -1,829 | -100.0% | Q4 2025 | Feb 06, 2026 |
| BRADY FAMILY WEALTH, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -1,818 | -100.0% | Q4 2025 | Jan 07, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,791 | -100.0% | Q4 2025 | Jan 07, 2026 |
| BETO FINANCIAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -1,774 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,330 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Sunbelt Securities, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,254 | -100.0% | Q4 2025 | Feb 20, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,166 | -100.0% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,020 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Wilmington Savings Fund Society, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -850 | -100.0% | Q4 2025 | Feb 12, 2026 |
| REAP Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -709 | -100.0% | Q4 2025 | Feb 10, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -701 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Private Wealth Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -618 | -100.0% | Q4 2025 | Feb 10, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -574 | -100.0% | Q4 2025 | Feb 17, 2026 |
| BLAIR WILLIAM & CO/IL | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -286 | -100.0% | Q4 2025 | Feb 06, 2026 |
| ALERUS FINANCIAL NA | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q4 2025 | Feb 13, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -175 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -165 | -100.0% | Q4 2025 | Feb 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -163 | -100.0% | Q4 2025 | Feb 03, 2026 |
| TD Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -132 | -100.0% | Q4 2025 | Feb 26, 2026 |
| NBT BANK N A /NY | History | Closed out | 0 | 0 | — | 0.0% | — | -113 | -100.0% | Q4 2025 | Jan 23, 2026 |
| MANNING & NAPIER ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -110 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -105 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Salomon & Ludwin, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2025 | Jan 28, 2026 |
| Financial Perspectives, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2025 | Jan 28, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -93 | -100.0% | Q4 2025 | Feb 06, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -67 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Medallion Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q4 2025 | Apr 24, 2026 |
| Smithfield Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -40 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Paladin Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40 | -100.0% | Q4 2025 | Jan 21, 2026 |
| TOMPKINS FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -29 | -100.0% | Q4 2025 | Jan 08, 2026 |
| Transamerica Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -16 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Keating Financial Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -9 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Feb 17, 2026 |