PLATINUM UNDERWRITERS HLDGS LTD - G7127P100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 2,422,843 | 157,121 | 0.11% | 0.11% | 1 | -24,574 | -1.0% | Q2 2014 | Aug 08, 2014 |
| VANGUARD GROUP INC | History | Reduced | 1,785,597 | 115,796 | 0.01% | 0.01% | 2 | -124,361 | -6.51% | Q2 2014 | Aug 11, 2014 |
| VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. | History | Reduced | 863,500 | 55,998 | 0.8% | 0.8% | 3 | -19,900 | -2.25% | Q2 2014 | Aug 05, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 681,643 | 44,205 | 0.01% | 0.01% | 4 | -53,487 | -7.28% | Q2 2014 | Aug 06, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 667,882 | 43,313 | 0.21% | 0.21% | 5 | +8,028 | 1.22% | Q2 2014 | Jul 21, 2014 |
| BlackRock Fund Advisors | History | Reduced | 633,303 | 41,070 | 0.01% | 0.01% | 6 | -78,044 | -10.97% | Q2 2014 | Aug 06, 2014 |
| Boston Partners | History | Reduced | 519,089 | 33,663 | 0.06% | 0.06% | 7 | -1,631 | -0.31% | Q2 2014 | Aug 08, 2014 |
| LSV ASSET MANAGEMENT | History | Reduced | 371,655 | 24,101 | 0.05% | 0.05% | 8 | -9,500 | -2.49% | Q2 2014 | Aug 06, 2014 |
| GENERAL AMERICAN INVESTORS CO INC | History | No change | 335,000 | 21,725 | 1.76% | 1.68% | 9 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Lee Munder Capital Group, LLC | History | Reduced | 332,305 | 21,550 | 0.47% | 0.51% | 10 | -51,832 | -13.49% | Q2 2014 | Aug 11, 2014 |
| AJO, LP | History | Added to | 271,900 | 17,633 | 0.08% | 0.07% | 11 | +13,200 | 5.1% | Q2 2014 | Aug 06, 2014 |
| EAGLE BOSTON INVESTMENT MANAGEMENT INC | History | Reduced | 244,312 | 15,843 | 0.79% | 0.83% | 12 | -34,289 | -12.31% | Q2 2014 | Jul 10, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 232,106 | 15,052 | 0.04% | 0.04% | 13 | -20,700 | -8.19% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 123,388 | 8,002 | 0.01% | 0.01% | 14 | +29,852 | 31.91% | Q2 2014 | Jul 30, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Reduced | 92,877 | 6,023 | 0.04% | 0.04% | 15 | -10,619 | -10.26% | Q2 2014 | Aug 11, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 91,658 | 5,944 | 0.01% | 0.01% | 16 | -6,480 | -6.6% | Q2 2014 | Aug 04, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 91,412 | 5,928 | 0.03% | 0.03% | 17 | -5,640 | -5.81% | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 84,177 | 5,459 | 0.01% | 0.01% | 18 | -9,226 | -9.88% | Q2 2014 | Aug 06, 2014 |
| Calvert Investment Management Inc. | History | Added to | 83,637 | 5,424 | 0.36% | 0.34% | 19 | +2,688 | 3.32% | Q2 2014 | Jul 18, 2014 |
| Numeric Investors LLC | History | New | 81,000 | 5,253 | 0.08% | — | 20 | +81,000 | New | Q2 2014 | Aug 11, 2014 |
| Irving Magee Investment Management | History | No change | 57,312 | 3,717 | 1.68% | 1.56% | 21 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| OXFORD ASSET MANAGEMENT | History | Added to | 47,698 | 3,082 | 0.12% | 0.05% | 22 | +19,557 | 69.5% | Q2 2014 | Jul 16, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 46,017 | 2,984 | 0.01% | 0.01% | 23 | -6,702 | -12.71% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 39,586 | 2,566 | 0.0% | 0.0% | 24 | +9,489 | 31.53% | Q2 2014 | Aug 11, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Added to | 34,445 | 2,234 | 0.01% | 0.01% | 25 | +1,361 | 4.11% | Q2 2014 | Aug 07, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 32,933 | 2,136 | 0.01% | 0.01% | 26 | +131 | 0.4% | Q2 2014 | Aug 07, 2014 |
| Swiss National Bank | History | No change | 29,800 | 1,933 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Reduced | 28,455 | 1,845 | 0.01% | 0.01% | 28 | -1,403 | -4.7% | Q2 2014 | Aug 11, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Added to | 20,110 | 1,304 | 0.02% | 0.01% | 29 | +2,540 | 14.46% | Q2 2014 | Jul 18, 2014 |
| NEW VERNON INVESTMENT MANAGEMENT LLC | History | No change | 20,000 | 1,297 | 0.9% | 0.92% | 30 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 19,839 | 1,283 | 0.01% | 0.01% | 31 | -2,139 | -9.73% | Q2 2014 | Jul 31, 2014 |
| STRS OHIO | History | Added to | 18,500 | 1,200 | 0.01% | 0.0% | 32 | +1,734 | 10.34% | Q2 2014 | Jul 24, 2014 |
| ProShare Advisors LLC | History | Reduced | 18,144 | 1,177 | 0.02% | 0.03% | 33 | -16,860 | -48.17% | Q2 2014 | Aug 08, 2014 |
| SHELL ASSET MANAGEMENT CO | History | Reduced | 17,641 | 1,144 | 0.02% | 0.02% | 34 | -1,261 | -6.67% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 15,572 | 1,010 | 0.0% | 31.33% | 35 | -2,852 | -15.48% | Q2 2014 | Aug 06, 2014 |
| KBC Group NV | History | Added to | 14,671 | 951 | 0.01% | 0.0% | 36 | +13,200 | 897.35% | Q2 2014 | Aug 01, 2014 |
| BlackRock Group LTD | History | Reduced | 11,111 | 721 | 0.0% | 0.0% | 37 | -12,261 | -52.46% | Q2 2014 | Aug 06, 2014 |
| CRAWFORD INVESTMENT COUNSEL INC | History | No change | 10,840 | 703 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Added to | 10,200 | 661 | 0.01% | 0.0% | 39 | +5,450 | 114.74% | Q2 2014 | Aug 01, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Reduced | 10,050 | 652 | 0.0% | 0.0% | 40 | -7,565 | -42.95% | Q2 2014 | Jul 22, 2014 |
| Gargoyle Investment Advisor L.L.C. | History | New | 8,988 | 583 | 0.22% | — | 41 | +8,988 | New | Q2 2014 | Aug 11, 2014 |
| BRC Investment Management LLC | History | New | 8,911 | 578 | 0.08% | — | 42 | +8,911 | New | Q2 2014 | Jul 16, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Reduced | 6,863 | 445 | 0.04% | 0.07% | 43 | -5,922 | -46.32% | Q2 2014 | Aug 08, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 6,100 | 396 | 0.02% | — | 44 | +6,100 | New | Q2 2014 | Aug 08, 2014 |
| CAPITAL MANAGEMENT ASSOCIATES /NY/ | History | New | 4,500 | 292 | 0.05% | — | 45 | +4,500 | New | Q2 2014 | Aug 06, 2014 |
| Wellington Shields Capital Management, LLC | History | No change | 4,500 | 292 | 0.05% | 0.05% | 46 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Princeton Alpha Management LP | History | Reduced | 3,913 | 254 | 0.05% | 0.07% | 47 | -37 | -0.94% | Q2 2014 | Jul 17, 2014 |
| VSR Financial Services, Inc. | History | Reduced | 3,400 | 220 | 0.03% | 0.03% | 48 | -140 | -3.95% | Q2 2014 | Aug 05, 2014 |
| RidgeWorth Capital Management LLC | History | New | 2,299 | 149 | 0.0% | — | 49 | +2,299 | New | Q2 2014 | Jul 31, 2014 |
| BlackRock Inc. | History | Reduced | 1,735 | 112 | 0.0% | 0.0% | 50 | -5 | -0.29% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,020 | 66 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| SEI TRUST CO | History | Reduced | 700 | 45 | 0.0% | 0.0% | 52 | -100 | -12.5% | Q2 2014 | Jul 22, 2014 |
| GILDER GAGNON HOWE & CO LLC | History | No change | 565 | 37 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 417 | 27 | 0.02% | 0.02% | 54 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 90 | 6 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| PRIVATE TRUST CO NA | History | No change | 11 | 1 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,660,249 | -100.0% | Q1 2014 | May 15, 2014 |
| DONALD SMITH & CO., INC. | History | Closed out | 0 | 0 | — | 2.52% | — | -2,151,777 | -100.0% | Q1 2014 | Jun 16, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.11% | — | -1,020,305 | -100.0% | Q1 2014 | May 15, 2014 |
| Artisan Partners Limited Partnership | History | Closed out | 0 | 0 | — | 0.09% | — | -889,550 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -787,739 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -634,440 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -627,137 | -100.0% | Q1 2014 | May 14, 2014 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -623,229 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 52.94% | — | -611,540 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -437,058 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -395,660 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -349,772 | -100.0% | Q1 2014 | May 14, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.04% | — | -313,171 | -100.0% | Q1 2014 | May 13, 2014 |
| VERTEX ONE ASSET MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 1.93% | — | -270,072 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.03% | — | -261,157 | -100.0% | Q1 2014 | May 16, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.26% | — | -226,326 | -100.0% | Q1 2014 | May 14, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.01% | — | -212,681 | -100.0% | Q1 2014 | May 15, 2014 |
| PROSPECTOR PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.56% | — | -197,062 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -180,574 | -100.0% | Q1 2014 | May 14, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.18% | — | -174,400 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -172,067 | -100.0% | Q1 2014 | May 13, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.16% | — | -168,970 | -100.0% | Q1 2014 | May 13, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -168,000 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -164,484 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -163,085 | -100.0% | Q1 2014 | May 15, 2014 |
| RBF Capital, LLC | History | Closed out | 0 | 0 | — | 1.76% | — | -120,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Robeco Institutional Asset Management B.V. | History | Closed out | 0 | 0 | — | 0.05% | — | -108,043 | -100.0% | Q1 2014 | May 07, 2014 |
| DREMAN VALUE MANAGEMENT, L L C | History | Closed out | 0 | 0 | — | 0.47% | — | -102,159 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -94,313 | -100.0% | Q1 2014 | May 13, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.02% | — | -90,300 | -100.0% | Q1 2014 | May 22, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -81,900 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -76,140 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.02% | — | -72,234 | -100.0% | Q1 2014 | May 15, 2014 |
| Emrys Partners, L.P. | History | Closed out | 0 | 0 | — | 3.49% | — | -70,292 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -64,995 | -100.0% | Q1 2014 | May 13, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -54,536 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -49,922 | -100.0% | Q1 2014 | May 08, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,171 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.08% | — | -46,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -43,742 | -100.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -37,928 | -100.0% | Q1 2014 | May 15, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.04% | — | -36,133 | -100.0% | Q1 2014 | May 14, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -29,422 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -26,143 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,617 | -100.0% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,131 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -21,357 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -20,200 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -19,531 | -100.0% | Q1 2014 | May 15, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -14,666 | -100.0% | Q1 2014 | May 06, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,906 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,099 | -100.0% | Q1 2014 | May 23, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -10,900 | -100.0% | Q1 2014 | May 15, 2014 |
| Cortina Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,264 | -100.0% | Q1 2014 | May 13, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.01% | — | -10,100 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,341 | -100.0% | Q1 2014 | May 12, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,700 | -100.0% | Q1 2014 | May 14, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,516 | -100.0% | Q1 2014 | May 16, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,264 | -100.0% | Q1 2014 | May 15, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,096 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Closed out | 0 | 0 | — | 0.03% | — | -7,328 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,078 | -100.0% | Q1 2014 | May 13, 2014 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,959 | -100.0% | Q1 2014 | May 12, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -6,900 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,754 | -100.0% | Q1 2014 | May 15, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.01% | — | -5,506 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,236 | -100.0% | Q1 2014 | May 15, 2014 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.01% | — | -4,700 | -100.0% | Q1 2014 | May 16, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,484 | -100.0% | Q1 2014 | May 14, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,776 | -100.0% | Q1 2014 | May 14, 2014 |
| LEVIN CAPITAL STRATEGIES, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,677 | -100.0% | Q1 2014 | May 14, 2014 |
| COOKE & BIELER LP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,670 | -100.0% | Q1 2014 | May 14, 2014 |
| PROFUND ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,586 | -100.0% | Q1 2014 | May 07, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,483 | -100.0% | Q1 2014 | May 15, 2014 |
| REYNOLDS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -3,400 | -100.0% | Q1 2014 | May 06, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,415 | -100.0% | Q1 2014 | May 15, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -1,807 | -100.0% | Q1 2014 | May 02, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,422 | -100.0% | Q1 2014 | May 02, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,289 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,100 | -100.0% | Q1 2014 | May 13, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -719 | -100.0% | Q1 2014 | May 05, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -679 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -550 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of Kentucky, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -401 | -100.0% | Q1 2014 | May 19, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -301 | -100.0% | Q1 2014 | May 14, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -228 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -186 | -100.0% | Q1 2014 | May 16, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -127 | -100.0% | Q1 2014 | Apr 30, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -101 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -90 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -40 | -100.0% | Q1 2014 | Apr 11, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -33 | -100.0% | Q1 2014 | May 12, 2014 |