TOWER GROUP INC COM - G8988C105
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 21 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Proxima Capital Management, LLC | History | Reduced | 161,100 | 18,373 | 3.46% | 2.48% | 1 | -3,098,900 | -95.06% | Q1 2014 | May 15, 2014 |
| KINGSTOWN CAPITAL MANAGEMENT L.P. | History | New | 4,950,000 | 13,365 | 1.67% | — | 2 | +4,950,000 | New | Q1 2014 | May 16, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 2,975,543 | 8,034 | 0.01% | 0.01% | 3 | +9,817 | 0.33% | Q1 2014 | May 14, 2014 |
| PRIVATE MANAGEMENT GROUP INC | History | Reduced | 2,710,437 | 7,318 | 0.49% | 0.65% | 4 | -121,555 | -4.29% | Q1 2014 | May 09, 2014 |
| BlackRock Fund Advisors | History | Added to | 2,617,437 | 7,067 | 0.0% | 0.0% | 5 | +4,121 | 0.16% | Q1 2014 | May 02, 2014 |
| MORGAN STANLEY | History | Added to | 2,127,356 | 5,744 | 0.0% | 0.0% | 6 | +1,505,622 | 242.16% | Q1 2014 | May 13, 2014 |
| LSV ASSET MANAGEMENT | History | Reduced | 1,856,971 | 5,013 | 0.01% | 0.01% | 7 | -4,873 | -0.26% | Q1 2014 | Apr 29, 2014 |
| VANGUARD GROUP INC | History | Reduced | 1,850,837 | 4,997 | 0.0% | 0.0% | 8 | -362,649 | -16.38% | Q1 2014 | May 13, 2014 |
| BHR Capital LLC | History | No change | 1,826,862 | 4,933 | 0.42% | 0.51% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OMERS ADMINISTRATION Corp | History | New | 1,608,030 | 4,342 | 0.14% | — | 10 | +1,608,030 | New | Q1 2014 | May 08, 2014 |
| Luxor Capital Group, LP | History | No change | 1,040,888 | 2,810 | 0.06% | 0.06% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Reduced | 989,885 | 2,673 | 0.0% | 0.0% | 12 | -172,865 | -14.87% | Q1 2014 | May 15, 2014 |
| COWEN GROUP, INC. | History | New | 893,100 | 2,412 | 0.3% | — | 13 | +893,100 | New | Q1 2014 | May 16, 2014 |
| NORTHERN TRUST CORP | History | Added to | 853,454 | 2,305 | 0.0% | 0.0% | 14 | +82,263 | 10.67% | Q1 2014 | May 14, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | New | 820,708 | 2,216 | 0.03% | — | 15 | +820,708 | New | Q1 2014 | May 08, 2014 |
| Jefferies Group LLC | History | New | 799,576 | 2,159 | 0.02% | — | 16 | +799,576 | New | Q1 2014 | May 16, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 708,370 | 1,913 | 0.0% | 0.0% | 17 | -54,522 | -7.15% | Q1 2014 | May 02, 2014 |
| BRYN MAWR CAPITAL MANAGEMENT INC | History | Reduced | 655,392 | 1,770 | 0.16% | 0.19% | 18 | -197,643 | -23.17% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Added to | 510,498 | 1,378 | 0.0% | 0.0% | 19 | +419,914 | 463.56% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Added to | 445,400 | 1,166 | 0.0% | 0.0% | 20 | +146,586 | 49.06% | Q1 2014 | Apr 18, 2014 |
| Bank of New York Mellon Corp | History | Reduced | 351,567 | 949 | 0.0% | 0.0% | 21 | -106,190 | -23.2% | Q1 2014 | May 14, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 323,440 | 873 | 0.02% | 0.0% | 22 | +304,935 | 1647.85% | Q1 2014 | May 14, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 314,322 | 849 | 0.0% | 0.01% | 23 | -605,734 | -65.84% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Reduced | 294,766 | 795 | 0.0% | 0.0% | 24 | -240,778 | -44.96% | Q1 2014 | May 15, 2014 |
| VTL Associates, LLC | History | Added to | 282,821 | 764 | 0.06% | 0.05% | 25 | +111,512 | 65.09% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 282,455 | 763 | 0.0% | 0.0% | 26 | +80,894 | 40.13% | Q1 2014 | Apr 29, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 240,326 | 648 | 0.0% | 0.0% | 27 | +9,297 | 4.02% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 236,417 | 638 | 0.0% | 0.0% | 28 | +8,515 | 3.74% | Q1 2014 | May 13, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 219,972 | 594 | 0.0% | 0.0% | 29 | +3,738 | 1.73% | Q1 2014 | May 02, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Reduced | 208,377 | 563 | 0.0% | 0.0% | 30 | -99,629 | -32.35% | Q1 2014 | May 13, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | New | 200,900 | 542 | 0.07% | — | 31 | +200,900 | New | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 185,598 | 500 | 0.0% | 0.0% | 32 | -51,892 | -21.85% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 178,348 | 482 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| SG Americas Securities, LLC | History | Added to | 175,723 | 474 | 0.0% | 0.0% | 34 | +164,799 | 1508.6% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Added to | 156,842 | 423 | 0.0% | 0.0% | 35 | +2,590 | 1.68% | Q1 2014 | May 14, 2014 |
| Absolute Return Capital, LLC | History | New | 135,186 | 365 | 0.01% | — | 36 | +135,186 | New | Q1 2014 | May 15, 2014 |
| RBF Capital, LLC | History | Reduced | 129,618 | 350 | 0.09% | 0.21% | 37 | -128,404 | -49.76% | Q1 2014 | May 13, 2014 |
| JANE STREET GROUP, LLC | History | New | 118,952 | 321 | 0.0% | — | 38 | +118,952 | New | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 118,367 | 320 | 0.0% | 0.0% | 39 | -315,112 | -72.69% | Q1 2014 | May 15, 2014 |
| BlackRock Group LTD | History | Added to | 105,689 | 286 | 0.0% | 0.0% | 40 | +7,473 | 7.61% | Q1 2014 | May 02, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 103,992 | 281 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 100,749 | 272 | 0.0% | 0.0% | 42 | -164,408 | -62.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Reduced | 96,031 | 259 | 0.0% | 0.01% | 43 | -131,877 | -57.86% | Q1 2014 | May 07, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 90,735 | 245 | 0.0% | 0.0% | 44 | +20,736 | 29.62% | Q1 2014 | May 12, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 90,073 | 243 | 0.0% | 0.0% | 45 | -56,300 | -38.46% | Q1 2014 | May 05, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | No change | 88,667 | 239 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| PRUDENTIAL FINANCIAL INC | History | No change | 84,765 | 229 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Reduced | 78,710 | 213 | 0.0% | 0.0% | 48 | -16,300 | -17.16% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | No change | 70,579 | 191 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| OPPENHEIMER FUNDS INC | History | New | 68,601 | 185 | 0.0% | — | 50 | +68,601 | New | Q1 2014 | Apr 30, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 67,596 | 183 | 0.0% | 0.0% | 51 | -8,990 | -11.74% | Q1 2014 | May 06, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 66,525 | 180 | 0.0% | 0.0% | 52 | +48,100 | 261.06% | Q1 2014 | May 15, 2014 |
| A.R.T. Advisors, LLC | History | New | 63,639 | 171 | 0.01% | — | 53 | +63,639 | New | Q1 2014 | May 15, 2014 |
| ProShare Advisors LLC | History | New | 58,943 | 159 | 0.0% | — | 54 | +58,943 | New | Q1 2014 | May 07, 2014 |
| GUGGENHEIM CAPITAL LLC | History | New | 58,287 | 157 | 0.0% | — | 56 | +58,287 | New | Q1 2014 | May 16, 2014 |
| Swiss National Bank | History | Added to | 58,099 | 157 | 0.0% | 0.0% | 57 | +14,600 | 33.56% | Q1 2014 | May 06, 2014 |
| Nationwide Fund Advisors | History | No change | 58,224 | 157 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 47,142 | 127 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Alpine Partners VI, LLC | History | Reduced | 44,397 | 120 | 0.1% | 0.33% | 60 | -15,303 | -25.63% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Added to | 44,408 | 120 | 0.0% | 0.0% | 59 | +1,388 | 3.23% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 43,015 | 116 | 0.0% | 0.0% | 61 | +1,113 | 2.66% | Q1 2014 | May 12, 2014 |
| State of Tennessee, Treasury Department | History | No change | 41,381 | 112 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2014 | May 30, 2014 |
| COMERICA BANK | History | Reduced | 40,795 | 110 | 0.0% | 0.0% | 63 | -1,846 | -4.33% | Q1 2014 | May 15, 2014 |
| TOURADJI CAPITAL MANAGEMENT, LP | History | New | 40,000 | 108 | 0.79% | — | 64 | +40,000 | New | Q1 2014 | May 05, 2014 |
| Stone Toro Investment Advisers, LP | History | New | 40,000 | 108 | 0.15% | — | 65 | +40,000 | New | Q1 2014 | Apr 25, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Reduced | 39,365 | 106 | 0.0% | 0.0% | 66 | -1,723 | -4.19% | Q1 2014 | Apr 22, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | New | 37,729 | 102 | 0.0% | — | 68 | +37,729 | New | Q1 2014 | May 15, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 37,919 | 102 | 2.89% | 3.56% | 67 | +1,573 | 4.33% | Q1 2014 | Jun 05, 2014 |
| Concept Capital Markets, LLC | History | New | 35,000 | 95 | 0.04% | — | 70 | +35,000 | New | Q1 2014 | May 13, 2014 |
| First Heartland Consultants, Inc. | History | No change | 35,000 | 95 | 0.05% | 0.07% | 69 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| GABELLI SECURITIES, INC. | History | New | 34,987 | 94 | 0.03% | — | 71 | +34,987 | New | Q1 2014 | May 16, 2014 |
| BRIGHTON JONES LLC | History | New | 33,644 | 91 | 0.02% | — | 72 | +33,644 | New | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Reduced | 31,915 | 87 | 0.0% | 0.0% | 73 | -58,102 | -64.55% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 31,218 | 84 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Reduced | 29,199 | 78 | 0.0% | 0.0% | 75 | -729 | -2.44% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Reduced | 27,861 | 75 | 0.0% | 0.0% | 76 | -10,594 | -27.55% | Q1 2014 | May 16, 2014 |
| Arizona State Retirement System | History | Reduced | 27,033 | 72 | 0.0% | 0.0% | 77 | -3,700 | -12.04% | Q1 2014 | May 19, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Reduced | 24,488 | 66 | 0.0% | 0.0% | 78 | -3,330 | -11.97% | Q1 2014 | Apr 22, 2014 |
| CONTINENTAL ADVISORS LLC | History | Reduced | 24,000 | 65 | 0.02% | 0.18% | 79 | -217,063 | -90.04% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Reduced | 20,609 | 56 | 0.0% | 0.0% | 80 | -14,430 | -41.18% | Q1 2014 | May 15, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 19,769 | 53 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2014 | Apr 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 18,597 | 51 | 0.0% | 5.04% | 82 | -80,284 | -81.19% | Q1 2014 | May 15, 2014 |
| Louisiana State Employees Retirement System | History | No change | 18,100 | 49 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 17,100 | 46 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | No change | 15,117 | 41 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 14,289 | 39 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Reduced | 14,073 | 38 | 0.0% | 0.03% | 87 | -140,912 | -90.92% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Added to | 13,960 | 38 | 0.0% | 0.0% | 88 | +5,428 | 63.62% | Q1 2014 | May 02, 2014 |
| HOLLENCREST SECURITIES LLC | History | No change | 12,300 | 33 | 0.0% | 0.01% | 89 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 10,625 | 29 | 0.0% | 0.0% | 90 | -13,512 | -55.98% | Q1 2014 | May 07, 2014 |
| Veritable, L.P. | History | New | 10,851 | 29 | 0.0% | — | 91 | +10,851 | New | Q1 2014 | May 15, 2014 |
| Municipal Employees' Retirement System of Michigan | History | New | 9,400 | 25 | 0.0% | — | 93 | +9,400 | New | Q1 2014 | May 13, 2014 |
| PineBridge Investments Ltd | History | Reduced | 9,291 | 25 | 0.0% | 0.0% | 92 | -928 | -9.08% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 5,706 | 15 | 0.0% | 0.0% | 94 | -26,940 | -82.52% | Q1 2014 | May 13, 2014 |
| MASON STREET ADVISORS, LLC | History | Reduced | 4,659 | 13 | 0.0% | 0.0% | 95 | -1,553 | -25.0% | Q1 2014 | May 15, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 2,266 | 6 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Reduced | 2,034 | 5 | 0.01% | 0.78% | 101 | -130,011 | -98.46% | Q1 2014 | Aug 08, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | New | 2,000 | 5 | 0.0% | — | 99 | +2,000 | New | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Added to | 2,350 | 5 | 0.0% | 0.0% | 97 | +979 | 71.41% | Q1 2014 | May 15, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 2,012 | 5 | 0.0% | 0.0% | 98 | -24 | -1.18% | Q1 2014 | May 01, 2014 |
| BlackRock Inc. | History | No change | 1,929 | 5 | 0.0% | 0.02% | 100 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 960 | 3 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| US BANCORP \DE\ | History | No change | 1,048 | 2 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 452 | 2 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Hoxton Financial, Inc. | History | No change | 226 | 1 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2014 | Apr 25, 2014 |
| Empyrean Capital Partners, LP | History | Closed out | 0 | 0 | — | 0.26% | — | -2,195,900 | -100.0% | Q4 2013 | Feb 13, 2014 |
| Roumell Asset Management, LLC | History | Closed out | 0 | 0 | — | 3.65% | — | -1,729,430 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Kerrisdale Advisers, LLC | History | Closed out | 0 | 0 | — | 1.31% | — | -919,842 | -100.0% | Q4 2013 | Feb 14, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -902,651 | -100.0% | Q4 2013 | Feb 07, 2014 |
| ROYCE & ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -749,500 | -100.0% | Q4 2013 | Feb 10, 2014 |
| NEW GENERATION ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.72% | — | -732,000 | -100.0% | Q4 2013 | Feb 11, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -727,671 | -100.0% | Q4 2013 | Feb 06, 2014 |
| NORGES BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -541,337 | -100.0% | Q4 2013 | May 12, 2014 |
| LOMBARDIA CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -506,522 | -100.0% | Q4 2013 | Jan 24, 2014 |
| Harvest Capital Strategies LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -429,065 | -100.0% | Q4 2013 | Feb 14, 2014 |
| STEADFAST CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -290,903 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Nantahala Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -200,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| 40 North Management LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -167,144 | -100.0% | Q4 2013 | Feb 14, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -134,380 | -100.0% | Q4 2013 | Feb 14, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -109,911 | -100.0% | Q4 2013 | Feb 05, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -97,560 | -100.0% | Q4 2013 | Feb 14, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -96,000 | -100.0% | Q4 2013 | Feb 12, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -82,949 | -100.0% | Q4 2013 | Feb 14, 2014 |
| BLACKTHORN INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -82,131 | -100.0% | Q4 2013 | Jan 09, 2014 |
| CROFT-LEOMINSTER INC | History | Closed out | 0 | 0 | — | 0.03% | — | -57,000 | -100.0% | Q4 2013 | Feb 12, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -45,256 | -100.0% | Q4 2013 | Feb 13, 2014 |
| Eidelman Virant Capital | History | Closed out | 0 | 0 | — | 0.06% | — | -41,580 | -100.0% | Q4 2013 | Jan 21, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -37,867 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -30,645 | -100.0% | Q4 2013 | Feb 18, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,155 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Quantitative Systematic Strategies LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -20,114 | -100.0% | Q4 2013 | Feb 18, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -19,900 | -100.0% | Q4 2013 | Feb 13, 2014 |
| SEIZERT CAPITAL PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,000 | -100.0% | Q4 2013 | Feb 04, 2014 |
| STEADFAST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.02% | — | -14,097 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,351 | -100.0% | Q4 2013 | Feb 14, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -6,079 | -100.0% | Q4 2013 | Feb 11, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -5,515 | -100.0% | Q4 2013 | Feb 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | New | 224 | 0 | — | — | — | +224 | New | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 125 | 0 | — | 0.0% | — | -183 | -59.42% | Q1 2014 | May 15, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Added to | 10 | 0 | — | — | — | +5 | 100.0% | Q1 2014 | Apr 22, 2014 |