Northern Lights Fund Trust IV - GLRY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Faithward Advisors, LLC | History | Reduced | 766,610 | 27,459 | 4.03% | 4.31% | 1 | -12,292 | -1.58% | Q4 2025 | Feb 17, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 334,460 | 11,980 | 0.75% | 0.79% | 2 | +19,586 | 6.22% | Q4 2025 | Feb 06, 2026 |
| Inspire Advisors, LLC | History | Added to | 202,146 | 7,240 | 0.67% | 0.69% | 3 | +7,299 | 3.75% | Q4 2025 | Feb 13, 2026 |
| OneAscent Financial Services LLC | History | New | 162,248 | 5,811 | 0.54% | — | 4 | +162,248 | New | Q4 2025 | Feb 11, 2026 |
| LPL Financial LLC | History | Added to | 94,220 | 3,374 | 0.0% | 0.0% | 5 | +34,271 | 57.17% | Q4 2025 | Feb 11, 2026 |
| CWM, LLC | History | Added to | 93,370 | 3,345 | 0.01% | 0.0% | 6 | +66,250 | 244.28% | Q4 2025 | Jan 26, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 90,260 | 3,233 | 0.0% | 0.0% | 7 | +48,853 | 117.98% | Q4 2025 | Feb 17, 2026 |
| PFG Advisors | History | Added to | 64,832 | 2,322 | 0.11% | 0.09% | 8 | +4,881 | 8.14% | Q4 2025 | Jan 27, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 46,596 | 1,669 | 0.03% | 0.0% | 9 | +43,028 | 1205.94% | Q4 2025 | Feb 09, 2026 |
| AE Wealth Management LLC | History | Added to | 36,958 | 1,323 | 0.01% | 0.0% | 10 | +17,258 | 87.6% | Q4 2025 | Jan 26, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 34,850 | 1,248 | 0.07% | 0.07% | 11 | +6,460 | 22.75% | Q4 2025 | Jan 26, 2026 |
| GTS SECURITIES LLC | History | Added to | 30,954 | 1,108 | 0.04% | 0.02% | 12 | +16,961 | 121.21% | Q4 2025 | Feb 13, 2026 |
| Valmark Advisers, Inc. | History | New | 24,631 | 882 | 0.01% | — | 13 | +24,631 | New | Q4 2025 | Jan 26, 2026 |
| CITADEL ADVISORS LLC | History | New | 18,660 | 668 | 0.0% | — | 14 | +18,660 | New | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 17,584 | 629 | 0.0% | 0.0% | 15 | +2,878 | 19.57% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | New | 17,063 | 611 | 0.0% | — | 16 | +17,063 | New | Q4 2025 | Feb 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 15,061 | 539 | 0.0% | 0.0% | 17 | -24,962 | -62.37% | Q4 2025 | Feb 05, 2026 |
| Arlington Capital Management, Inc. | History | New | 13,138 | 470 | 0.29% | — | 18 | +13,138 | New | Q4 2025 | Jan 06, 2026 |
| OneAscent Wealth Management LLC | History | Added to | 12,055 | 431 | 0.14% | 0.09% | 19 | +4,747 | 64.96% | Q4 2025 | Feb 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 11,538 | 413 | 0.0% | 0.0% | 20 | +1,387 | 13.66% | Q4 2025 | Feb 12, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 11,197 | 401 | 0.08% | 0.08% | 21 | -49 | -0.44% | Q4 2025 | Feb 17, 2026 |
| Focus Financial Network, Inc. | History | Added to | 10,728 | 384 | 0.01% | 0.01% | 22 | +3,541 | 49.27% | Q4 2025 | Jan 12, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | New | 9,847 | 352 | 0.05% | — | 23 | +9,847 | New | Q4 2025 | Feb 04, 2026 |
| Cetera Investment Advisers | History | New | 8,766 | 313 | 0.0% | — | 24 | +8,766 | New | Q4 2025 | Feb 17, 2026 |
| Turning Point Benefit Group, Inc. | History | Reduced | 6,594 | 236 | 0.12% | 0.19% | 25 | -2,086 | -24.03% | Q4 2025 | Jan 30, 2026 |
| Cyndeo Wealth Partners, LLC | History | No change | 5,968 | 213 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 4,095 | 146 | 0.01% | 0.0% | 27 | +2,497 | 156.26% | Q4 2025 | Feb 06, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 2,940 | 105 | 0.0% | 0.01% | 28 | +1 | 0.03% | Q4 2025 | Feb 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,317 | 82 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| ASSETMARK, INC | History | Added to | 1,861 | 66 | 0.0% | 0.0% | 30 | +933 | 100.54% | Q4 2025 | Jan 23, 2026 |
| Inspire Investing, LLC | History | New | 1,115 | 39 | 0.0% | — | 31 | +1,115 | New | Q4 2025 | Feb 17, 2026 |
| IFP Advisors, Inc | History | No change | 693 | 24 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| SHP Wealth Management | History | New | 298 | 10 | 0.0% | — | 33 | +298 | New | Q4 2025 | Mar 04, 2026 |
| JPMORGAN CHASE & CO | History | New | 67 | 2 | 0.0% | — | 34 | +67 | New | Q4 2025 | Feb 11, 2026 |
| Smartleaf Asset Management LLC | History | No change | 73 | 2 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | New | 43 | 1 | 0.0% | — | 37 | +43 | New | Q4 2025 | Feb 13, 2026 |
| SIGNATUREFD, LLC | History | No change | 40 | 1 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,967 | -100.0% | Q3 2025 | Nov 14, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -3,056 | -100.0% | Q3 2025 | Nov 13, 2025 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -51 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | — | — | -17 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Keating Financial Advisory Services, Inc. | History | New | 5 | 0 | — | — | — | +5 | New | Q4 2025 | Feb 09, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 14, 2025 |