Northern Lights Fund Trust IV - GLRY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Faithward Advisors, LLC | History | Reduced | 741,581 | 27,520 | 3.93% | 4.03% | 1 | -25,029 | -3.26% | Q1 2026 | Apr 17, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 587,465 | 21,800 | 1.33% | 0.75% | 2 | +253,005 | 75.65% | Q1 2026 | Apr 13, 2026 |
| Inspire Advisors, LLC | History | Added to | 312,734 | 11,605 | 0.95% | 0.67% | 3 | +110,588 | 54.71% | Q1 2026 | May 15, 2026 |
| OneAscent Financial Services LLC | History | Added to | 173,189 | 6,427 | 0.35% | 0.54% | 4 | +10,941 | 6.74% | Q1 2026 | Apr 21, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 123,429 | 4,500 | 0.0% | 0.0% | 5 | +33,169 | 36.75% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 110,768 | 4,110 | 0.0% | 0.0% | 6 | +16,548 | 17.56% | Q1 2026 | May 06, 2026 |
| PFG Advisors | History | Added to | 65,987 | 2,448 | 0.12% | 0.11% | 7 | +1,155 | 1.78% | Q1 2026 | May 05, 2026 |
| AE Wealth Management LLC | History | Added to | 44,482 | 1,650 | 0.01% | 0.01% | 8 | +7,524 | 20.36% | Q1 2026 | May 13, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 44,066 | 1,635 | 0.08% | 0.07% | 9 | +9,216 | 26.44% | Q1 2026 | Apr 15, 2026 |
| GTS SECURITIES LLC | History | Added to | 33,966 | 1,260 | 0.04% | 0.04% | 10 | +3,012 | 9.73% | Q1 2026 | May 14, 2026 |
| Valmark Advisers, Inc. | History | Added to | 25,180 | 934 | 0.01% | 0.01% | 11 | +549 | 2.23% | Q1 2026 | May 01, 2026 |
| CWM, LLC | History | Reduced | 23,528 | 873 | 0.0% | 0.01% | 12 | -69,842 | -74.8% | Q1 2026 | May 14, 2026 |
| OneAscent Wealth Management LLC | History | Added to | 17,871 | 663 | 0.22% | 0.14% | 13 | +5,816 | 48.25% | Q1 2026 | Apr 21, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 15,169 | 562 | 0.0% | 0.0% | 14 | -2,415 | -13.73% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 14,557 | 540 | 0.0% | 0.0% | 15 | -504 | -3.35% | Q1 2026 | Apr 30, 2026 |
| Arlington Capital Management, Inc. | History | Added to | 13,243 | 491 | 0.28% | 0.29% | 16 | +105 | 0.8% | Q1 2026 | May 01, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 11,472 | 425 | 0.0% | 0.0% | 17 | -66 | -0.57% | Q1 2026 | Apr 27, 2026 |
| Focus Financial Network, Inc. | History | No change | 10,728 | 398 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | Added to | 10,465 | 388 | 0.04% | 0.05% | 19 | +618 | 6.28% | Q1 2026 | Apr 23, 2026 |
| Independent Advisor Alliance | History | New | 9,233 | 342 | 0.0% | — | 20 | +9,233 | New | Q1 2026 | May 12, 2026 |
| Pinnacle Financial Partners, Inc. | History | New | 9,187 | 340 | 0.0% | — | 21 | +9,187 | New | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 8,406 | 311 | 0.0% | 0.0% | 22 | -360 | -4.11% | Q1 2026 | May 13, 2026 |
| Turning Point Benefit Group, Inc. | History | Added to | 11,241 | 303 | 0.19% | 0.12% | 23 | +4,647 | 70.47% | Q1 2026 | May 12, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 7,608 | 282 | 0.01% | 0.01% | 24 | +1,640 | 27.48% | Q1 2026 | Apr 13, 2026 |
| Revisor Wealth Management LLC | History | New | 7,264 | 269 | 0.07% | — | 25 | +7,264 | New | Q1 2026 | Apr 27, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 6,460 | 239 | 0.04% | 0.08% | 26 | -4,737 | -42.31% | Q1 2026 | May 14, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 6,058 | 224 | 0.01% | 0.01% | 27 | +1,963 | 47.94% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 4,241 | 155 | 0.0% | 0.03% | 28 | -42,355 | -90.9% | Q1 2026 | May 15, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,317 | 85 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| ASSETMARK, INC | History | Reduced | 1,853 | 68 | 0.0% | 0.0% | 30 | -8 | -0.43% | Q1 2026 | May 06, 2026 |
| Inspire Investing, LLC | History | No change | 1,115 | 41 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| UBS Group AG | History | New | 767 | 28 | 0.0% | — | 32 | +767 | New | Q1 2026 | May 05, 2026 |
| IFP Advisors, Inc | History | No change | 693 | 25 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| SHP Wealth Management | History | No change | 298 | 11 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 140 | 5 | 0.0% | 0.0% | 35 | +73 | 108.96% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 90 | 3 | 0.0% | — | 36 | +90 | New | Q1 2026 | May 11, 2026 |
| Smartleaf Asset Management LLC | History | No change | 73 | 2 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SIGNATUREFD, LLC | History | No change | 40 | 1 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Arax Advisory Partners | History | No change | 43 | 1 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,660 | -100.0% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,063 | -100.0% | Q1 2026 | May 12, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,940 | -100.0% | Q1 2026 | May 18, 2026 |
| MORGAN STANLEY | History | New | 8 | 0 | — | — | — | +8 | New | Q1 2026 | May 15, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |