FOSTER WHEELER LTD - H27178104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CREDIT SUISSE AG/ | History | Added to | 5,805,048 | 197,778 | 0.16% | 0.18% | 1 | +157,130 | 2.78% | Q2 2014 | Aug 11, 2014 |
| VANGUARD GROUP INC | History | Added to | 5,592,386 | 190,532 | 0.02% | 0.01% | 2 | +182,527 | 3.37% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 2,358,243 | 80,345 | 0.01% | 0.01% | 3 | +825,185 | 53.83% | Q2 2014 | Aug 06, 2014 |
| CQS Cayman LP | History | New | 944,218 | 32,170 | 1.98% | — | 4 | +944,218 | New | Q2 2014 | Aug 11, 2014 |
| CLARK ESTATES INC/NY | History | Reduced | 933,200 | 31,794 | 4.54% | 5.76% | 5 | -250,000 | -21.13% | Q2 2014 | Aug 06, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | No change | 886,303 | 30,196 | 0.2% | 0.18% | 6 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 753,632 | 25,676 | 0.01% | 0.0% | 7 | +665,068 | 750.95% | Q2 2014 | Aug 06, 2014 |
| BBT Capital Management, LLC | History | Reduced | 540,499 | 18,415 | 1.14% | 0.99% | 8 | -136,100 | -20.12% | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | Reduced | 301,934 | 10,287 | 0.01% | 0.01% | 9 | -29,942 | -9.02% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 156,462 | 5,331 | 0.01% | 0.01% | 10 | +32,024 | 25.73% | Q2 2014 | Jul 30, 2014 |
| GABELLI SECURITIES, INC. | History | Added to | 131,974 | 4,496 | 0.97% | 0.87% | 11 | +33,749 | 34.36% | Q2 2014 | Aug 06, 2014 |
| HAVENS ADVISORS LLC | History | Added to | 124,000 | 4,225 | 3.06% | 3.53% | 12 | +23,000 | 22.77% | Q2 2014 | Jul 16, 2014 |
| Swiss National Bank | History | No change | 110,700 | 3,772 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| First Eagle Investment Management, LLC | History | Added to | 100,000 | 3,407 | 0.01% | 0.01% | 15 | +10,000 | 11.11% | Q2 2014 | Aug 08, 2014 |
| BUCKHEAD CAPITAL MANAGEMENT LLC | History | No change | 100,000 | 3,407 | 0.48% | 0.41% | 14 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NAVELLIER & ASSOCIATES INC | History | New | 76,352 | 2,601 | 0.12% | — | 16 | +76,352 | New | Q2 2014 | Jul 09, 2014 |
| RHUMBLINE ADVISERS | History | New | 68,610 | 2,338 | 0.01% | — | 17 | +68,610 | New | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | New | 44,209 | 1,506 | 0.0% | — | 18 | +44,209 | New | Q2 2014 | Aug 07, 2014 |
| HOWARD HUGHES MEDICAL INSTITUTE | History | Reduced | 43,836 | 1,493 | 0.25% | 0.21% | 19 | -1,150 | -2.56% | Q2 2014 | Aug 01, 2014 |
| CAPITAL ONE, NATIONAL ASSOCIATION | History | Added to | 42,546 | 1,450 | 0.14% | 0.13% | 20 | +134 | 0.32% | Q2 2014 | Jul 25, 2014 |
| Platte River Capital LLC | History | Reduced | 40,730 | 1,388 | 0.21% | 0.34% | 21 | -35,630 | -46.66% | Q2 2014 | Jul 29, 2014 |
| GABELLI FUNDS LLC | History | Added to | 38,700 | 1,319 | 0.01% | 0.01% | 22 | +3,800 | 10.89% | Q2 2014 | Aug 06, 2014 |
| IndexIQ Advisors LLC | History | Added to | 37,574 | 1,280 | 0.1% | 0.11% | 23 | +2,170 | 6.13% | Q2 2014 | Aug 04, 2014 |
| Benin Management CORP | History | Reduced | 36,400 | 1,240 | 0.67% | 1.04% | 24 | -16,100 | -30.67% | Q2 2014 | Jul 18, 2014 |
| BlackRock Investment Management, LLC | History | New | 35,436 | 1,207 | 0.0% | — | 25 | +35,436 | New | Q2 2014 | Aug 06, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | New | 27,000 | 920 | 0.03% | — | 26 | +27,000 | New | Q2 2014 | Aug 08, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | New | 26,741 | 911 | 0.07% | — | 27 | +26,741 | New | Q2 2014 | Aug 08, 2014 |
| Stone Toro Investment Advisers, LP | History | Added to | 25,700 | 876 | 2.53% | 1.14% | 28 | +700 | 2.8% | Q2 2014 | Jul 28, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Added to | 25,266 | 861 | 0.01% | 0.01% | 29 | +3,274 | 14.89% | Q2 2014 | Jul 16, 2014 |
| Neuberger Berman Group LLC | History | Added to | 24,748 | 843 | 0.0% | 0.0% | 30 | +7,433 | 42.93% | Q2 2014 | Aug 05, 2014 |
| FAGAN ASSOCIATES, INC. | History | Added to | 23,690 | 807 | 0.69% | 0.53% | 31 | +4,940 | 26.35% | Q2 2014 | Aug 11, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 22,300 | 760 | 0.0% | 0.0% | 32 | +2,600 | 13.2% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | Reduced | 18,313 | 624 | 0.0% | 0.0% | 33 | -55,932 | -75.33% | Q2 2014 | Aug 06, 2014 |
| Utah Retirement Systems | History | New | 17,200 | 586 | 0.02% | — | 34 | +17,200 | New | Q2 2014 | Aug 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 15,811 | 539 | 0.0% | 0.0% | 35 | -2,000 | -11.23% | Q2 2014 | Aug 08, 2014 |
| ANCHOR CAPITAL ADVISORS LLC | History | Reduced | 15,550 | 530 | 0.01% | 0.02% | 36 | -15,730 | -50.29% | Q2 2014 | Aug 01, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 15,094 | 514 | 0.0% | 0.0% | 37 | -1,363 | -8.28% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 14,634 | 499 | 0.0% | 563.88% | 38 | -599,855 | -97.62% | Q2 2014 | Aug 06, 2014 |
| RIVERHEAD CAPITAL MANAGEMENT LLC | History | No change | 12,300 | 419 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| AMALGAMATED BANK | History | New | 10,741 | 366 | 0.06% | — | 40 | +10,741 | New | Q2 2014 | Aug 11, 2014 |
| Tradeworx Inc. | History | New | 8,331 | 284 | 0.23% | — | 41 | +8,331 | New | Q2 2014 | Jul 10, 2014 |
| TRADITION CAPITAL MANAGEMENT LLC | History | Reduced | 7,650 | 260 | 0.08% | 0.09% | 42 | -598 | -7.25% | Q2 2014 | Jul 25, 2014 |
| DAVIDSON D A & CO | History | No change | 7,500 | 255 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Segment Wealth Management, LLC | History | No change | 7,000 | 238 | 0.09% | 0.11% | 44 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | New | 6,892 | 236 | 0.0% | — | 45 | +6,892 | New | Q2 2014 | Jul 31, 2014 |
| World Asset Management Inc | History | New | 6,203 | 211 | 0.01% | — | 46 | +6,203 | New | Q2 2014 | Jul 28, 2014 |
| BOSTON ADVISORS LLC | History | New | 6,075 | 207 | 0.01% | — | 47 | +6,075 | New | Q2 2014 | Jul 23, 2014 |
| Commonwealth Equity Services, Inc | History | New | 6,025 | 205 | 0.0% | — | 48 | +6,025 | New | Q2 2014 | Jul 23, 2014 |
| ROYCE & ASSOCIATES LLC | History | No change | 4,000 | 136 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 3,637 | 124 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 2,878 | 98 | 0.0% | 0.0% | 51 | +2,053 | 248.85% | Q2 2014 | Aug 08, 2014 |
| Joel Isaacson & Co., LLC | History | No change | 1,000 | 34 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | Reduced | 800 | 27 | 0.0% | 0.0% | 53 | -700 | -46.67% | Q2 2014 | Jul 09, 2014 |
| Ledyard National Bank | History | Reduced | 750 | 26 | 0.0% | 0.01% | 54 | -250 | -25.0% | Q2 2014 | Jul 08, 2014 |
| MUFG Americas Holdings Corp | History | No change | 700 | 24 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Reduced | 667 | 23 | 0.0% | 0.0% | 56 | -955 | -58.88% | Q2 2014 | Aug 12, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 500 | 17 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 310 | 11 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Johnson Financial Group, Inc. | History | New | 200 | 7 | 0.0% | — | 59 | +200 | New | Q2 2014 | Aug 06, 2014 |
| WHITTIER TRUST CO | History | No change | 160 | 5 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| KBC Group NV | History | No change | 133 | 5 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 50 | 2 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| PLATINUM INVESTMENT MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 5.75% | — | -9,943,177 | -100.0% | Q1 2014 | May 16, 2014 |
| ABRAMS BISON INVESTMENTS, LLC | History | Closed out | 0 | 0 | — | 16.23% | — | -6,130,193 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.06% | — | -4,321,848 | -100.0% | Q1 2014 | May 13, 2014 |
| WATER ISLAND CAPITAL LLC | History | Closed out | 0 | 0 | — | 4.91% | — | -4,267,634 | -100.0% | Q1 2014 | May 14, 2014 |
| FARALLON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 2.08% | — | -3,270,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.04% | — | -3,034,425 | -100.0% | Q1 2014 | May 15, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 1.46% | — | -2,304,917 | -100.0% | Q1 2014 | May 14, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,784,750 | -100.0% | Q1 2014 | May 13, 2014 |
| ARROWGRASS CAPITAL PARTNERS (US) LP | History | Closed out | 0 | 0 | — | 2.15% | — | -1,679,009 | -100.0% | Q1 2014 | May 15, 2014 |
| SEIZERT CAPITAL PARTNERS, LLC | History | Closed out | 0 | 0 | — | 1.2% | — | -1,577,218 | -100.0% | Q1 2014 | May 08, 2014 |
| ALTRINSIC GLOBAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.83% | — | -1,487,736 | -100.0% | Q1 2014 | May 15, 2014 |
| WESTWOOD HOLDINGS GROUP INC | History | Closed out | 0 | 0 | — | 0.36% | — | -1,453,212 | -100.0% | Q1 2014 | May 14, 2014 |
| ARGENTIERE CAPITAL | History | Closed out | 0 | 0 | — | 40.42% | — | -1,361,509 | -100.0% | Q1 2014 | Apr 28, 2014 |
| CATAPULT CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 6.93% | — | -1,068,016 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -927,132 | -100.0% | Q1 2014 | May 15, 2014 |
| COWEN GROUP, INC. | History | Closed out | 0 | 0 | — | 3.46% | — | -866,691 | -100.0% | Q1 2014 | May 16, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -859,461 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -693,386 | -100.0% | Q1 2014 | May 15, 2014 |
| EATON VANCE MANAGEMENT | History | Closed out | 0 | 0 | — | 0.07% | — | -680,608 | -100.0% | Q1 2014 | May 05, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.03% | — | -652,720 | -100.0% | Q1 2014 | May 05, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Closed out | 0 | 0 | — | 1.33% | — | -636,539 | -100.0% | Q1 2014 | May 15, 2014 |
| P SCHOENFELD ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 1.37% | — | -600,000 | -100.0% | Q1 2014 | May 13, 2014 |
| GLG Partners LP | History | Closed out | 0 | 0 | — | 0.34% | — | -534,450 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -534,030 | -100.0% | Q1 2014 | Apr 17, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -532,426 | -100.0% | Q1 2014 | May 14, 2014 |
| Westchester Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -472,981 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -457,769 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -444,269 | -100.0% | Q1 2014 | May 14, 2014 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -423,000 | -100.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -419,500 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.01% | — | -418,523 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.2% | — | -372,946 | -100.0% | Q1 2014 | May 15, 2014 |
| WHV Investment Management, Inc. | History | Closed out | 0 | 0 | — | 0.16% | — | -366,730 | -100.0% | Q1 2014 | Jul 31, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -345,267 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -316,900 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -316,156 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -314,401 | -100.0% | Q1 2014 | May 15, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -303,000 | -100.0% | Q1 2014 | May 14, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -281,500 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -272,900 | -100.0% | Q1 2014 | Apr 18, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -220,575 | -100.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -210,133 | -100.0% | Q1 2014 | May 15, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -208,165 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -203,702 | -100.0% | Q1 2014 | May 15, 2014 |
| BP PLC | History | Closed out | 0 | 0 | — | 0.3% | — | -200,000 | -100.0% | Q1 2014 | May 05, 2014 |
| CAXTON ASSOCIATES LP | History | Closed out | 0 | 0 | — | 0.36% | — | -183,017 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -176,257 | -100.0% | Q1 2014 | May 15, 2014 |
| Loeb Offshore Management LP | History | Closed out | 0 | 0 | — | 1.55% | — | -167,282 | -100.0% | Q1 2014 | May 15, 2014 |
| Burren Capital Advisors Ltd | History | Closed out | 0 | 0 | — | 7.06% | — | -167,000 | -100.0% | Q1 2014 | May 16, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -166,578 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -159,425 | -100.0% | Q1 2014 | May 14, 2014 |
| HighVista Strategies LLC | History | Closed out | 0 | 0 | — | 0.7% | — | -156,790 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -156,000 | -100.0% | Q1 2014 | May 13, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -153,411 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -146,494 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -123,813 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -121,400 | -100.0% | Q1 2014 | May 19, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -117,147 | -100.0% | Q1 2014 | May 14, 2014 |
| LUMINUS MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -112,198 | -100.0% | Q1 2014 | May 15, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -109,450 | -100.0% | Q1 2014 | Aug 11, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.02% | — | -107,913 | -100.0% | Q1 2014 | May 13, 2014 |
| GLAZER CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.85% | — | -102,000 | -100.0% | Q1 2014 | May 15, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -78,015 | -100.0% | Q1 2014 | Apr 30, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -74,676 | -100.0% | Q1 2014 | May 23, 2014 |
| SEI TRUST CO | History | Closed out | 0 | 0 | — | 0.02% | — | -70,300 | -100.0% | Q1 2014 | Apr 28, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -70,000 | -100.0% | Q1 2014 | May 16, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -67,711 | -100.0% | Q1 2014 | May 16, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.01% | — | -58,641 | -100.0% | Q1 2014 | May 12, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.04% | — | -54,800 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -49,700 | -100.0% | Q1 2014 | May 15, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.05% | — | -47,644 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -46,028 | -100.0% | Q1 2014 | May 13, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -42,200 | -100.0% | Q1 2014 | May 15, 2014 |
| AVIVA PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -40,266 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,115 | -100.0% | Q1 2014 | May 13, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,855 | -100.0% | Q1 2014 | May 15, 2014 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -22,731 | -100.0% | Q1 2014 | May 12, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,219 | -100.0% | Q1 2014 | May 15, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.02% | — | -22,000 | -100.0% | Q1 2014 | May 20, 2014 |
| HAP Trading, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -19,858 | -100.0% | Q1 2014 | May 12, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.01% | — | -18,300 | -100.0% | Q1 2014 | May 14, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,323 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -17,205 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.02% | — | -16,679 | -100.0% | Q1 2014 | May 09, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -15,100 | -100.0% | Q1 2014 | May 16, 2014 |
| TOURADJI CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 3.32% | — | -14,000 | -100.0% | Q1 2014 | May 05, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -13,900 | -100.0% | Q1 2014 | May 06, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,789 | -100.0% | Q1 2014 | May 15, 2014 |
| IRONWOOD INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -12,945 | -100.0% | Q1 2014 | May 08, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -12,436 | -100.0% | Q1 2014 | May 13, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,069 | -100.0% | Q1 2014 | May 15, 2014 |
| RBF Capital, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -12,000 | -100.0% | Q1 2014 | May 13, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,750 | -100.0% | Q1 2014 | May 12, 2014 |
| HARVEST MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.56% | — | -10,000 | -100.0% | Q1 2014 | May 12, 2014 |
| Lombard Odier Asset Management (USA) Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BURNHAM ASSET MANAGEMENT CORP /NY/ | History | Closed out | 0 | 0 | — | 0.07% | — | -9,250 | -100.0% | Q1 2014 | Apr 25, 2014 |
| WILMINGTON TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -6,785 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -6,610 | -100.0% | Q1 2014 | May 14, 2014 |
| Li Winifred I | History | Closed out | 0 | 0 | — | 0.09% | — | -3,290 | -100.0% | Q1 2014 | Jun 18, 2014 |
| ETRADE Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,212 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,098 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,601 | -100.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,527 | -100.0% | Q1 2014 | May 15, 2014 |
| GREEN ARROW CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,499 | -100.0% | Q1 2014 | May 15, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,259 | -100.0% | Q1 2014 | May 12, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -407 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -350 | -100.0% | Q1 2014 | Apr 11, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2014 | Apr 24, 2014 |
| People's United Financial, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | May 14, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 19, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -152 | -100.0% | Q1 2014 | May 06, 2014 |
| Lehman Financial Resources, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -126 | -100.0% | Q1 2014 | May 15, 2014 |
| CLS Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 13, 2014 |
| FIRST FINANCIAL CORP /IN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -70 | -100.0% | Q1 2014 | Apr 21, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20 | -100.0% | Q1 2014 | May 02, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2014 | Aug 08, 2014 |