Lattice Strategies Trust - HDUS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RiverFront Investment Group, LLC | History | Added to | 822,680 | 51,920 | 0.8% | 0.81% | 1 | +66,027 | 8.73% | Q1 2026 | May 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 669,072 | 42,225 | 0.01% | 0.01% | 2 | +22,053 | 3.41% | Q1 2026 | May 04, 2026 |
| LPL Financial LLC | History | Added to | 326,898 | 20,630 | 0.01% | 0.01% | 3 | +24,181 | 7.99% | Q1 2026 | May 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 229,042 | 14,455 | 0.0% | 0.0% | 4 | +5,671 | 2.54% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 140,791 | 8,885 | 0.0% | 0.0% | 5 | +786 | 0.56% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 69,025 | 4,356 | 0.01% | 0.01% | 6 | +331 | 0.48% | Q1 2026 | Apr 22, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 33,198 | 2,095 | 0.0% | 0.0% | 7 | +1,128 | 3.52% | Q1 2026 | May 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 30,933 | 1,910 | 0.0% | 0.0% | 8 | +16,518 | 114.59% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 20,149 | 1,241 | 0.0% | 0.0% | 9 | +487 | 2.48% | Q1 2026 | May 13, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 16,287 | 1,027 | 0.0% | 0.0% | 10 | -359 | -2.16% | Q1 2026 | Apr 27, 2026 |
| JANE STREET GROUP, LLC | History | New | 13,918 | 878 | 0.0% | — | 11 | +13,918 | New | Q1 2026 | May 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 12,791 | 807 | 0.0% | 0.0% | 12 | +596 | 4.89% | Q1 2026 | Apr 27, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 10,033 | 633 | 0.0% | 0.0% | 13 | -2,221 | -18.12% | Q1 2026 | May 15, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 9,959 | 628 | 0.04% | 0.04% | 14 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Cetera Investment Advisers | History | Added to | 7,702 | 486 | 0.0% | 0.0% | 15 | +76 | 1.0% | Q1 2026 | May 13, 2026 |
| &PARTNERS | History | Added to | 5,787 | 365 | 0.0% | 0.0% | 16 | +634 | 12.3% | Q1 2026 | May 15, 2026 |
| Sowell Financial Services LLC | History | Added to | 5,346 | 337 | 0.01% | 0.01% | 17 | +112 | 2.14% | Q1 2026 | Apr 20, 2026 |
| Kingsview Wealth Management, LLC | History | New | 4,190 | 264 | 0.0% | — | 18 | +4,190 | New | Q1 2026 | May 12, 2026 |
| NICOLET ADVISORY SERVICES, LLC | History | No change | 3,546 | 235 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 3,635 | 229 | 0.01% | 0.01% | 20 | -151 | -3.99% | Q1 2026 | Apr 21, 2026 |
| NICOLET BANKSHARES INC | History | New | 3,557 | 225 | 0.01% | — | 21 | +3,557 | New | Q1 2026 | May 14, 2026 |
| Savant Capital, LLC | History | Reduced | 3,512 | 221 | 0.0% | 0.0% | 22 | -79 | -2.2% | Q1 2026 | May 04, 2026 |
| COMERICA BANK | History | No change | 3,178 | 207 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 3,178 | 200 | 0.0% | — | 24 | +3,178 | New | Q1 2026 | May 01, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,973 | 124 | 0.0% | 0.0% | 25 | +110 | 5.9% | Q1 2026 | May 15, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,861 | 117 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | Reduced | 1,059 | 66 | 0.01% | 0.01% | 27 | -8 | -0.75% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Reduced | 949 | 59 | 0.0% | 0.0% | 28 | -114 | -10.72% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 747 | 47 | 0.0% | — | 29 | +747 | New | Q1 2026 | May 15, 2026 |
| GAMMA Investing LLC | History | No change | 540 | 34 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| FMR LLC | History | Added to | 503 | 31 | 0.0% | 0.0% | 31 | +393 | 357.27% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 506 | 31 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| TD PRIVATE CLIENT WEALTH LLC | History | Added to | 385 | 24 | 0.0% | 0.0% | 34 | +115 | 42.59% | Q1 2026 | Apr 27, 2026 |
| MAI Capital Management | History | No change | 396 | 24 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | New | 238 | 15 | 0.0% | — | 35 | +238 | New | Q1 2026 | May 05, 2026 |
| Spire Wealth Management | History | No change | 104 | 6 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Lummis Asset Management, LP | History | No change | 61 | 3 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,054 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -247 | -100.0% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -228 | -100.0% | Q1 2026 | May 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -129 | -100.0% | Q1 2026 | May 07, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q1 2026 | May 14, 2026 |