Simplify Exchange Traded Funds - HEQT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CWM, LLC | History | Added to | 629,588 | 19,832 | 0.05% | 0.05% | 1 | +24,303 | 4.02% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Added to | 562,601 | 17,721 | 0.0% | 0.0% | 2 | +103,290 | 22.49% | Q1 2026 | May 06, 2026 |
| Private Advisor Group, LLC | History | Reduced | 537,227 | 16,922 | 0.08% | 0.17% | 3 | -583,330 | -52.06% | Q1 2026 | Apr 24, 2026 |
| WealthPlan Investment Management, LLC | History | Reduced | 371,916 | 11,715 | 0.65% | 1.14% | 4 | -186,477 | -33.4% | Q1 2026 | Apr 29, 2026 |
| Leo Wealth, LLC | History | Added to | 333,880 | 10,517 | 0.76% | 0.77% | 5 | +2,374 | 0.72% | Q1 2026 | May 05, 2026 |
| ARQ WEALTH ADVISORS, LLC | History | Added to | 302,463 | 9,527 | 1.72% | 2.36% | 6 | +29,412 | 10.77% | Q1 2026 | May 01, 2026 |
| Orion Porfolio Solutions, LLC | History | New | 289,699 | 9,125 | 0.08% | — | 7 | +289,699 | New | Q1 2026 | May 13, 2026 |
| Kovack Advisors, Inc. | History | Added to | 231,418 | 7,345 | 0.39% | 0.29% | 8 | +34,911 | 17.77% | Q1 2026 | May 12, 2026 |
| WealthPLAN Partners, LLC | History | Reduced | 227,169 | 7,155 | 1.38% | 1.46% | 9 | -77,685 | -25.48% | Q1 2026 | Apr 29, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 223,592 | 7,043 | 0.01% | 0.0% | 10 | +164,559 | 278.76% | Q1 2026 | May 14, 2026 |
| Independent Wealth Advisors LLC | History | Added to | 185,810 | 5,852 | 5.75% | 5.88% | 11 | +10,054 | 5.72% | Q1 2026 | May 22, 2026 |
| TSG Advice Partners, LLC | History | New | 185,666 | 5,848 | 0.88% | — | 12 | +185,666 | New | Q1 2026 | Apr 24, 2026 |
| HighTower Advisors, LLC | History | Added to | 180,101 | 5,673 | 0.01% | 0.01% | 13 | +7,921 | 4.6% | Q1 2026 | May 05, 2026 |
| Meridian Wealth Management, LLC | History | Added to | 154,632 | 4,870 | 0.17% | 0.15% | 14 | +20,782 | 15.53% | Q1 2026 | May 06, 2026 |
| Financial Enhancement Group LLC | History | Added to | 136,560 | 4,473 | 0.55% | 0.54% | 15 | +8,427 | 6.58% | Q1 2026 | Apr 20, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 140,547 | 4,427 | 0.01% | 0.01% | 16 | +19,291 | 15.91% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 135,065 | 4,254 | 0.0% | 0.0% | 17 | -12,265 | -8.32% | Q1 2026 | May 04, 2026 |
| Peterson Wealth Advisors, LLC | History | Reduced | 117,132 | 3,689 | 0.49% | 0.55% | 18 | -11,029 | -8.61% | Q1 2026 | Apr 09, 2026 |
| OneDigital Investment Advisors LLC | History | Added to | 112,983 | 3,558 | 0.03% | 0.03% | 19 | +28,849 | 34.29% | Q1 2026 | May 08, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 109,841 | 3,460 | 0.01% | 0.01% | 20 | -15,255 | -12.19% | Q1 2026 | May 04, 2026 |
| HARMONY ASSET MANAGEMENT LLC | History | Added to | 108,920 | 3,430 | 1.05% | 1.14% | 21 | +2,375 | 2.23% | Q1 2026 | May 05, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | Reduced | 107,551 | 3,387 | 0.42% | 0.44% | 22 | -598 | -0.55% | Q1 2026 | Apr 27, 2026 |
| Sowell Financial Services LLC | History | Added to | 106,350 | 3,350 | 0.12% | 0.11% | 23 | +16,181 | 17.95% | Q1 2026 | Apr 20, 2026 |
| Sound Financial Strategies Group, LLC | History | No change | 100,735 | 3,173 | 2.17% | 2.28% | 24 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| UBS Group AG | History | Reduced | 100,697 | 3,171 | 0.0% | 0.0% | 25 | -12,027 | -10.67% | Q1 2026 | May 05, 2026 |
| SMITH, MOORE & CO. | History | Reduced | 99,739 | 3,141 | 0.23% | 0.26% | 26 | -6,887 | -6.46% | Q1 2026 | May 05, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 92,535 | 2,914 | 0.09% | 0.1% | 27 | -4,176 | -4.32% | Q1 2026 | Apr 08, 2026 |
| Ameritas Advisory Services, LLC | History | Reduced | 90,549 | 2,852 | 0.11% | 0.15% | 28 | -36,501 | -28.73% | Q1 2026 | May 12, 2026 |
| Encompass More Asset Management | History | Added to | 90,511 | 2,851 | 0.48% | 0.14% | 29 | +66,680 | 279.8% | Q1 2026 | Apr 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 89,952 | 2,833 | 0.01% | 0.02% | 30 | -8,670 | -8.79% | Q1 2026 | May 08, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Added to | 74,730 | 2,353 | 1.72% | 1.7% | 31 | +10,510 | 16.37% | Q1 2026 | Apr 27, 2026 |
| Parallel Advisors, LLC | History | Reduced | 64,518 | 2,032 | 0.04% | 0.05% | 32 | -23,967 | -27.09% | Q1 2026 | May 07, 2026 |
| Stratos Wealth Advisors, LLC | History | Added to | 64,512 | 2,032 | 0.12% | 0.1% | 33 | +1,732 | 2.76% | Q1 2026 | Apr 28, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 47,977 | 1,502 | 0.0% | 0.0% | 34 | -745 | -1.53% | Q1 2026 | May 14, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 45,110 | 1,445 | 0.01% | 0.02% | 35 | -27,297 | -37.7% | Q1 2026 | May 15, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 45,690 | 1,410 | 0.05% | 0.05% | 36 | +6,044 | 15.24% | Q1 2026 | May 15, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 43,820 | 1,380 | 0.03% | 0.03% | 37 | +8,546 | 24.23% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 39,969 | 1,234 | 0.0% | 0.0% | 38 | +2,544 | 6.8% | Q1 2026 | May 13, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 37,310 | 1,175 | 0.01% | 0.08% | 39 | -170,899 | -82.08% | Q1 2026 | Apr 28, 2026 |
| Cambridge Advisors Inc. | History | No change | 32,539 | 1,024 | 0.2% | 0.2% | 40 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| BFI Wealth Solutions, LLC | History | Reduced | 31,023 | 974 | 0.93% | 1.07% | 41 | -3,861 | -11.07% | Q1 2026 | May 15, 2026 |
| Bay Rivers Group | History | Added to | 27,490 | 865 | 0.36% | 0.26% | 42 | +7,728 | 39.11% | Q1 2026 | Apr 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 25,154 | 792 | 0.0% | 0.0% | 43 | -3,337 | -11.71% | Q1 2026 | Apr 30, 2026 |
| Cetera Investment Advisers | History | Reduced | 22,401 | 705 | 0.0% | 0.0% | 44 | -1,064 | -4.53% | Q1 2026 | May 13, 2026 |
| BLUE JEAN FINANCIAL LLC | History | Added to | 19,112 | 602 | 0.5% | 0.41% | 45 | +3,280 | 20.72% | Q1 2026 | Apr 21, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 19,070 | 600 | 0.01% | 0.01% | 46 | +6,150 | 47.6% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | New | 18,423 | 580 | 0.0% | — | 47 | +18,423 | New | Q1 2026 | May 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 14,253 | 448 | 0.0% | — | 48 | +14,253 | New | Q1 2026 | May 15, 2026 |
| MIDDLETON & CO INC/MA | History | No change | 13,025 | 410 | 0.05% | 0.04% | 49 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Western Wealth Management, LLC | History | Reduced | 12,599 | 396 | 0.01% | 0.02% | 50 | -193 | -1.51% | Q1 2026 | May 19, 2026 |
| Heck Capital Advisors, LLC | History | New | 12,300 | 387 | 0.03% | — | 51 | +12,300 | New | Q1 2026 | Apr 16, 2026 |
| First Heartland Consultants, Inc. | History | New | 11,910 | 375 | 0.03% | — | 52 | +11,910 | New | Q1 2026 | Apr 08, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | New | 11,301 | 370 | 0.01% | — | 53 | +11,301 | New | Q1 2026 | May 01, 2026 |
| Atria Investments, Inc | History | New | 11,259 | 354 | 0.0% | — | 54 | +11,259 | New | Q1 2026 | May 05, 2026 |
| Brookwood Investment Group LLC | History | Added to | 11,041 | 347 | 0.04% | 0.04% | 55 | +52 | 0.47% | Q1 2026 | May 04, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 10,850 | 342 | 0.0% | 0.0% | 56 | +2,725 | 33.54% | Q1 2026 | May 15, 2026 |
| ATX Financial Planning, LLC | History | Reduced | 10,690 | 336 | 0.26% | 1.11% | 57 | -34,133 | -76.15% | Q1 2026 | Apr 30, 2026 |
| Proficio Capital Partners LLC | History | No change | 10,470 | 329 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Advyzon Investment Management, LLC | History | Added to | 10,169 | 320 | 0.03% | 0.04% | 59 | +576 | 6.0% | Q1 2026 | May 12, 2026 |
| Indivisible Partners | History | New | 9,727 | 306 | 0.03% | — | 60 | +9,727 | New | Q1 2026 | Apr 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 9,317 | 293 | 0.0% | 0.0% | 61 | -4,085 | -30.48% | Q1 2026 | Apr 27, 2026 |
| Independence Wealth Advisors, LLC | History | No change | 9,257 | 291 | 0.16% | 0.17% | 62 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Betterment LLC | History | Reduced | 9,207 | 290 | 0.0% | 0.0% | 63 | -109 | -1.17% | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | Added to | 8,230 | 259 | 0.0% | 0.0% | 64 | +2,298 | 38.74% | Q1 2026 | May 13, 2026 |
| MORGAN STANLEY | History | No change | 8,154 | 256 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Plan Group Financial, LLC | History | Added to | 7,852 | 247 | 0.06% | 0.06% | 66 | +26 | 0.33% | Q1 2026 | Apr 13, 2026 |
| Chatterton & Associates Inc. | History | No change | 6,915 | 220 | 0.15% | 0.19% | 67 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 4,243 | 133 | 0.01% | 0.02% | 68 | -2,743 | -39.26% | Q1 2026 | Apr 28, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 3,734 | 117 | 0.01% | 0.01% | 69 | -2,293 | -38.05% | Q1 2026 | Apr 14, 2026 |
| CGC Financial Services, LLC | History | No change | 3,115 | 98 | 0.03% | 0.03% | 70 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Reyes Financial Architecture, Inc. | History | Added to | 2,863 | 90 | 0.07% | 0.06% | 71 | +9 | 0.32% | Q1 2026 | May 11, 2026 |
| Longview Financial Advisors LLC | History | No change | 2,421 | 76 | 0.04% | 0.04% | 72 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Sunrise Financial Services, LLC | History | Reduced | 1,745 | 54 | 0.04% | 0.05% | 73 | -197 | -10.14% | Q1 2026 | Apr 29, 2026 |
| US BANCORP \DE\ | History | No change | 1,340 | 42 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 995 | 31 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | New | 923 | 28 | 0.0% | — | 76 | +923 | New | Q1 2026 | Apr 07, 2026 |
| ASSETMARK, INC | History | No change | 628 | 19 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 504 | 15 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 464 | 14 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Sound Income Strategies, LLC | History | New | 286 | 8 | 0.0% | — | 80 | +286 | New | Q1 2026 | Apr 27, 2026 |
| FIFTH THIRD BANCORP | History | New | 210 | 6 | 0.0% | — | 81 | +210 | New | Q1 2026 | May 01, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 149 | 4 | 0.0% | 0.0% | 82 | -501 | -77.08% | Q1 2026 | May 11, 2026 |
| COMERICA BANK | History | No change | 140 | 4 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Security National Bank | History | New | 111 | 3 | 0.0% | — | 84 | +111 | New | Q1 2026 | Apr 16, 2026 |
| Vision Retirement, LLC | History | New | 65 | 2 | 0.0% | — | 85 | +65 | New | Q1 2026 | May 07, 2026 |
| Advisory Services Network, LLC | History | New | 53 | 1 | 0.0% | — | 86 | +53 | New | Q1 2026 | May 15, 2026 |
| Keudell/Morrison Wealth Management | History | Closed out | 0 | 0 | — | 3.48% | — | -517,138 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,643 | -100.0% | Q1 2026 | May 13, 2026 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.03% | — | -22,278 | -100.0% | Q1 2026 | May 05, 2026 |
| Hilltop Holdings Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -15,781 | -100.0% | Q1 2026 | May 14, 2026 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,784 | -100.0% | Q1 2026 | May 01, 2026 |
| Stratos Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,221 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Advisors Preferred, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,486 | -100.0% | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,547 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Larson Financial Group LLC | History | Reduced | 1 | 0 | — | 0.0% | — | -449 | -99.78% | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 19 | 0 | — | — | — | +19 | New | Q1 2026 | May 07, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |