HIGHLAND OPPORTUNITIES & INCOME FUND - HFRO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | Added to | 5,976,204 | 42,610 | 1.09% | 0.81% | 1 | +828,967 | 16.11% | Q2 2026 | Aug 14, 2026 |
| NEXPOINT ASSET MANAGEMENT, L.P. | History | Added to | 4,599,295 | 32,792 | 2.19% | 1.58% | 2 | +470,400 | 11.39% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 3,979,624 | 28,374 | 0.01% | 0.01% | 3 | +58,645 | 1.5% | Q2 2026 | Aug 14, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 2,676,474 | 19,083 | 5.86% | 5.27% | 4 | -39,187 | -1.44% | Q2 2026 | Aug 10, 2026 |
| MORGAN STANLEY | History | Reduced | 2,487,826 | 17,738 | 0.0% | 0.0% | 5 | -56,567 | -2.22% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 2,183,464 | 15,568 | 0.0% | 0.0% | 6 | +36,125 | 1.68% | Q2 2026 | Sep 23, 2026 |
| Invesco Ltd. | History | Reduced | 1,161,203 | 8,279 | 0.0% | 0.0% | 7 | -247,603 | -17.58% | Q2 2026 | Aug 14, 2026 |
| Atlas Wealth LLC | History | New | 1,030,976 | 7,350 | 1.05% | — | 8 | +1,030,976 | New | Q2 2026 | Jul 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 944,693 | 6,736 | 0.02% | 0.01% | 9 | -21,186 | -2.19% | Q2 2026 | Jul 27, 2026 |
| Matisse Capital | History | No change | 617,000 | 4,399 | 1.76% | 1.5% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LPL Financial LLC | History | Reduced | 615,069 | 4,385 | 0.0% | 0.0% | 11 | -7,637 | -1.23% | Q2 2026 | Aug 07, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 544,380 | 3,882 | 0.0% | 0.0% | 12 | -86,832 | -13.76% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 532,264 | 3,795 | 0.04% | 0.03% | 13 | +72,042 | 15.65% | Q2 2026 | Aug 03, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 525,538 | 3,747 | 0.08% | 0.09% | 14 | -147,262 | -21.89% | Q2 2026 | Aug 06, 2026 |
| Altium Capital Management LLC | History | Added to | 317,055 | 2,260 | 4.76% | 3.76% | 15 | +39,987 | 14.43% | Q2 2026 | Aug 12, 2026 |
| Camelot Portfolios, LLC | History | Reduced | 310,043 | 2,210 | 1.55% | 1.34% | 16 | -7,019 | -2.21% | Q2 2026 | Jul 17, 2026 |
| Private Capital Management, LLC | History | Added to | 129,205 | 2,108 | 0.19% | 0.19% | 17 | +16,102 | 14.24% | Q2 2026 | Aug 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 237,067 | 1,690 | 1.65% | 1.37% | 18 | +1,743 | 0.74% | Q2 2026 | Jul 27, 2026 |
| CHOREO, LLC | History | Reduced | 206,145 | 1,469 | 0.02% | 0.02% | 19 | -11,817 | -5.42% | Q2 2026 | Aug 04, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | No change | 181,396 | 1,293 | 0.08% | 0.07% | 20 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 176,281 | 1,257 | 0.01% | 0.01% | 21 | -5,397 | -2.97% | Q2 2026 | Jul 20, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 176,264 | 1,256 | 0.16% | 0.11% | 22 | +37,061 | 26.62% | Q2 2026 | Aug 05, 2026 |
| NewEdge Advisors, LLC | History | Added to | 173,066 | 1,233 | 0.0% | 0.0% | 23 | +6,748 | 4.06% | Q2 2026 | Aug 12, 2026 |
| Aristides Capital LLC | History | Added to | 143,706 | 1,024 | 0.2% | 0.17% | 24 | +5,610 | 4.06% | Q2 2026 | Aug 13, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 137,401 | 979 | 0.02% | 0.02% | 25 | -3,178 | -2.26% | Q2 2026 | Aug 14, 2026 |
| GRATIA CAPITAL, LLC | History | New | 124,725 | 889 | 0.54% | — | 26 | +124,725 | New | Q2 2026 | Aug 14, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 122,317 | 872 | 0.04% | 0.04% | 27 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| HighTower Advisors, LLC | History | Reduced | 109,907 | 783 | 0.0% | 0.0% | 28 | -4,118 | -3.61% | Q2 2026 | Aug 05, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 95,804 | 683 | 0.0% | 0.0% | 29 | -17,900 | -15.74% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 95,535 | 681 | 0.0% | 0.0% | 30 | -15,008 | -13.58% | Q2 2026 | Aug 14, 2026 |
| Calamos Advisors LLC | History | Added to | 80,201 | 571 | 0.0% | 0.0% | 31 | +5,346 | 7.14% | Q2 2026 | Jul 31, 2026 |
| GILPIN WEALTH MANAGEMENT, LLC | History | Reduced | 76,546 | 545 | 0.38% | 0.41% | 32 | -15,096 | -16.47% | Q2 2026 | Jul 24, 2026 |
| Creative Planning | History | Added to | 68,552 | 488 | 0.0% | 0.0% | 33 | +4 | 0.01% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 65,120 | 464 | 0.01% | 0.01% | 34 | -77,123 | -54.22% | Q2 2026 | Aug 12, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 56,009 | 399 | 0.12% | 0.16% | 35 | -21,379 | -27.63% | Q2 2026 | Jul 27, 2026 |
| Ariadne Wealth Management, LP | History | Added to | 52,914 | 377 | 0.17% | 0.14% | 36 | +14 | 0.03% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | Reduced | 50,969 | 363 | 0.0% | 0.0% | 37 | -147 | -0.29% | Q2 2026 | Aug 12, 2026 |
| XTX Topco Ltd | History | Added to | 48,570 | 346 | 0.0% | 0.0% | 38 | +28,582 | 143.0% | Q2 2026 | Aug 14, 2026 |
| Financial Solutions Advisory Group, Inc. | History | New | 44,734 | 341 | 0.04% | — | 39 | +44,734 | New | Q2 2026 | Jul 13, 2026 |
| AEGON USA Investment Management, LLC | History | Reduced | 47,619 | 339 | 0.24% | 0.35% | 40 | -31,812 | -40.05% | Q2 2026 | Jul 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 43,426 | 309 | 0.0% | 0.0% | 41 | +6,167 | 16.55% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 40,661 | 289 | 0.0% | 0.0% | 42 | +8,141 | 25.03% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 35,831 | 255 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| CSS LLC/IL | History | No change | 32,516 | 231 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Papamarkou Wellner Asset Management inc. | History | Reduced | 30,000 | 213 | 0.13% | 0.16% | 47 | -15,000 | -33.33% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 29,943 | 213 | 0.0% | 0.0% | 45 | +11,295 | 60.57% | Q2 2026 | Aug 13, 2026 |
| Abel Hall, LLC | History | No change | 30,000 | 213 | 0.04% | 0.04% | 46 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Reduced | 29,285 | 208 | 0.15% | 0.13% | 48 | -4,681 | -13.78% | Q2 2026 | Jul 07, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 28,887 | 205 | 0.01% | 0.01% | 50 | -2,327 | -7.45% | Q2 2026 | Aug 12, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 28,881 | 205 | 0.0% | 0.0% | 49 | +251 | 0.88% | Q2 2026 | Jul 15, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 25,815 | 186 | 0.01% | 0.01% | 51 | +4,312 | 20.05% | Q2 2026 | Jul 14, 2026 |
| Mariner, LLC | History | Reduced | 25,112 | 179 | 0.0% | 0.0% | 52 | -5,140 | -16.99% | Q2 2026 | Aug 13, 2026 |
| North Ground Capital | History | Added to | 24,731 | 176 | 0.21% | 0.15% | 53 | +2,650 | 12.0% | Q2 2026 | Aug 13, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | Reduced | 18,856 | 134 | 0.07% | 0.1% | 54 | -10,279 | -35.28% | Q2 2026 | Jul 24, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 18,683 | 133 | 0.0% | 0.0% | 55 | +2,350 | 14.39% | Q2 2026 | Aug 07, 2026 |
| One Charles Private Wealth Services, LLC | History | No change | 17,248 | 122 | 0.03% | 0.02% | 56 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 15,591 | 111 | 0.0% | 0.0% | 57 | -19,694 | -55.81% | Q2 2026 | Jul 28, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 15,148 | 108 | 0.0% | — | 58 | +15,148 | New | Q2 2026 | Aug 14, 2026 |
| NOMURA HOLDINGS INC | History | New | 15,000 | 106 | 0.0% | — | 59 | +15,000 | New | Q2 2026 | Aug 14, 2026 |
| Keystone Wealth Services, LLC | History | Reduced | 14,704 | 104 | 0.02% | 0.03% | 60 | -6,626 | -31.06% | Q2 2026 | Aug 05, 2026 |
| Diversify Advisory Services, LLC | History | New | 13,015 | 94 | 0.0% | — | 61 | +13,015 | New | Q2 2026 | Aug 07, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | New | 13,015 | 94 | 0.0% | — | 62 | +13,015 | New | Q2 2026 | Jul 29, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 13,076 | 93 | 0.01% | 0.01% | 63 | +200 | 1.55% | Q2 2026 | Jul 23, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 12,689 | 90 | 0.0% | 0.0% | 64 | +163 | 1.3% | Q2 2026 | Jul 29, 2026 |
| STEPHENS INC /AR/ | History | No change | 12,743 | 90 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 11,530 | 82 | 0.0% | 0.0% | 66 | -8,745 | -43.13% | Q2 2026 | Aug 05, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 11,625 | 82 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Bulldog Investors, LLP | History | No change | 10,715 | 76 | 0.02% | 0.01% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Post Resch Tallon Group Inc. | History | New | 10,485 | 74 | 0.05% | — | 69 | +10,485 | New | Q2 2026 | Jul 07, 2026 |
| K2 PRINCIPAL FUND, L.P. | History | No change | 10,033 | 71 | 0.01% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 12,044 | 68 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 9,385 | 66 | 0.0% | 0.0% | 72 | +487 | 5.47% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 6,505 | 46 | 0.0% | 0.0% | 73 | -1,344 | -17.12% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | No change | 6,156 | 43 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Arax Advisory Partners | History | New | 5,044 | 35 | 0.0% | — | 75 | +5,044 | New | Q2 2026 | Aug 10, 2026 |
| IFP Advisors, Inc | History | Reduced | 3,845 | 27 | 0.0% | 0.0% | 76 | -172 | -4.28% | Q2 2026 | Jul 20, 2026 |
| Basepoint Wealth LLC | History | No change | 3,671 | 26 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Triumph Capital Management | History | Added to | 3,300 | 23 | 0.0% | 0.0% | 78 | +700 | 26.92% | Q2 2026 | Jul 20, 2026 |
| Byrne Asset Management LLC | History | No change | 1,800 | 12 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,261 | 8 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| 10Elms LLP | History | New | 372 | 6 | 0.0% | — | 81 | +372 | New | Q2 2026 | Aug 14, 2026 |
| Spire Wealth Management | History | No change | 500 | 3 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 414 | 2 | 0.0% | 0.0% | 84 | -56 | -11.91% | Q2 2026 | Jul 15, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 285 | 2 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| ASSETMARK, INC | History | New | 226 | 1 | 0.0% | — | 87 | +226 | New | Q2 2026 | Jul 30, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | No change | 269 | 1 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SHP Wealth Management | History | No change | 211 | 1 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Marex Group Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -205,000 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Concorde Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -166,190 | -100.0% | Q2 2026 | Aug 18, 2026 |
| Arlington Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.5% | — | -154,306 | -100.0% | Q2 2026 | Jul 24, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,564 | -100.0% | Q2 2026 | Sep 02, 2026 |
| NWF Advisory Services Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,400 | -100.0% | Q2 2026 | Jul 29, 2026 |
| CHANNEL WEALTH LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,074 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,458 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Closed out | 0 | 0 | — | 0.01% | — | -5,237 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Kilter Group LLC | History | Reduced | 1 | 0 | — | 0.01% | — | -2,218 | -99.95% | Q2 2026 | Aug 11, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,775 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Hamrick Investment Counsel, llc | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Keating Financial Advisory Services, Inc. | History | Closed out | 0 | 0 | — | — | — | -164 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Mountain Hill Investment Partners Corp. | History | Closed out | 0 | 0 | — | — | — | -125 | -100.0% | Q2 2026 | Jul 16, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -59 | -100.0% | Q2 2026 | Aug 14, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q2 2026 | Jul 23, 2026 |
| FMR LLC | History | No change | 23 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cedar Mountain Advisors, LLC | History | No change | 82 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 02, 2026 |
| Vision Retirement, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Sunrise Financial Services, LLC | History | No change | 70 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |