Hartford Funds Exchange-Traded Trust - HFSI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| New England Capital Financial Advisors LLC | History | Added to | 2,544,936 | 88,360 | 24.19% | 4.38% | 1 | +2,228,972 | 705.45% | Q1 2026 | Apr 27, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 2,123,291 | 73,720 | 0.05% | 0.04% | 2 | +334,128 | 18.68% | Q1 2026 | May 07, 2026 |
| Hartford Funds Management Co LLC | History | Reduced | 1,536,590 | 53,350 | 4.63% | 4.57% | 3 | -34,603 | -2.2% | Q1 2026 | May 04, 2026 |
| BANK OF AMERICA CORP /DE/ | History | New | 1,221,387 | 42,406 | 0.0% | — | 4 | +1,221,387 | New | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,188,578 | 41,267 | 0.01% | 0.01% | 5 | +656,707 | 123.47% | Q1 2026 | May 14, 2026 |
| BENJAMIN EDWARDS INC | History | New | 971,387 | 33,724 | 0.34% | — | 6 | +971,387 | New | Q1 2026 | May 12, 2026 |
| Retirement Management Systems Inc. | History | Added to | 723,138 | 25,107 | 6.05% | 5.93% | 7 | +70,594 | 10.82% | Q1 2026 | Apr 14, 2026 |
| Modern Wealth Management, LLC | History | Added to | 706,004 | 24,554 | 0.42% | 0.41% | 8 | +75,521 | 11.98% | Q1 2026 | May 14, 2026 |
| Bleakley Financial Group, LLC | History | Reduced | 613,012 | 21,283 | 0.33% | 0.4% | 9 | -42,036 | -6.42% | Q1 2026 | May 04, 2026 |
| Wealthspire Retirement, LLC | History | New | 601,079 | 20,869 | 1.25% | — | 10 | +601,079 | New | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 462,425 | 16,055 | 0.02% | 0.02% | 11 | +20,774 | 4.7% | Q1 2026 | May 15, 2026 |
| Centric Wealth Management | History | Added to | 411,612 | 14,435 | 2.88% | 2.9% | 12 | +25,705 | 6.66% | Q1 2026 | May 12, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 385,812 | 13,395 | 0.0% | 0.0% | 13 | +385,482 | 116812.73% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 344,031 | 11,944 | 0.0% | — | 14 | +344,031 | New | Q1 2026 | May 04, 2026 |
| Live Oak Investment Partners | History | Added to | 255,507 | 8,871 | 5.24% | 3.87% | 15 | +77,784 | 43.77% | Q1 2026 | Apr 29, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 240,236 | 8,340 | 0.01% | 0.01% | 16 | +18,451 | 8.32% | Q1 2026 | May 12, 2026 |
| Mutual Advisors, LLC | History | New | 222,529 | 7,726 | 0.17% | — | 17 | +222,529 | New | Q1 2026 | May 01, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | Added to | 216,447 | 7,547 | 0.11% | 0.06% | 18 | +101,257 | 87.9% | Q1 2026 | May 01, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 211,083 | 7,328 | 0.15% | 0.1% | 19 | +66,443 | 45.94% | Q1 2026 | May 14, 2026 |
| WNY Asset Management, LLC | History | New | 180,087 | 6,252 | 0.65% | — | 20 | +180,087 | New | Q1 2026 | May 22, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 164,391 | 5,707 | 0.01% | 0.0% | 21 | +63,139 | 62.36% | Q1 2026 | Apr 27, 2026 |
| TRUIST FINANCIAL CORP | History | New | 161,539 | 5,608 | 0.01% | — | 22 | +161,539 | New | Q1 2026 | Apr 27, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 160,652 | 5,601 | 0.01% | 0.01% | 23 | -37,388 | -18.88% | Q1 2026 | Apr 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 149,037 | 5,167 | 0.0% | 0.0% | 24 | +97,694 | 190.28% | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 136,366 | 4,734 | 0.03% | 0.02% | 25 | +53,786 | 65.13% | Q1 2026 | May 05, 2026 |
| Retirement Planning Group, LLC | History | Added to | 122,142 | 4,240 | 0.13% | 0.02% | 26 | +101,731 | 498.41% | Q1 2026 | May 04, 2026 |
| Summit Financial, LLC | History | Added to | 118,319 | 4,126 | 0.05% | 0.06% | 27 | +3,481 | 3.03% | Q1 2026 | May 15, 2026 |
| Sonoma Allocations LLC | History | Added to | 92,595 | 3,230 | 1.11% | 0.5% | 28 | +49,894 | 116.85% | Q1 2026 | May 19, 2026 |
| CORE WEALTH ADVISORS, LLC | History | Reduced | 84,557 | 2,935 | 2.26% | 2.96% | 29 | -21,335 | -20.15% | Q1 2026 | Apr 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 78,743 | 2,734 | 0.01% | 0.01% | 30 | -2,410 | -2.97% | Q1 2026 | Apr 30, 2026 |
| Strategic Blueprint, LLC | History | Added to | 71,521 | 2,483 | 0.14% | 0.13% | 31 | +7,900 | 12.42% | Q1 2026 | Apr 29, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Added to | 67,286 | 2,336 | 0.06% | 0.06% | 32 | +1,283 | 1.94% | Q1 2026 | Apr 29, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 57,727 | 1,997 | 0.0% | 0.0% | 33 | +3,789 | 7.02% | Q1 2026 | May 13, 2026 |
| Kovack Advisors, Inc. | History | Added to | 49,369 | 1,716 | 0.09% | 0.08% | 34 | +2,096 | 4.43% | Q1 2026 | May 12, 2026 |
| &PARTNERS | History | New | 41,610 | 1,444 | 0.01% | — | 35 | +41,610 | New | Q1 2026 | May 15, 2026 |
| LIBERTY ONE INVESTMENT MANAGEMENT, LLC | History | Added to | 34,126 | 1,184 | 0.12% | 0.11% | 36 | +10,600 | 45.06% | Q1 2026 | May 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 31,215 | 1,083 | 0.01% | 0.0% | 37 | +24,563 | 369.26% | Q1 2026 | May 08, 2026 |
| Hobart Private Capital, LLC | History | Added to | 26,668 | 925 | 0.18% | 0.18% | 38 | +41 | 0.15% | Q1 2026 | Apr 07, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 24,950 | 866 | 0.03% | 0.04% | 39 | +14,315 | 134.6% | Q1 2026 | May 15, 2026 |
| Marks Group Wealth Management, Inc | History | New | 23,579 | 818 | 0.08% | — | 40 | +23,579 | New | Q1 2026 | May 05, 2026 |
| NATIXIS ADVISORS, LLC | History | New | 22,737 | 789 | 0.0% | — | 41 | +22,737 | New | Q1 2026 | May 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 22,429 | 778 | 0.0% | 0.0% | 42 | +12,308 | 121.61% | Q1 2026 | May 04, 2026 |
| Arkadios Wealth Advisors | History | Added to | 21,441 | 744 | 0.01% | 0.01% | 43 | +4,224 | 24.53% | Q1 2026 | May 18, 2026 |
| Mariner, LLC | History | Added to | 21,038 | 730 | 0.0% | 0.0% | 44 | +1,828 | 9.52% | Q1 2026 | May 13, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 19,159 | 665 | 0.03% | 0.04% | 45 | +409 | 2.18% | Q1 2026 | Apr 17, 2026 |
| SURIENCE PRIVATE WEALTH LLC | History | Reduced | 17,963 | 623 | 0.67% | 2.34% | 46 | -43,400 | -70.73% | Q1 2026 | Apr 20, 2026 |
| Cetera Investment Advisers | History | New | 17,426 | 605 | 0.0% | — | 47 | +17,426 | New | Q1 2026 | May 13, 2026 |
| Destiny Capital Corp/CO | History | New | 17,212 | 597 | 0.32% | — | 48 | +17,212 | New | Q1 2026 | May 11, 2026 |
| UPTICK PARTNERS, LLC | History | New | 15,818 | 549 | 0.11% | — | 49 | +15,818 | New | Q1 2026 | May 01, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 13,519 | 469 | 0.01% | — | 50 | +13,519 | New | Q1 2026 | May 15, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 10,230 | 355 | 0.0% | — | 51 | +10,230 | New | Q1 2026 | Apr 20, 2026 |
| Meridian Financial Advisors, LLC | History | Reduced | 9,950 | 345 | 0.19% | 0.21% | 52 | -1,000 | -9.13% | Q1 2026 | Apr 21, 2026 |
| Bright Futures Wealth Management, LLC. | History | Reduced | 9,003 | 312 | 0.21% | 0.24% | 53 | -263 | -2.84% | Q1 2026 | Apr 15, 2026 |
| Cypress Wealth Services, LLC | History | Added to | 8,664 | 300 | 0.04% | 0.04% | 54 | +132 | 1.55% | Q1 2026 | Apr 15, 2026 |
| Coquina Private Wealth LLC | History | Added to | 7,949 | 275 | 0.22% | 0.21% | 55 | +547 | 7.39% | Q1 2026 | May 05, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 7,659 | 265 | 0.02% | 0.02% | 56 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Stonebridge Financial Group, LLC / MO | History | Added to | 6,856 | 238 | 0.2% | 0.21% | 57 | +104 | 1.54% | Q1 2026 | Apr 17, 2026 |
| ALEXANDER LABRUNERIE & CO., INC. | History | No change | 6,574 | 228 | 0.09% | 0.08% | 58 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 6,502 | 225 | 0.0% | 0.0% | 59 | -18,293 | -73.78% | Q1 2026 | May 15, 2026 |
| Capital Analysts, LLC | History | Added to | 5,206 | 181 | 0.0% | 0.0% | 60 | +2,831 | 119.2% | Q1 2026 | May 14, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Added to | 4,673 | 162 | 0.02% | 0.02% | 61 | +115 | 2.52% | Q1 2026 | Apr 08, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 2,102 | 72 | 0.0% | 0.0% | 62 | -102 | -4.63% | Q1 2026 | May 04, 2026 |
| IFP Advisors, Inc | History | Added to | 1,803 | 62 | 0.0% | 0.0% | 63 | +647 | 55.97% | Q1 2026 | Apr 13, 2026 |
| Ascentis Independent Advisors | History | New | 1,008 | 34 | 0.0% | — | 64 | +1,008 | New | Q1 2026 | Apr 28, 2026 |
| Bogart Wealth, LLC | History | Added to | 714 | 24 | 0.0% | 0.0% | 65 | +11 | 1.56% | Q1 2026 | Apr 28, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 530 | 18 | 0.0% | — | 66 | +530 | New | Q1 2026 | May 01, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 315 | 10 | 0.0% | 0.0% | 67 | +146 | 86.39% | Q1 2026 | Apr 07, 2026 |
| MORGAN STANLEY | History | Reduced | 123 | 4 | 0.0% | 0.0% | 68 | -362 | -74.64% | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,540 | -100.0% | Q1 2026 | May 05, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,983 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,104 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2026 | May 14, 2026 |