New York Life Investments ETF Trust - HFXI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 4,426,596 | 143,643 | 0.01% | 0.01% | 1 | +310,355 | 7.54% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 3,797,060 | 123,213 | 0.03% | 0.03% | 2 | +137,352 | 3.75% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 3,251,245 | 105,502 | 0.01% | 0.01% | 3 | +249,269 | 8.3% | Q4 2025 | Feb 17, 2026 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Reduced | 3,233,142 | 104,915 | 0.9% | 0.95% | 4 | -260,381 | -7.45% | Q4 2025 | Feb 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 2,250,459 | 73,027 | 0.02% | 0.02% | 5 | +96,171 | 4.46% | Q4 2025 | Feb 18, 2026 |
| Mariner, LLC | History | Added to | 1,719,013 | 55,783 | 0.07% | 0.07% | 6 | +36,179 | 2.15% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Reduced | 1,496,982 | 48,577 | 0.01% | 0.01% | 7 | -6,793 | -0.45% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Added to | 1,480,458 | 48,040 | 0.01% | 0.01% | 8 | +163,093 | 12.38% | Q4 2025 | Feb 11, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Added to | 635,114 | 20,609 | 7.37% | 7.09% | 9 | +15,260 | 2.46% | Q4 2025 | Feb 06, 2026 |
| Mason & Associates Inc | History | Reduced | 631,272 | 20,484 | 3.86% | 4.06% | 10 | -19,015 | -2.92% | Q4 2025 | Feb 05, 2026 |
| Cerity Partners LLC | History | Reduced | 399,401 | 12,960 | 0.02% | 0.03% | 11 | -180,420 | -31.12% | Q4 2025 | Feb 11, 2026 |
| Landmark Wealth Management, LLC | History | Added to | 378,135 | 12,270 | 4.7% | 4.21% | 12 | +36,513 | 10.69% | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 365,338 | 11,858 | 0.02% | 0.02% | 13 | -2,154 | -0.59% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 318,032 | 10,320 | 0.06% | 0.26% | 14 | -1,316,143 | -80.54% | Q4 2025 | Jan 29, 2026 |
| Diversify Advisory Services, LLC | History | Added to | 249,631 | 8,499 | 0.27% | 0.1% | 15 | +153,694 | 160.2% | Q4 2025 | Jan 23, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 260,085 | 8,439 | 0.32% | 0.31% | 16 | -574 | -0.22% | Q4 2025 | Feb 17, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 248,809 | 8,073 | 0.09% | 0.13% | 17 | +9,907 | 4.15% | Q4 2025 | Jan 29, 2026 |
| MARINO, STRAM & ASSOCIATES LLC | History | Added to | 246,648 | 8,003 | 1.45% | 1.33% | 18 | +8,207 | 3.44% | Q4 2025 | Jan 16, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 246,086 | 7,985 | 0.0% | 0.0% | 19 | +30,190 | 13.98% | Q4 2025 | Feb 10, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 245,175 | 7,955 | 0.01% | 0.01% | 20 | +114,195 | 87.19% | Q4 2025 | Mar 16, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 207,686 | 6,932 | 0.01% | 0.01% | 21 | +665 | 0.32% | Q4 2025 | Jan 08, 2026 |
| ROYAL BANK OF CANADA | History | New | 193,622 | 6,283 | 0.0% | — | 22 | +193,622 | New | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 184,968 | 6,002 | 0.01% | 0.01% | 23 | +3,301 | 1.82% | Q4 2025 | Feb 12, 2026 |
| Veridan Wealth LLC | History | Added to | 171,163 | 5,554 | 1.87% | 1.81% | 24 | +1,856 | 1.1% | Q4 2025 | Feb 13, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 105,064 | 3,409 | 0.05% | 0.04% | 25 | +6,970 | 7.11% | Q4 2025 | Feb 02, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 98,658 | 3,201 | 0.04% | 0.04% | 26 | +1,320 | 1.36% | Q4 2025 | Jan 29, 2026 |
| Prosperity Financial Group, Inc. | History | Added to | 98,409 | 3,193 | 1.15% | 1.05% | 27 | +5,958 | 6.44% | Q4 2025 | Jan 26, 2026 |
| Private Advisor Group, LLC | History | Added to | 97,276 | 3,156 | 0.01% | 0.01% | 28 | +2,061 | 2.16% | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 95,821 | 3,109 | 0.01% | 0.01% | 29 | +23,179 | 31.91% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 94,546 | 3,068 | 0.0% | 0.0% | 30 | +49,747 | 111.04% | Q4 2025 | Feb 17, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 93,315 | 3,028 | 0.02% | 0.02% | 31 | -2,542 | -2.65% | Q4 2025 | Feb 17, 2026 |
| Wiser Advisor Group LLC | History | Added to | 84,343 | 2,736 | 3.13% | 3.17% | 32 | +1,992 | 2.42% | Q4 2025 | Feb 09, 2026 |
| Waterloo Capital, L.P. | History | Added to | 73,737 | 2,392 | 0.17% | 0.17% | 33 | +658 | 0.9% | Q4 2025 | Feb 10, 2026 |
| WESCAP Management Group, Inc. | History | Reduced | 69,316 | 2,249 | 0.46% | 0.46% | 34 | -1,573 | -2.22% | Q4 2025 | Feb 11, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 65,977 | 2,140 | 0.02% | 0.04% | 35 | -26,601 | -28.73% | Q4 2025 | Jan 23, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | Reduced | 60,128 | 1,951 | 0.12% | 0.13% | 36 | -5,318 | -8.13% | Q4 2025 | Feb 10, 2026 |
| Redwood Financial Network Corp | History | Reduced | 54,947 | 1,783 | 1.14% | 1.11% | 37 | -1,408 | -2.5% | Q4 2025 | Feb 10, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 48,537 | 1,575 | 0.02% | 0.02% | 38 | +12,076 | 33.12% | Q4 2025 | Jan 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 43,391 | 1,408 | 0.01% | 0.01% | 39 | +1,761 | 4.23% | Q4 2025 | Feb 12, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 39,671 | 1,287 | 0.0% | 0.0% | 40 | +9,348 | 30.83% | Q4 2025 | Feb 12, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 39,543 | 1,283 | 0.14% | 0.14% | 41 | -807 | -2.0% | Q4 2025 | Feb 13, 2026 |
| BLVD Private Wealth, LLC | History | Added to | 32,085 | 1,041 | 0.91% | 0.83% | 42 | +922 | 2.96% | Q4 2025 | Jan 27, 2026 |
| Revisor Wealth Management LLC | History | Reduced | 30,351 | 1,032 | 0.28% | 0.36% | 43 | -3,050 | -9.13% | Q4 2025 | Jan 27, 2026 |
| Fortis Group Advisors, LLC | History | Reduced | 29,324 | 1,006 | 0.17% | 0.17% | 44 | -2,351 | -7.42% | Q4 2025 | Feb 06, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 30,939 | 1,003 | 0.07% | 0.05% | 45 | +11,581 | 59.83% | Q4 2025 | Feb 03, 2026 |
| HighTower Advisors, LLC | History | Reduced | 30,193 | 979 | 0.0% | 0.0% | 46 | -1,827 | -5.71% | Q4 2025 | Feb 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 28,625 | 928 | 0.0% | 0.0% | 47 | -1,470 | -4.88% | Q4 2025 | Feb 10, 2026 |
| MONECO ADVISORS, LLC | History | Added to | 28,521 | 925 | 0.07% | 0.06% | 48 | +6,077 | 27.08% | Q4 2025 | Feb 04, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 26,202 | 850 | 0.5% | — | 49 | +26,202 | New | Q4 2025 | Feb 11, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 25,777 | 836 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 21,149 | 686 | 0.0% | 0.0% | 51 | -21,480 | -50.39% | Q4 2025 | Feb 17, 2026 |
| MRP Capital Investments, LLC | History | Added to | 21,000 | 681 | 0.57% | 0.43% | 52 | +4,000 | 23.53% | Q4 2025 | Feb 09, 2026 |
| Indivisible Partners | History | New | 19,109 | 620 | 0.07% | — | 53 | +19,109 | New | Q4 2025 | Feb 03, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 14,928 | 484 | 0.0% | — | 54 | +14,928 | New | Q4 2025 | Feb 05, 2026 |
| NewEdge Wealth, LLC | History | Added to | 14,802 | 480 | 0.01% | 0.01% | 55 | +31 | 0.21% | Q4 2025 | Feb 03, 2026 |
| ATTICUS WEALTH MANAGEMENT, LLC | History | Added to | 14,291 | 463 | 0.11% | 0.1% | 56 | +1,142 | 8.69% | Q4 2025 | Feb 09, 2026 |
| TSFG, LLC | History | Reduced | 12,882 | 418 | 0.06% | 0.6% | 57 | -108,996 | -89.43% | Q4 2025 | Feb 04, 2026 |
| GGM Financials LLC | History | Reduced | 12,865 | 417 | 0.2% | 0.22% | 58 | -1,213 | -8.62% | Q4 2025 | Feb 04, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 12,350 | 400 | 0.0% | 0.0% | 59 | +800 | 6.93% | Q4 2025 | Jan 20, 2026 |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | History | Added to | 11,839 | 384 | 0.04% | 0.04% | 60 | +401 | 3.51% | Q4 2025 | Jan 27, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 11,776 | 382 | 0.01% | 0.01% | 61 | +508 | 4.51% | Q4 2025 | Jan 09, 2026 |
| Integrated Advisors Network LLC | History | New | 11,702 | 379 | 0.02% | — | 62 | +11,702 | New | Q4 2025 | Feb 17, 2026 |
| Independent Wealth Network Inc. | History | Added to | 11,197 | 363 | 0.11% | 0.11% | 63 | +617 | 5.83% | Q4 2025 | Jan 26, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 11,058 | 358 | 0.0% | 0.0% | 64 | +1,688 | 18.01% | Q4 2025 | Feb 11, 2026 |
| JPMORGAN CHASE & CO | History | New | 10,450 | 339 | 0.0% | — | 65 | +10,450 | New | Q4 2025 | Feb 11, 2026 |
| Nova Wealth Management, Inc. | History | Added to | 10,409 | 337 | 0.23% | 0.22% | 66 | +126 | 1.23% | Q4 2025 | Jan 14, 2026 |
| Covenant Asset Management, LLC | History | Added to | 9,080 | 294 | 0.03% | 0.03% | 67 | +31 | 0.34% | Q4 2025 | Jan 30, 2026 |
| Kovack Advisors, Inc. | History | Added to | 7,767 | 252 | 0.01% | 0.02% | 68 | +1,245 | 19.09% | Q4 2025 | Feb 17, 2026 |
| Trademark Financial Management, LLC | History | Reduced | 7,104 | 230 | 0.13% | 0.13% | 69 | -7 | -0.1% | Q4 2025 | Jan 28, 2026 |
| FMR LLC | History | Added to | 6,913 | 224 | 0.0% | 0.0% | 70 | +511 | 7.98% | Q4 2025 | Feb 17, 2026 |
| Advisor Resource Council | History | New | 6,400 | 207 | 0.07% | — | 71 | +6,400 | New | Q4 2025 | Feb 10, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 4,269 | 138 | 0.0% | 0.0% | 72 | +4,101 | 2441.07% | Q4 2025 | Feb 13, 2026 |
| COMERICA BANK | History | No change | 3,012 | 97 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| NewEdge Advisors, LLC | History | Added to | 1,604 | 52 | 0.0% | 0.0% | 74 | +1,330 | 485.4% | Q4 2025 | Feb 18, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 1,512 | 49 | 0.0% | — | 75 | +1,512 | New | Q4 2025 | Feb 13, 2026 |
| JNBA Financial Advisors | History | No change | 1,500 | 48 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| GW&K Investment Management, LLC | History | No change | 1,340 | 43 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,210 | 39 | 0.0% | — | 78 | +1,210 | New | Q4 2025 | Feb 13, 2026 |
| CITIGROUP INC | History | No change | 1,191 | 38 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SageView Advisory Group, LLC | History | New | 1,127 | 36 | 0.0% | — | 80 | +1,127 | New | Q4 2025 | Feb 17, 2026 |
| Signature Equity Partners, LLC | History | New | 1,058 | 34 | 0.02% | — | 81 | +1,058 | New | Q4 2025 | Feb 17, 2026 |
| MTM Investment Management, LLC | History | No change | 835 | 27 | 0.01% | 0.01% | 82 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| IFP Advisors, Inc | History | New | 781 | 25 | 0.0% | — | 83 | +781 | New | Q4 2025 | Feb 06, 2026 |
| Quent Capital, LLC | History | New | 579 | 18 | 0.0% | — | 84 | +579 | New | Q4 2025 | Jan 29, 2026 |
| Arax Advisory Partners | History | No change | 533 | 17 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 400 | 12 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Smartleaf Asset Management LLC | History | New | 229 | 7 | 0.0% | — | 88 | +229 | New | Q4 2025 | Feb 13, 2026 |
| ASSETMARK, INC | History | No change | 220 | 7 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Global Retirement Partners, LLC | History | No change | 173 | 5 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,346 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Wealthcare Advisory Partners LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,264 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Savvy Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,201 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,875 | -100.0% | Q3 2025 | Nov 18, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,222 | -100.0% | Q3 2025 | Nov 12, 2025 |