New York Life Investments ETF Trust - HFXI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 5,477,258 | 183,926 | 0.01% | 0.01% | 1 | +1,050,662 | 23.74% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 4,698,023 | 157,751 | 0.04% | 0.03% | 2 | +900,963 | 23.73% | Q1 2026 | May 15, 2026 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Reduced | 3,116,330 | 104,646 | 0.89% | 0.9% | 3 | -116,812 | -3.61% | Q1 2026 | May 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 2,470,231 | 82,950 | 0.01% | 0.01% | 4 | -781,014 | -24.02% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 2,323,365 | 78,018 | 0.02% | 0.02% | 5 | +72,906 | 3.24% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Added to | 1,818,249 | 61,056 | 0.02% | 0.01% | 6 | +337,791 | 22.82% | Q1 2026 | May 06, 2026 |
| UBS Group AG | History | Added to | 1,610,100 | 54,067 | 0.01% | 0.01% | 7 | +113,118 | 7.56% | Q1 2026 | May 05, 2026 |
| Mariner, LLC | History | Reduced | 1,599,300 | 53,704 | 0.06% | 0.07% | 8 | -119,713 | -6.96% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 826,923 | 27,768 | 0.04% | 0.01% | 9 | +641,955 | 347.06% | Q1 2026 | Apr 27, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 719,888 | 24,174 | 0.0% | 0.0% | 10 | +526,266 | 271.8% | Q1 2026 | May 15, 2026 |
| Mason & Associates Inc | History | Added to | 656,839 | 21,386 | 4.14% | 3.86% | 11 | +25,567 | 4.05% | Q1 2026 | Apr 30, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Reduced | 584,985 | 19,643 | 6.28% | 7.37% | 12 | -50,129 | -7.89% | Q1 2026 | May 04, 2026 |
| Landmark Wealth Management, LLC | History | Added to | 489,573 | 16,439 | 4.4% | 4.7% | 13 | +111,438 | 29.47% | Q1 2026 | Apr 29, 2026 |
| Ameritas Investment Partners, Inc. | History | New | 348,013 | 11,686 | 0.36% | — | 14 | +348,013 | New | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 334,123 | 11,222 | 0.02% | 0.02% | 15 | -31,215 | -8.54% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 324,446 | 10,894 | 0.0% | 0.0% | 16 | +78,360 | 31.84% | Q1 2026 | May 04, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 310,475 | 10,425 | 0.0% | 0.0% | 17 | +270,804 | 682.62% | Q1 2026 | May 12, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 292,215 | 9,812 | 0.05% | 0.06% | 18 | -25,817 | -8.12% | Q1 2026 | May 05, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 261,279 | 8,773 | 0.1% | 0.09% | 19 | +12,470 | 5.01% | Q1 2026 | Apr 20, 2026 |
| MARINO, STRAM & ASSOCIATES LLC | History | Added to | 250,304 | 8,405 | 1.51% | 1.45% | 20 | +3,656 | 1.48% | Q1 2026 | Apr 29, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 247,901 | 8,324 | 0.01% | 0.01% | 21 | +2,726 | 1.11% | Q1 2026 | May 14, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 242,052 | 8,128 | 0.3% | 0.32% | 22 | -18,033 | -6.93% | Q1 2026 | May 14, 2026 |
| Cerity Partners LLC | History | Reduced | 233,733 | 7,848 | 0.01% | 0.02% | 23 | -165,668 | -41.48% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 198,008 | 6,730 | 0.01% | 0.01% | 24 | -9,678 | -4.66% | Q1 2026 | Apr 08, 2026 |
| Veridan Wealth LLC | History | Added to | 175,951 | 5,908 | 2.18% | 1.87% | 25 | +4,788 | 2.8% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 142,949 | 4,800 | 0.01% | 0.0% | 26 | +48,403 | 51.2% | Q1 2026 | May 13, 2026 |
| Prosperity Financial Group, Inc. | History | Added to | 140,068 | 4,703 | 1.74% | 1.15% | 27 | +41,659 | 42.33% | Q1 2026 | May 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 137,291 | 4,610 | 0.01% | 0.01% | 28 | +41,470 | 43.28% | Q1 2026 | May 04, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 108,284 | 3,636 | 0.04% | 0.04% | 29 | +9,626 | 9.76% | Q1 2026 | Apr 20, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 107,993 | 3,626 | 0.04% | 0.05% | 30 | +2,929 | 2.79% | Q1 2026 | Apr 23, 2026 |
| Private Advisor Group, LLC | History | Added to | 100,351 | 3,369 | 0.02% | 0.01% | 31 | +3,075 | 3.16% | Q1 2026 | Apr 24, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 91,193 | 2,959 | 0.02% | 0.02% | 32 | -2,122 | -2.27% | Q1 2026 | May 15, 2026 |
| Wiser Advisor Group LLC | History | Added to | 85,561 | 2,873 | 3.47% | 3.13% | 33 | +1,218 | 1.44% | Q1 2026 | Apr 22, 2026 |
| Independent Advisor Alliance | History | New | 73,980 | 2,484 | 0.03% | — | 34 | +73,980 | New | Q1 2026 | May 12, 2026 |
| Waterloo Capital, L.P. | History | Reduced | 73,550 | 2,469 | 0.17% | 0.17% | 35 | -187 | -0.25% | Q1 2026 | May 12, 2026 |
| WESCAP Management Group, Inc. | History | No change | 69,316 | 2,327 | 0.46% | 0.46% | 36 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| NorthRock Partners, LLC | History | New | 68,582 | 2,302 | 0.04% | — | 37 | +68,582 | New | Q1 2026 | May 15, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | Reduced | 58,634 | 1,968 | 0.12% | 0.12% | 38 | -1,494 | -2.48% | Q1 2026 | May 12, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 56,672 | 1,903 | 0.03% | 0.02% | 39 | +8,135 | 16.76% | Q1 2026 | Apr 17, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 52,662 | 1,802 | 0.02% | 0.02% | 40 | -13,315 | -20.18% | Q1 2026 | Apr 07, 2026 |
| Redwood Financial Network Corp | History | Reduced | 53,306 | 1,790 | 1.17% | 1.14% | 41 | -1,641 | -2.99% | Q1 2026 | May 14, 2026 |
| Intentional Wealth Strategies, LLC | History | New | 52,079 | 1,748 | 1.63% | — | 42 | +52,079 | New | Q1 2026 | May 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 44,972 | 1,510 | 0.01% | 0.01% | 43 | +1,581 | 3.64% | Q1 2026 | May 08, 2026 |
| TSFG, LLC | History | Added to | 37,005 | 1,243 | 0.19% | 0.06% | 44 | +24,123 | 187.26% | Q1 2026 | Apr 27, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 36,705 | 1,232 | 0.13% | 0.14% | 45 | -2,838 | -7.18% | Q1 2026 | Apr 28, 2026 |
| Fortis Group Advisors, LLC | History | Added to | 29,379 | 1,052 | 0.17% | 0.17% | 46 | +55 | 0.19% | Q1 2026 | May 08, 2026 |
| HighTower Advisors, LLC | History | Added to | 30,305 | 1,017 | 0.0% | 0.0% | 47 | +112 | 0.37% | Q1 2026 | May 05, 2026 |
| Revisor Wealth Management LLC | History | Reduced | 29,431 | 988 | 0.27% | 0.28% | 48 | -920 | -3.03% | Q1 2026 | Apr 27, 2026 |
| MONECO ADVISORS, LLC | History | Added to | 28,854 | 968 | 0.08% | 0.07% | 49 | +333 | 1.17% | Q1 2026 | May 07, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 28,185 | 946 | 0.0% | 0.0% | 50 | -440 | -1.54% | Q1 2026 | May 07, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 26,202 | 879 | 0.5% | 0.5% | 51 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Ameritas Advisory Services, LLC | History | New | 24,452 | 821 | 0.03% | — | 52 | +24,452 | New | Q1 2026 | May 12, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 24,153 | 811 | 0.0% | 0.01% | 53 | -1,624 | -6.3% | Q1 2026 | May 05, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 22,230 | 746 | 0.01% | 0.0% | 54 | +9,880 | 80.0% | Q1 2026 | Apr 28, 2026 |
| Indivisible Partners | History | Added to | 21,523 | 722 | 0.06% | 0.07% | 55 | +2,414 | 12.63% | Q1 2026 | Apr 30, 2026 |
| MRP Capital Investments, LLC | History | No change | 21,000 | 705 | 0.61% | 0.57% | 56 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NewEdge Wealth, LLC | History | No change | 14,802 | 497 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ATTICUS WEALTH MANAGEMENT, LLC | History | Added to | 14,302 | 480 | 0.13% | 0.11% | 58 | +11 | 0.08% | Q1 2026 | Apr 28, 2026 |
| Integrated Advisors Network LLC | History | Added to | 13,788 | 463 | 0.02% | 0.02% | 59 | +2,086 | 17.83% | Q1 2026 | Apr 28, 2026 |
| GGM Financial LLC | History | Reduced | 12,834 | 430 | 0.2% | 0.2% | 60 | -31 | -0.24% | Q1 2026 | May 11, 2026 |
| Covenant Asset Management, LLC | History | Added to | 11,958 | 401 | 0.06% | 0.03% | 61 | +2,878 | 31.7% | Q1 2026 | Apr 14, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 10,843 | 364 | 0.01% | 0.01% | 62 | -933 | -7.92% | Q1 2026 | Apr 08, 2026 |
| Nova Wealth Management, Inc. | History | Added to | 10,854 | 364 | 0.24% | 0.23% | 63 | +445 | 4.28% | Q1 2026 | Apr 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 10,680 | 359 | 0.0% | 0.0% | 64 | -4,248 | -28.46% | Q1 2026 | Apr 30, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 10,452 | 350 | 0.0% | 0.0% | 65 | -606 | -5.48% | Q1 2026 | May 13, 2026 |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | History | Reduced | 9,205 | 309 | 0.03% | 0.04% | 66 | -2,634 | -22.25% | Q1 2026 | Apr 27, 2026 |
| BLVD Private Wealth, LLC | History | Reduced | 8,032 | 269 | 0.23% | 0.91% | 67 | -24,053 | -74.97% | Q1 2026 | Apr 23, 2026 |
| Kovack Advisors, Inc. | History | Added to | 7,789 | 266 | 0.01% | 0.01% | 68 | +22 | 0.28% | Q1 2026 | May 12, 2026 |
| Trademark Financial Management, LLC | History | Added to | 7,811 | 262 | 0.13% | 0.13% | 69 | +707 | 9.95% | Q1 2026 | Apr 27, 2026 |
| FMR LLC | History | Added to | 7,474 | 250 | 0.0% | 0.0% | 70 | +561 | 8.12% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | New | 7,038 | 236 | 0.0% | — | 71 | +7,038 | New | Q1 2026 | Apr 27, 2026 |
| CATALYST FINANCIAL PARTNERS LLC | History | New | 6,855 | 230 | 0.03% | — | 72 | +6,855 | New | Q1 2026 | May 11, 2026 |
| TFB Advisors LLC | History | New | 6,435 | 216 | 0.11% | — | 73 | +6,435 | New | Q1 2026 | Apr 20, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 5,913 | 202 | 0.01% | 0.07% | 74 | -25,026 | -80.89% | Q1 2026 | May 01, 2026 |
| Signature Equity Partners, LLC | History | Added to | 5,000 | 167 | 0.09% | 0.02% | 75 | +3,942 | 372.59% | Q1 2026 | May 13, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 3,490 | 117 | 0.0% | 0.0% | 76 | +1,978 | 130.82% | Q1 2026 | May 13, 2026 |
| FIFTH THIRD BANCORP | History | New | 3,012 | 101 | 0.0% | — | 77 | +3,012 | New | Q1 2026 | May 01, 2026 |
| WEBSTER BANK, N. A. | History | New | 2,918 | 97 | 0.01% | — | 79 | +2,918 | New | Q1 2026 | Apr 17, 2026 |
| COMERICA BANK | History | No change | 3,012 | 97 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Western Wealth Management, LLC | History | New | 1,983 | 66 | 0.0% | — | 80 | +1,983 | New | Q1 2026 | May 19, 2026 |
| Advisory Services Network, LLC | History | New | 1,875 | 62 | 0.0% | — | 81 | +1,875 | New | Q1 2026 | May 15, 2026 |
| True Wealth Design, LLC | History | New | 1,850 | 62 | 0.02% | — | 82 | +1,850 | New | Q1 2026 | Apr 13, 2026 |
| CWM, LLC | History | New | 1,696 | 56 | 0.0% | — | 83 | +1,696 | New | Q1 2026 | May 14, 2026 |
| CITIGROUP INC | History | Added to | 1,600 | 53 | 0.0% | 0.0% | 84 | +409 | 34.34% | Q1 2026 | May 11, 2026 |
| JNBA Financial Advisors | History | Reduced | 1,446 | 48 | 0.0% | 0.0% | 85 | -54 | -3.6% | Q1 2026 | Apr 22, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,421 | 47 | 0.0% | 0.0% | 86 | -2,848 | -66.71% | Q1 2026 | May 11, 2026 |
| GW&K Investment Management, LLC | History | No change | 1,340 | 45 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| SageView Advisory Group, LLC | History | No change | 1,127 | 36 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| GHP Investment Advisors, Inc. | History | New | 1,003 | 33 | 0.0% | — | 89 | +1,003 | New | Q1 2026 | Apr 21, 2026 |
| Opal Wealth Advisors, LLC | History | New | 946 | 31 | 0.01% | — | 90 | +946 | New | Q1 2026 | Apr 14, 2026 |
| MTM Investment Management, LLC | History | No change | 835 | 28 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| IFP Advisors, Inc | History | No change | 781 | 26 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| HOEY INVESTMENTS, INC | History | New | 629 | 21 | 0.0% | — | 93 | +629 | New | Q1 2026 | Apr 28, 2026 |
| Quent Capital, LLC | History | No change | 579 | 19 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Arax Advisory Partners | History | No change | 533 | 17 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 400 | 13 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| ASSETMARK, INC | History | No change | 220 | 7 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Smartleaf Asset Management LLC | History | No change | 229 | 7 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 187 | 6 | 0.0% | 0.0% | 99 | -10,263 | -98.21% | Q1 2026 | May 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 173 | 5 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| VANGUARD ADVISERS INC | History | New | 39 | 1 | 0.0% | — | 101 | +39 | New | Q1 2026 | May 08, 2026 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -249,631 | -100.0% | Q1 2026 | May 01, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,149 | -100.0% | Q1 2026 | May 15, 2026 |
| Independent Wealth Network Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -11,197 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Advisor Resource Council | History | Closed out | 0 | 0 | — | 0.07% | — | -6,400 | -100.0% | Q1 2026 | May 07, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,604 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,210 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Peck Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -300 | -100.0% | Q1 2026 | May 13, 2026 |
| Rossby Financial, LCC | History | New | 10 | 0 | — | — | — | +10 | New | Q1 2026 | May 11, 2026 |