New York Life Investments ETF Trust - HFXI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | History | Added to | 7,601,314 | 289,541 | 0.06% | 0.04% | 1 | +2,903,291 | 61.8% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Added to | 6,228,945 | 237,260 | 0.01% | 0.01% | 2 | +751,687 | 13.72% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 3,018,254 | 114,965 | 0.01% | 0.01% | 3 | +548,023 | 22.19% | Q2 2026 | Aug 14, 2026 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Reduced | 3,003,229 | 114,392 | 0.8% | 0.89% | 4 | -113,101 | -3.63% | Q2 2026 | Aug 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 2,783,902 | 106,038 | 0.03% | 0.02% | 5 | +460,537 | 19.82% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 2,643,812 | 100,702 | 0.02% | 0.02% | 6 | +825,563 | 45.4% | Q2 2026 | Aug 07, 2026 |
| UBS Group AG | History | Added to | 2,102,933 | 80,100 | 0.01% | 0.01% | 7 | +492,833 | 30.61% | Q2 2026 | Aug 13, 2026 |
| Mariner, LLC | History | Reduced | 1,587,883 | 60,482 | 0.06% | 0.06% | 8 | -11,417 | -0.71% | Q2 2026 | Aug 13, 2026 |
| Go Invest LLC | History | Added to | 1,184,742 | 45,126 | 10.6% | 10.46% | 9 | +97,786 | 9.0% | Q2 2026 | Aug 05, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 899,322 | 34,255 | 0.01% | 0.0% | 10 | +179,434 | 24.93% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 840,088 | 31,998 | 0.04% | 0.04% | 11 | +13,165 | 1.59% | Q2 2026 | Jul 29, 2026 |
| Mason & Associates Inc | History | Reduced | 653,490 | 24,891 | 4.02% | 4.14% | 12 | -3,349 | -0.51% | Q2 2026 | Jul 23, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Reduced | 570,109 | 21,715 | 5.9% | 6.28% | 13 | -14,876 | -2.54% | Q2 2026 | Jul 24, 2026 |
| Landmark Wealth Management, LLC | History | Added to | 496,162 | 18,898 | 4.52% | 4.4% | 14 | +6,589 | 1.35% | Q2 2026 | Aug 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 386,956 | 14,739 | 0.0% | 0.0% | 15 | +62,510 | 19.27% | Q2 2026 | Sep 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 382,883 | 14,587 | 0.02% | 0.02% | 16 | +48,760 | 14.59% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | Added to | 356,633 | 13,584 | 0.36% | 0.36% | 17 | +8,620 | 2.48% | Q2 2026 | Aug 13, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 288,042 | 10,971 | 0.05% | 0.05% | 18 | -4,173 | -1.43% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 284,513 | 10,837 | 0.0% | 0.0% | 19 | -25,962 | -8.36% | Q2 2026 | Aug 14, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 268,863 | 10,240 | 0.09% | 0.1% | 20 | +7,584 | 2.9% | Q2 2026 | Jul 27, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 260,621 | 9,927 | 0.02% | 0.01% | 21 | +12,720 | 5.13% | Q2 2026 | Aug 13, 2026 |
| MARINO, STRAM & ASSOCIATES LLC | History | Reduced | 245,335 | 9,344 | 1.49% | 1.51% | 22 | -4,969 | -1.99% | Q2 2026 | Jul 24, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 243,008 | 9,256 | 0.29% | 0.3% | 23 | +956 | 0.39% | Q2 2026 | Jul 27, 2026 |
| WCG Wealth Advisors LLC | History | New | 235,629 | 8,975 | 0.21% | — | 24 | +235,629 | New | Q2 2026 | Aug 14, 2026 |
| TSFG, LLC | History | Added to | 221,907 | 8,452 | 1.06% | 0.19% | 25 | +184,902 | 499.67% | Q2 2026 | Jul 23, 2026 |
| Cerity Partners LLC | History | Reduced | 220,842 | 8,411 | 0.01% | 0.01% | 26 | -12,891 | -5.52% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Added to | 197,851 | 7,536 | 0.01% | 0.01% | 27 | +54,902 | 38.41% | Q2 2026 | Aug 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 177,722 | 6,769 | 0.01% | 0.01% | 28 | +40,431 | 29.45% | Q2 2026 | Aug 07, 2026 |
| Veridan Wealth LLC | History | Reduced | 171,934 | 6,548 | 2.23% | 2.18% | 29 | -4,017 | -2.28% | Q2 2026 | Aug 10, 2026 |
| Prosperity Financial Group, Inc. | History | Added to | 150,274 | 5,723 | 1.77% | 1.74% | 30 | +10,206 | 7.29% | Q2 2026 | Jul 28, 2026 |
| Navigation Group, LLC | History | New | 131,729 | 5,017 | 0.98% | — | 31 | +131,729 | New | Q2 2026 | Jul 29, 2026 |
| Spartan Wealth Advisory Services LLC | History | New | 121,238 | 4,617 | 0.38% | — | 32 | +121,238 | New | Q2 2026 | Aug 05, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 112,937 | 4,301 | 0.05% | 0.04% | 33 | +4,944 | 4.58% | Q2 2026 | Aug 03, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 90,844 | 3,460 | 0.02% | 0.02% | 34 | -349 | -0.38% | Q2 2026 | Aug 17, 2026 |
| Private Advisor Group, LLC | History | Reduced | 87,533 | 3,334 | 0.02% | 0.02% | 35 | -12,818 | -12.77% | Q2 2026 | Jul 27, 2026 |
| Wiser Advisor Group LLC | History | Reduced | 84,606 | 3,222 | 3.53% | 3.47% | 36 | -955 | -1.12% | Q2 2026 | Aug 14, 2026 |
| Waterloo Capital, L.P. | History | Added to | 81,247 | 3,094 | 0.17% | 0.17% | 37 | +7,697 | 10.46% | Q2 2026 | Jul 29, 2026 |
| NorthRock Partners, LLC | History | Added to | 80,022 | 3,048 | 0.04% | 0.04% | 38 | +11,440 | 16.68% | Q2 2026 | Aug 11, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 74,563 | 2,840 | 0.04% | 0.03% | 39 | +17,891 | 31.57% | Q2 2026 | Aug 06, 2026 |
| NewEdge Advisors, LLC | History | Added to | 70,435 | 2,682 | 0.01% | 0.0% | 40 | +66,151 | 1544.14% | Q2 2026 | Aug 12, 2026 |
| WESCAP Management Group, Inc. | History | No change | 69,316 | 2,640 | 0.49% | 0.46% | 41 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Oder Investment Management, LLC | History | New | 60,194 | 2,292 | 1.54% | — | 42 | +60,194 | New | Q2 2026 | Aug 11, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | No change | 58,634 | 2,233 | 0.11% | 0.12% | 43 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Redwood Financial Network Corp | History | Added to | 53,802 | 2,049 | 1.14% | 1.17% | 44 | +496 | 0.93% | Q2 2026 | Aug 07, 2026 |
| Peck Wealth Management, LLC | History | New | 52,607 | 2,003 | 1.69% | — | 45 | +52,607 | New | Q2 2026 | Jul 31, 2026 |
| Intentional Wealth Strategies, LLC | History | Reduced | 50,135 | 1,909 | 1.79% | 1.63% | 46 | -1,944 | -3.73% | Q2 2026 | Jul 28, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 47,404 | 1,804 | 0.01% | 0.02% | 47 | -5,258 | -9.98% | Q2 2026 | Jul 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 47,098 | 1,793 | 0.01% | 0.01% | 48 | +2,126 | 4.73% | Q2 2026 | Aug 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 43,017 | 1,638 | 0.02% | 0.04% | 49 | -65,267 | -60.27% | Q2 2026 | Jul 28, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 40,501 | 1,523 | 0.0% | 0.01% | 50 | -157,507 | -79.55% | Q2 2026 | Jul 15, 2026 |
| MONECO ADVISORS, LLC | History | Added to | 37,865 | 1,442 | 0.09% | 0.08% | 51 | +9,011 | 31.23% | Q2 2026 | Aug 11, 2026 |
| Golden State Wealth Management, LLC | History | No change | 36,705 | 1,398 | 0.13% | 0.13% | 52 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 30,781 | 1,153 | 0.07% | 0.01% | 53 | +24,868 | 420.56% | Q2 2026 | Jul 22, 2026 |
| HighTower Advisors, LLC | History | Reduced | 28,664 | 1,091 | 0.0% | 0.0% | 54 | -1,641 | -5.41% | Q2 2026 | Aug 05, 2026 |
| Fortis Group Advisors, LLC | History | Reduced | 28,612 | 1,089 | 0.17% | 0.17% | 55 | -767 | -2.61% | Q2 2026 | Jul 24, 2026 |
| ATTICUS WEALTH MANAGEMENT, LLC | History | Added to | 28,466 | 1,084 | 0.26% | 0.13% | 56 | +14,164 | 99.04% | Q2 2026 | Jul 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 26,785 | 1,020 | 0.0% | 0.0% | 57 | -1,400 | -4.97% | Q2 2026 | Aug 12, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 26,267 | 1,000 | 0.02% | — | 58 | +26,267 | New | Q2 2026 | Aug 14, 2026 |
| Revisor Wealth Management LLC | History | Reduced | 24,540 | 934 | 0.22% | 0.27% | 59 | -4,891 | -16.62% | Q2 2026 | Jul 21, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 23,636 | 900 | 0.0% | 0.0% | 60 | -517 | -2.14% | Q2 2026 | Jul 24, 2026 |
| Indivisible Partners | History | Added to | 23,582 | 898 | 0.05% | 0.06% | 61 | +2,059 | 9.57% | Q2 2026 | Aug 04, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 21,350 | 813 | 0.41% | 0.5% | 62 | -4,852 | -18.52% | Q2 2026 | Jul 27, 2026 |
| MRP Capital Investments, LLC | History | No change | 21,000 | 799 | 0.59% | 0.61% | 63 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 15,075 | 574 | 0.01% | 0.01% | 64 | -7,155 | -32.19% | Q2 2026 | Aug 11, 2026 |
| NewEdge Wealth, LLC | History | No change | 14,802 | 563 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Integrated Advisors Network LLC | History | Added to | 14,536 | 553 | 0.03% | 0.02% | 66 | +748 | 5.43% | Q2 2026 | Aug 11, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 12,963 | 493 | 0.01% | 0.01% | 67 | +2,120 | 19.55% | Q2 2026 | Jul 07, 2026 |
| GGM Financial LLC | History | Reduced | 12,826 | 488 | 0.19% | 0.2% | 68 | -8 | -0.06% | Q2 2026 | Jul 23, 2026 |
| Covenant Asset Management, LLC | History | Added to | 12,810 | 487 | 0.08% | 0.06% | 69 | +852 | 7.12% | Q2 2026 | Jul 20, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 11,911 | 453 | 0.0% | 0.0% | 70 | +4,873 | 69.24% | Q2 2026 | Jul 28, 2026 |
| HRT FINANCIAL LP | History | New | 11,216 | 427 | 0.0% | — | 71 | +11,216 | New | Q2 2026 | Aug 14, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 10,803 | 411 | 0.23% | 0.24% | 72 | -51 | -0.47% | Q2 2026 | Jul 13, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 9,627 | 366 | 0.0% | 0.0% | 73 | -825 | -7.89% | Q2 2026 | Aug 13, 2026 |
| Signature Equity Partners, LLC | History | Added to | 9,508 | 362 | 0.17% | 0.09% | 74 | +4,508 | 90.16% | Q2 2026 | Jul 30, 2026 |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | History | Reduced | 8,845 | 336 | 0.03% | 0.03% | 75 | -360 | -3.91% | Q2 2026 | Jul 27, 2026 |
| Trademark Financial Management, LLC | History | Reduced | 7,742 | 294 | 0.12% | 0.13% | 76 | -69 | -0.88% | Q2 2026 | Jul 27, 2026 |
| Kovack Advisors, Inc. | History | Added to | 7,837 | 293 | 0.01% | 0.01% | 77 | +48 | 0.62% | Q2 2026 | Jul 28, 2026 |
| Kestra Advisory Services, LLC | History | New | 7,419 | 282 | 0.0% | — | 78 | +7,419 | New | Q2 2026 | Jul 28, 2026 |
| FMR LLC | History | Reduced | 7,379 | 281 | 0.0% | 0.0% | 79 | -95 | -1.27% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | New | 7,025 | 267 | 0.0% | — | 80 | +7,025 | New | Q2 2026 | Aug 12, 2026 |
| Ameritas Advisory Services, LLC | History | Reduced | 6,467 | 246 | 0.0% | 0.03% | 81 | -17,985 | -73.55% | Q2 2026 | Aug 14, 2026 |
| TFB Advisors LLC | History | No change | 6,435 | 245 | 0.11% | 0.11% | 82 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Savvy Advisors, Inc. | History | New | 6,393 | 243 | 0.01% | — | 83 | +6,393 | New | Q2 2026 | Aug 03, 2026 |
| NWF Advisory Services Inc. | History | New | 6,303 | 240 | 0.02% | — | 84 | +6,303 | New | Q2 2026 | Jul 29, 2026 |
| Nuveen, LLC | History | New | 5,608 | 213 | 0.0% | — | 85 | +5,608 | New | Q2 2026 | Aug 11, 2026 |
| CATALYST FINANCIAL PARTNERS LLC | History | Reduced | 5,512 | 209 | 0.02% | 0.03% | 86 | -1,343 | -19.59% | Q2 2026 | Jul 29, 2026 |
| EP Wealth Advisors, LLC | History | New | 3,584 | 136 | 0.0% | — | 87 | +3,584 | New | Q2 2026 | Aug 11, 2026 |
| FIFTH THIRD BANCORP | History | No change | 3,012 | 114 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CITIGROUP INC | History | Added to | 1,900 | 72 | 0.0% | 0.0% | 89 | +300 | 18.75% | Q2 2026 | Aug 03, 2026 |
| ASSETMARK, INC | History | Added to | 1,713 | 65 | 0.0% | 0.0% | 90 | +1,493 | 678.64% | Q2 2026 | Jul 30, 2026 |
| CWM, LLC | History | No change | 1,696 | 56 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| JNBA Financial Advisors | History | No change | 1,446 | 55 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| GW&K Investment Management, LLC | History | No change | 1,340 | 51 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PRIVATE TRUST CO NA | History | New | 1,158 | 44 | 0.0% | — | 94 | +1,158 | New | Q2 2026 | Jul 28, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Reduced | 1,118 | 42 | 0.0% | 0.0% | 95 | -2,372 | -67.97% | Q2 2026 | Aug 13, 2026 |
| GHP Investment Advisors, Inc. | History | Added to | 1,009 | 38 | 0.0% | 0.0% | 96 | +6 | 0.6% | Q2 2026 | Jul 17, 2026 |
| MTM Investment Management, LLC | History | No change | 835 | 31 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| IFP Advisors, Inc | History | No change | 781 | 29 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| HOEY INVESTMENTS, INC | History | No change | 629 | 23 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Quent Capital, LLC | History | No change | 579 | 22 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Arax Advisory Partners | History | No change | 533 | 20 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 398 | 15 | 0.0% | 0.0% | 102 | -1,023 | -71.99% | Q2 2026 | Aug 14, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 400 | 15 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Modern Wealth Management, LLC | History | New | 221 | 8 | 0.0% | — | 105 | +221 | New | Q2 2026 | Aug 13, 2026 |
| Smartleaf Asset Management LLC | History | No change | 229 | 8 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 188 | 7 | 0.0% | 0.0% | 106 | +1 | 0.53% | Q2 2026 | Aug 12, 2026 |
| Global Retirement Partners, LLC | History | New | 173 | 6 | 0.0% | — | 107 | +173 | New | Q2 2026 | Aug 06, 2026 |
| Strive Financial Group ,LLC | History | New | 106 | 4 | 0.0% | — | 108 | +106 | New | Q2 2026 | Aug 14, 2026 |
| Downshift Financial, LLC | History | New | 89 | 3 | 0.0% | — | 109 | +89 | New | Q2 2026 | Aug 12, 2026 |
| VANGUARD ADVISERS INC | History | No change | 39 | 1 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.03% | — | -73,980 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,680 | -100.0% | Q2 2026 | Jul 27, 2026 |
| BLVD Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -8,032 | -100.0% | Q2 2026 | Jul 23, 2026 |
| WEBSTER BANK, N. A. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,918 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,875 | -100.0% | Q2 2026 | Aug 12, 2026 |
| True Wealth Design, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,850 | -100.0% | Q2 2026 | Jul 16, 2026 |
| Opal Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -946 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Rossby Financial, LCC | History | Added to | 12 | 0 | — | — | — | +2 | 20.0% | Q2 2026 | Aug 04, 2026 |
| LOGAN CAPITAL MANAGEMENT INC | History | New | 1 | 0 | — | — | — | +1 | New | Q2 2026 | Aug 14, 2026 |