Listed Funds Trust - HLAL
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 9 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC | History | No change | 78,935 | 4,896 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q4 2025 | Mar 25, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 76,175 | 4,725 | 0.01% | 0.0% | 2 | +53,111 | 230.28% | Q4 2025 | Feb 18, 2026 |
| rebel Financial LLC | History | New | 60,159 | 3,731 | 1.59% | — | 3 | +60,159 | New | Q4 2025 | Mar 27, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | Reduced | 35,924 | 2,228 | 0.04% | 0.04% | 4 | -521 | -1.43% | Q4 2025 | Feb 05, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 35,722 | 2,215 | 0.02% | 0.03% | 5 | +27 | 0.08% | Q4 2025 | Jan 23, 2026 |
| Sequoia Financial Advisors, LLC | History | Added to | 30,428 | 1,887 | 0.01% | 0.01% | 6 | +1,644 | 5.71% | Q4 2025 | Feb 03, 2026 |
| ROYAL BANK OF CANADA | History | New | 27,797 | 1,725 | 0.0% | — | 7 | +27,797 | New | Q4 2025 | Feb 17, 2026 |
| Federation des caisses Desjardins du Quebec | History | Added to | 13,672 | 848 | 0.0% | 0.0% | 8 | +122 | 0.9% | Q4 2025 | Feb 12, 2026 |
| Valeo Financial Advisors, LLC | History | Added to | 11,589 | 718 | 0.02% | 0.02% | 9 | +83 | 0.72% | Q4 2025 | Feb 04, 2026 |
| WESBANCO BANK INC | History | Reduced | 10,614 | 658 | 0.02% | 0.02% | 10 | -500 | -4.5% | Q4 2025 | Feb 03, 2026 |
| CIBC WORLD MARKET INC. | History | Added to | 10,511 | 651 | 0.0% | 0.0% | 11 | +107 | 1.03% | Q4 2025 | Feb 10, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 10,024 | 621 | 0.0% | 0.0% | 12 | +42 | 0.42% | Q4 2025 | Jan 27, 2026 |
| Cetera Investment Advisers | History | Added to | 9,350 | 580 | 0.0% | 0.0% | 13 | +289 | 3.19% | Q4 2025 | Feb 17, 2026 |
| Sepio Capital, LP | History | Added to | 8,308 | 515 | 0.03% | 0.02% | 14 | +2,080 | 33.4% | Q4 2025 | Feb 12, 2026 |
| Walkner Condon Financial Advisors LLC | History | No change | 7,985 | 495 | 0.07% | 0.07% | 15 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| COMPASS CAPITAL CORP /MA/ /ADV | History | Reduced | 7,631 | 483 | 0.19% | 0.27% | 16 | -2,324 | -23.35% | Q4 2025 | Feb 12, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 7,760 | 481 | 0.01% | 0.01% | 17 | +52 | 0.67% | Q4 2025 | Jan 22, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 7,034 | 436 | 0.0% | 0.0% | 18 | -27 | -0.38% | Q4 2025 | Feb 10, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 6,717 | 416 | 0.0% | 0.0% | 19 | -386 | -5.43% | Q4 2025 | Feb 13, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 6,605 | 409 | 0.01% | 0.01% | 20 | +173 | 2.69% | Q4 2025 | Feb 17, 2026 |
| Purpose Unlimited Inc. | History | New | 6,413 | 397 | 0.02% | — | 21 | +6,413 | New | Q4 2025 | Mar 20, 2026 |
| Brookwood Investment Group LLC | History | No change | 5,800 | 359 | 0.04% | 0.04% | 22 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Strengthening Families & Communities, LLC | History | Added to | 5,056 | 313 | 0.11% | 0.05% | 24 | +1,249 | 32.81% | Q4 2025 | Feb 03, 2026 |
| Financial Engines Advisors L.L.C. | History | Reduced | 5,049 | 313 | 0.0% | 0.0% | 23 | -10 | -0.2% | Q4 2025 | Feb 12, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | No change | 4,969 | 308 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 4,748 | 294 | 0.0% | — | 26 | +4,748 | New | Q4 2025 | Feb 17, 2026 |
| BLVD Private Wealth, LLC | History | Added to | 4,642 | 287 | 0.25% | 0.23% | 27 | +38 | 0.83% | Q4 2025 | Jan 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 4,533 | 281 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 4,047 | 251 | 0.0% | 0.0% | 29 | +953 | 30.8% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | No change | 3,899 | 241 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| 1832 Asset Management L.P. | History | No change | 3,808 | 236 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Main Street Financial Solutions, LLC | History | New | 3,778 | 234 | 0.02% | — | 32 | +3,778 | New | Q4 2025 | Feb 17, 2026 |
| Allworth Financial LP | History | New | 3,627 | 224 | 0.0% | — | 34 | +3,627 | New | Q4 2025 | Feb 05, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 3,613 | 224 | 0.0% | — | 33 | +3,613 | New | Q4 2025 | Jan 05, 2026 |
| Kaizen Financial Strategies | History | No change | 3,505 | 217 | 0.1% | 0.1% | 35 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Strategic Blueprint, LLC | History | New | 3,242 | 201 | 0.01% | — | 36 | +3,242 | New | Q4 2025 | Jan 30, 2026 |
| Kestra Advisory Services, LLC | History | New | 2,380 | 147 | 0.0% | — | 37 | +2,380 | New | Q4 2025 | Feb 13, 2026 |
| Providence Capital Advisors, LLC | History | No change | 2,244 | 139 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 2,069 | 128 | 0.0% | 0.0% | 39 | +1,714 | 482.82% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 2,007 | 124 | 0.0% | 0.0% | 40 | -56 | -2.71% | Q4 2025 | Feb 17, 2026 |
| Murphy & Mullick Capital Management Corp | History | New | 1,500 | 93 | 0.07% | — | 41 | +1,500 | New | Q4 2025 | Feb 10, 2026 |
| Larson Financial Group LLC | History | Added to | 1,023 | 63 | 0.0% | 0.0% | 42 | +25 | 2.51% | Q4 2025 | Feb 06, 2026 |
| MORGAN STANLEY | History | No change | 1,010 | 62 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Pacific Center for Financial Services | History | No change | 978 | 58 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| IFP Advisors, Inc | History | Added to | 875 | 54 | 0.0% | 0.0% | 45 | +1 | 0.11% | Q4 2025 | Feb 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 865 | 53 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 536 | 33 | 0.0% | 0.0% | 47 | +416 | 346.67% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 300 | 18 | 0.0% | 0.0% | 48 | +5 | 1.69% | Q4 2025 | Jan 29, 2026 |
| BANK OF AMERICA CORP /DE/ | History | New | 75 | 4 | 0.0% | — | 49 | +75 | New | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | New | 45 | 3 | 0.0% | — | 50 | +45 | New | Q4 2025 | Jan 26, 2026 |
| FMR LLC | History | No change | 26 | 1 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 13, 2025 |