Listed Funds Trust - HLAL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC | History | No change | 78,935 | 5,635 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| rebel Financial LLC | History | Added to | 58,139 | 4,349 | 1.78% | 1.65% | 2 | +43 | 0.07% | Q3 2026 | Nov 03, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 60,448 | 4,315 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | Added to | 41,690 | 3,118 | 0.05% | 0.03% | 4 | +5,330 | 14.66% | Q3 2026 | Oct 15, 2026 |
| RFG Advisory, LLC | History | Reduced | 37,204 | 2,783 | 0.04% | 0.05% | 5 | -4,453 | -10.69% | Q3 2026 | Nov 03, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 36,683 | 2,744 | 0.02% | 0.02% | 6 | +1,660 | 4.74% | Q3 2026 | Oct 08, 2026 |
| Cerro Pacific Wealth Advisors LLC | History | Added to | 29,765 | 2,226 | 0.49% | 0.41% | 7 | +4,643 | 18.48% | Q3 2026 | Oct 22, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 30,428 | 2,172 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Venture Visionary Partners LLC | History | New | 15,944 | 1,192 | 0.03% | — | 9 | +15,944 | New | Q3 2026 | Oct 07, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 13,315 | 950 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Valeo Financial Advisors, LLC | History | Reduced | 11,853 | 886 | 0.02% | 0.02% | 11 | -4,546 | -27.72% | Q3 2026 | Oct 08, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 11,549 | 824 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | No change | 11,098 | 792 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Cetera Investment Advisers | History | No change | 10,717 | 765 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kaizen Financial Strategies | History | Added to | 8,886 | 664 | 0.26% | 0.18% | 15 | +893 | 11.17% | Q3 2026 | Oct 09, 2026 |
| CIBC WORLD MARKET INC. | History | Added to | 8,654 | 647 | 0.0% | 0.0% | 16 | +12 | 0.14% | Q3 2026 | Nov 10, 2026 |
| TD Waterhouse Canada Inc. | History | Reduced | 8,404 | 631 | 0.0% | 0.0% | 17 | -650 | -7.18% | Q3 2026 | Oct 16, 2026 |
| Purpose Unlimited Inc. | History | No change | 8,467 | 618 | 0.02% | 0.02% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Walkner Condon Financial Advisors LLC | History | Reduced | 7,939 | 593 | 0.07% | 0.07% | 19 | -15 | -0.19% | Q3 2026 | Oct 30, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 7,846 | 586 | 0.01% | 0.01% | 20 | +133 | 1.72% | Q3 2026 | Oct 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 7,865 | 561 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 7,852 | 560 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| COMPASS CAPITAL CORP /MA/ /ADV | History | No change | 7,631 | 557 | 0.18% | 0.18% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 7,574 | 541 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 7,192 | 513 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Snowden Capital Advisors LLC | History | No change | 7,111 | 507 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 7,224 | 499 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | New | 6,653 | 497 | 0.0% | — | 28 | +6,653 | New | Q3 2026 | Oct 30, 2026 |
| Daffy Charitable Fund | History | Added to | 6,602 | 493 | 0.05% | 0.03% | 29 | +424 | 6.86% | Q3 2026 | Nov 10, 2026 |
| CHOREO, LLC | History | New | 6,300 | 471 | 0.0% | — | 30 | +6,300 | New | Q3 2026 | Oct 28, 2026 |
| Sepio Capital, LP | History | Reduced | 6,002 | 449 | 0.02% | 0.02% | 31 | -716 | -10.66% | Q3 2026 | Oct 22, 2026 |
| Atomic Invest LLC | History | No change | 6,178 | 435 | 0.04% | 0.04% | 32 | 0 | 0.0% | Q2 2026 | Sep 25, 2026 |
| Financial Engines Advisors L.L.C. | History | No change | 5,465 | 390 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Larson Financial Group LLC | History | Added to | 5,053 | 378 | 0.01% | 0.01% | 34 | +1,820 | 56.29% | Q3 2026 | Nov 05, 2026 |
| LPL Financial LLC | History | Added to | 4,968 | 371 | 0.0% | 0.0% | 35 | +319 | 6.86% | Q3 2026 | Nov 06, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 5,074 | 362 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q2 2026 | Oct 20, 2026 |
| REGIONS FINANCIAL CORP | History | Added to | 4,745 | 354 | 0.0% | 0.0% | 37 | +371 | 8.48% | Q3 2026 | Nov 05, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 4,786 | 341 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| JPMORGAN CHASE & CO | History | No change | 4,820 | 339 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 4,704 | 335 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 4,265 | 319 | 0.0% | — | 41 | +4,265 | New | Q3 2026 | Oct 26, 2026 |
| BLVD Private Wealth, LLC | History | Reduced | 4,160 | 311 | 0.23% | 0.23% | 42 | -200 | -4.59% | Q3 2026 | Oct 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 4,020 | 304 | 0.0% | 0.0% | 43 | -68 | -1.66% | Q3 2026 | Oct 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 4,179 | 298 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | No change | 3,892 | 291 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| NewEdge Advisors, LLC | History | No change | 3,899 | 278 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Foundation Wealth Management, LLC | History | Added to | 3,395 | 253 | 0.14% | 0.14% | 47 | +5 | 0.15% | Q3 2026 | Oct 22, 2026 |
| Strategic Blueprint, LLC | History | Reduced | 3,318 | 248 | 0.01% | 0.01% | 48 | -13 | -0.39% | Q3 2026 | Oct 22, 2026 |
| Stanich Group LLC | History | Reduced | 3,097 | 231 | 0.11% | 0.14% | 49 | -3 | -0.1% | Q3 2026 | Oct 15, 2026 |
| HighTower Advisors, LLC | History | No change | 3,036 | 227 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| FSA Advisors, Inc. | History | New | 2,978 | 222 | 0.1% | — | 52 | +2,978 | New | Q3 2026 | Nov 10, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 2,977 | 222 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Falcon Wealth Planning | History | No change | 2,950 | 220 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | No change | 3,009 | 215 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Paulson Wealth Management Inc. | History | New | 2,848 | 213 | 0.04% | — | 55 | +2,848 | New | Q3 2026 | Nov 02, 2026 |
| Kestra Advisory Services, LLC | History | New | 2,762 | 206 | 0.0% | — | 56 | +2,762 | New | Q3 2026 | Nov 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 2,419 | 172 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Providence Capital Advisors, LLC | History | No change | 2,207 | 157 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,857 | 138 | 0.0% | 0.0% | 59 | +1,482 | 395.2% | Q3 2026 | Nov 06, 2026 |
| Murphy & Mullick Capital Management Corp | History | Added to | 1,800 | 134 | 0.08% | 0.08% | 60 | +100 | 5.88% | Q3 2026 | Oct 30, 2026 |
| Pacific Center for Financial Services | History | No change | 978 | 73 | 0.02% | 0.02% | 61 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| MORGAN STANLEY | History | No change | 885 | 63 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 798 | 59 | 0.0% | 0.0% | 63 | -386 | -32.6% | Q3 2026 | Oct 16, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 756 | 53 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Timbuktu Capital Management, LLC | History | No change | 500 | 35 | 0.05% | 0.05% | 65 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Strengthening Families & Communities, LLC | History | Reduced | 403 | 30 | 0.01% | 0.07% | 66 | -3,761 | -90.32% | Q3 2026 | Oct 21, 2026 |
| FMR LLC | History | Added to | 379 | 28 | 0.0% | 0.0% | 67 | +353 | 1357.69% | Q3 2026 | Nov 10, 2026 |
| UBS Group AG | History | No change | 300 | 22 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| AE Wealth Management LLC | History | No change | 163 | 11 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Go Invest LLC | History | Added to | 124 | 9 | 0.0% | 0.0% | 70 | +32 | 34.78% | Q3 2026 | Oct 08, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 41 | 2 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Markowski Investments | History | New | 25 | 1 | 0.0% | — | 73 | +25 | New | Q3 2026 | Oct 30, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | New | 13 | 1 | 0.0% | — | 72 | +13 | New | Q3 2026 | Nov 09, 2026 |
| WESBANCO BANK INC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,344 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Nuveen, LLC | History | New | 13 | 0 | — | — | — | +13 | New | Q3 2026 | Nov 10, 2026 |
| CITIGROUP INC | History | New | 1 | 0 | — | — | — | +1 | New | Q3 2026 | Nov 04, 2026 |